While many young children are thriving and have access to the conditions and resources they need for healthy development, a substantial number of young children face challenging conditions. These conditions—rooted in the inequitable distribution of resources in the United States based on factors such as race/ethnicity, geographic disadvantage, socioeconomic status, and community wealth—have compounded over time, and today manifest as disparities that include inadequate access to health care and well-funded quality schools, poverty, food insecurity, lack of mental health care, and exposure to violence. In addition to their effects on future academic outcomes, these challenges can lead to disparities in healthy development across multiple domains. Children’s academic outcomes and overall well-being might be improved by efforts to reduce disparities in opportunity in order to prevent them from becoming achievement gaps. For example, such efforts might include reducing barriers to social supports, improving community safety, increasing access to quality health care, addressing factors such as institutional racism, making parents’ jobs higher quality and more family friendly, implementing culturally relevant pedagogy and learning, and reducing child poverty.
The Every Student Succeeds Act calls for schools to implement “whole child” strategies that promote physical health and healthy social-emotional development as a means of reducing disparities in academic achievement. Similarly, the Head Start Act promotes overall well-being and school readiness through a focus on addressing children’s comprehensive developmental and health needs and the needs of their families. Because a wide variety of factors begin to influence the trajectories of children before they are even
born, closing the opportunity gap requires a deeper and integrated examination of family and community factors, such as family and community engagement, parent/caregiver academic attainment, health of parents and/or child(ren), and cultural norms, as well as structural factors, such as social inequality, racism and discrimination, laws and policies, and other social determinants of health and well-being.
The Committee on Exploring the Opportunity Gap for Young Children from Birth to Age Eight was formed to identify and describe causes, costs, and effects of the opportunity gap in young children. In order to make recommendations on how to improve conditions and promote success for children at home, in communities, and in schools, the committee was asked to (1) identify and describe the opportunity gap and its relationship (if any) to the achievement gap; (2) review available research and evidence on the effects of the opportunity gap, as well as family, school, and community factors that promote or diminish opportunities for achievement; (3) discuss the economic costs of the opportunity gap and potential economic benefits of addressing it; (4) review evidence on promising federal and state policy interventions that have addressed the opportunity gap; and (5) identify the potential roles, actions, and supports appropriate for philanthropy to assist in addressing the opportunity gap (see Chapter 1 for the committee’s full statement of task). The committee’s statement of task specifies that the committee should focus on children from birth to age 8; however, we recognize that the causes of these gaps may begin before birth and that the effects of these gaps may persist well beyond third grade into adulthood. The statement of task asked the committee to identify and describe societal conditions with potential to preclude equal access to high-quality educational opportunities. Accordingly, the expertise represented on the committee (including early childhood and primary education, child development, public health, mental health, sociology, demography, neuroscience, economics, and public policy) reflects the complexity of this task.
For many young children in the United States, unequal opportunity exists across a number of contexts from the time they are born, which can have a long-lasting impact on future academic, health, and economic outcomes. Although achievement and opportunity are related, it is important to distinguish between the two. The potential causes of the achievement gap are individual opportunity gaps across numerous domains that we refer to collectively as the opportunity gap. We define the opportunity gap as the unequal and inequitable distribution of resources and experiences on the basis of race, ethnicity, socioeconomic status, English proficiency, disability, immigration status, community wealth, familial situations, geography, or other factors that contribute to or perpetuate inequities in well-being across groups of young children in health, social-emotional development, and education. The achievement gap refers to the effect of the opportunity
gap—disparities in academic outcomes and well-being among different groups of children. To understand the nature of the opportunity gap, the committee examined the historical contexts that underpin the structures and barriers that allow disparities to persist and the ways in which these drivers continue to affect access to resources, supports, quality educational experiences, quality health care, and positive developmental experiences.
The committee examined opportunity gaps among children by identifying differences in experiences and outcomes by race/ethnicity, gender, socioeconomic status, disability, nativity/immigrant status, language learner status, child’s age, and geographic location. With a focus on equity, the committee used its review of peer-reviewed publications and relevant grey literature—including policy briefs, reports, and evaluations, as well as expert presentations and a commissioned research synthesis—to better understand how certain subgroups of children may be differentially affected by the absence of specific opportunities and whether this has a negative impact on young children across a number of demographic designations.
The committee’s key conclusions identify issues that cut across the domains discussed in this report—education, physical health, and social-emotional health and well-being. These conclusions highlight contexts that drive opportunity gaps and areas in which there are opportunities to change policies, programs, and interventions to close the opportunity gap for young children. Supporting evidence for the committee’s key conclusions can be found in Chapter 8.
Conclusion 1: Differential experiences and access to resources in early childhood result in opportunity gaps, which can lead to long-term gaps in outcomes in education, physical health, and social-emotional development that are harmful to individuals, communities, and society.
Conclusion 2: There is substantial evidence describing effective policies and practices that can increase opportunity across multiple domains. These domains range from health, such as increasing maternal access to prenatal care, access to health care, and insurance coverage to access to antipoverty programs and to early care and education. However, differential access as a matter of policy or practice, as well as inconsistent—and in some cases, uncoordinated—implementation and inadequate funding, has allowed barriers to accessing opportunities to persist, leaving the most vulnerable populations underserved. These
barriers must be addressed for these promising policies and practices to be implemented equitably and effectively.
Conclusion 3: Restrictive eligibility criteria set at the federal and state levels and differences in state and local implementation of policies lead to vastly different experiences for children and families depending on who they are and where they live. Access to resources and services has been impeded by some state and federal policies, as well as service systems that create administrative barriers to access, barriers that disproportionately affect communities of color, immigrant families, and families with low income. These differences occur across all domains examined by the committee, from school funding and access, to quality schools and teachers, to access to health care and health insurance, to the neighborhood-level resources that shape the ability of parents to support and care for their children and provide the supports needed for healthy development.
Conclusion 4: Research shows that income from full-time employment does not cover the cost of basic needs for many working families. In addition, many employers do not provide benefits such as paid leave or child care. Limited access to paid family leave creates an opportunity gap for young children by limiting parents’ and infants’ bonding time, decreasing the time available to take care of serious health issues, elevating family stress, and exposing children to financial uncertainty. Limited access to high-quality child care can create opportunity gaps by limiting parents’ employment, earnings, and job stability, ultimately leading to family economic insecurity.
Conclusion 5: Differential experiences and access to resources are associated with factors such as race/ethnicity, income, social class, gender, national origin, language background, and disability; however, the intersections of these factors with social determinants can result in interdependent systems of disadvantage that multiply negative effects. Thus, opportunity gaps for one age group can persist and compound, becoming the cause of future opportunity gaps.
Conclusion 6: Structural racism and discrimination perpetuate opportunity gaps and the achievement gap. Systematic exclusion, structural racism, racial and ethnic discrimination, poverty, unequal allocation of resources and services, labor market inequalities, biases in access to and experiences in services, and policies that create administrative burden for families all affect the ways in which families experience opportunity. While many of these structures have their origins in the past,
they persist, and their effects—now compounded—continue to affect outcomes and the well-being of children and families.
The committee’s recommendations draw on evidence-based conclusions presented throughout the report to identify actions that can be taken by policy makers, practitioners, community organizations, philanthropic organizations, and other stakeholders. Additional supporting text for each recommendation can be found in Chapter 8 of this volume.
Recommendation 1: Federal entities and agencies and private philanthropic organizations that collect data and fund research related to child health and development should create and adequately support an effective equity-focused policy- and services-monitoring data infrastructure (collection of both quantitative and qualitative data, data analysis, and program evaluation) to guide federal, state, and local policy decisions aimed at closing the opportunity gap across income, race/ethnicity, disability, gender, language background, and immigrant status. This data infrastructure should also be made available for research and learning.
To further a research agenda addressing the opportunity gap, actions such as the following could be taken by federal entities and private philanthropic organizations:
Monitoring and accountability are key for the successful implementation of all of the committee’s recommendations. Given the complexities surrounding the opportunity gap for young children, a system of metrics is needed to track disparities in opportunities and resources, such as access to qualified educators, rigorous and inclusive curricula, school funding, school ecologies that support learning, quality health care, and resources that promote healthy social and emotional well-being and development. In addition to tracking of these metrics, systematic cataloging of evidence-based, effective, and equitable policies and program interventions across domains in a centralized database/registry would provide a significant resource to communities, policy makers, researchers, and philanthropic organizations working to reduce disparities in opportunity for children.
Recommendation 2: The federal government and states should establish early learning opportunities—accompanied by both legal accountability guaranteeing access and inclusive, intentional quality standards that are aligned with scientific evidence—as a right afforded to all children and families who need and want services.
This recommendation is supported by a wealth of evidence demonstrating that high-quality early care and education (ECE) is a public good with social and economic returns that benefit all, one that is recognized as a fundamental right in many countries around the world. Despite this fact, ECE is available only to some and exists as a patchwork system of varying quality. As a result, many families, disproportionately those from marginalized backgrounds, are left in difficult positions, balancing the safety, care, and education of their children and their employment. To implement this recommendation, federal and state actors should consider codifying ECE as both a civil and a human right of all young children. This could be achieved at the federal level by ratifying the United Nations Convention on the Rights of the Child, which would build on existing precedent established at the federal level through, for example, the right to preschool services for young children with disabilities in the Individuals with Disabilities Education Act.
Recommendation 3: The federal government—in partnership with states—should fully implement a voluntary universal high-quality public early care and education system using a targeted universal approach (i.e., setting universal goals that are pursued using processes and strategies targeted to the needs of different groups). Such programs should be responsive to community needs, reflect the true cost of quality, and have strong monitoring and accountability systems that specifically address gaps in opportunity.
Such a unified system would:
Underinvestment in high-quality ECE disproportionately affects children from low-income families, children of color, children who speak languages other than English at home, and children with disabilities. This underinvestment, the result of a complex array of factors, persists despite the well-documented benefits—individual and societal—of high-quality ECE.
Quality frameworks adopted by the field may not, in many instances, include indicators that have a particularly salient effect on opportunity gaps and the experiences of children from historically marginalized communities, such as issues related to bias, language of instruction, and inclusion of children with disabilities. Underfunded and fragmented programs, underpaid workers, inconsistent access to high-quality programming, and inadequate quality frameworks contribute to opportunity gaps. Wide-scale
implementation of such a system should take into account the challenges that can occur during scale-up, such as insufficient capacity to implement programs, lack of sustained funding, a mismatch between demand for and supply of programs, and barriers to access for targeted populations. A systematic approach to scaling up should be used to ensure that goals are clear and measurable, that progress is assessed regularly, and that challenges and opportunities are identified as they occur to inform iterative improvements in implementation.
Recommendation 4: The federal government, states, local communities, and districts should adequately and equitably support elementary school education and out-of-school programs. Elementary school education should operate under a common quality framework, with quality benchmarks aligned with those in the early care and education (ECE) system and based on evidence-based policies and practices.
Such a system would:
Increasing funding for education, particularly for low-income students, has significant effects (e.g., improving achievement and graduation rates, employment, and wages, and reducing poverty rates). Thus, resource allocation would need to prioritize underserved populations, including high-poverty and minoritized communities and children with unique needs, such as English learners and students with disabilities. Increased resources could be used in a targeted way to meet quality benchmarks, close opportunity gaps, and meet the holistic and academic needs of students. ECE and the early grades would also need to be aligned so that what was attained in the early years would be built upon and expanded in the later grades rather than repeated or dropped altogether. Families and communities must be a part of these systems to ensure that children are immersed in the environments and conditions they need to thrive across settings.
Recommendation 5: The Department of Education should fully integrate Individuals with Disabilities Education Act programming with general early childhood and K–12 education. As part of achieving this goal, the Department of Education, states, and districts should undertake specific reforms explicitly addressing opportunity gaps identified in this report, including:
The maximum federal share of funding for the Individuals with Disabilities Education Act (IDEA) determined by Congress is 40% of the national average per pupil expenditure. Today, Congress funds about 18% of what it costs to educate children with disabilities. Indeed, the inadequate funding of these services has resulted in states restricting eligibility criteria, lowering the dosage of services, or stretching wait times for the evaluation and service delivery process to the upper limits of what is allowable by law.
IDEA policy reforms, through reauthorization, regulation, technical assistance, and monitoring and accountability systems, must intentionally address gaps in access, particularly for children of color; accuracy in identification; inclusion in general ECE settings; and the harsh discipline to which children with disabilities are disproportionately subject.
Recommendation 6: The Department of Health and Human Services (HHS) should create, lead, and be accountable for coordinating an interagency group focused on children’s mental health and social-emotional well-being that includes the several HHS operating divisions, including the Administration for Children and Families, the Health Resources and Services Administration, the Substance Abuse and Mental Health Services Administration, the Centers for Disease Control and Prevention, and the Centers for Medicare & Medicaid Services, among others, as well as the Department of Education, the Department of Justice, the Department of Housing and Urban Development, and other relevant agencies, for the purpose of designing, implementing, and evaluating a comprehensive system of primary psychosocial care for young children and their families.
Such a comprehensive system of primary psychosocial care for young children and their families would include:
For families with children, no universal system provides care to support the social and emotional development, mental health, and well-being of their child from birth until age 5 when they enter the K–12 system with
continuity of supports and services through the early school-age years. Families from minoritized groups (both parents and children) are disproportionately exposed to hardships and stress across the life course, including stress related to racism and discrimination; are less likely to have their mental health needs met; and are more likely to have treatment prematurely terminated. In addition, children from minoritized groups are less likely to have access to mental health services in schools and in the child welfare system. For many families, especially those experiencing poverty, health issues, and precarious jobs, uncoordinated public systems that provide support for the well-being of children create barriers to access and burden these families as they attempt to access services and supports. A centralized system for identifying and cataloging effective, evidence-based intervention programs, policies, and resources should be part of the development of this system of primary psychosocial care to assist communities in selecting appropriate evidence-based interventions that can then be evaluated and used to understand drivers of challenges that affect specific communities.
Recommendation 7: The Department of Labor and the Department of Health and Human Services, in partnership with other relevant federal agencies, should review, update, and enforce existing labor standards and employment policies to address disparities that disproportionately affect working families with young children.
To implement this recommendation, the federal government could:
Research shows that many working families do not earn enough from full-time employment to cover basic needs, and that many employers do not provide benefits such as paid sick or medical leave, parental leave, or child care. Lack of access to paid leave creates an opportunity gap for young children by limiting bonding time for parents and infants, decreasing the time available to attend to serious health issues, elevating family stress, and exposing children to financial uncertainty. Overall, this body of research suggests that paid family and medical leave is an effective policy that improves the social-emotional well-being of parents and the health of their young children. Moreover, making the program nearly universal would lower per-worker costs. The policy could be further improved by reducing racial/ethnic and income disparities in take-up of leave through less restrictive eligibility criteria, higher wage replacement rates, targeted outreach, and improved administrative systems.
Recommendation 8: The federal government, in partnership with state and local governments, philanthropy, and relevant public and private organizations, should support policies and interventions targeting social determinants of health that create and perpetuate opportunity gaps at the community level.
To further the development of targeted policies and interventions for addressing the opportunity gap at the community level, the following actions should be taken by federal, state, and local entities and private philanthropic organizations:
For children living in poverty and those from other marginalized populations, inequities in experiences and access to resources that support healthy developmental outcomes can vary greatly, leading to persisting opportunity gaps for young children. State and local governments have opportunities to examine existing policies that have demonstrated promising outcomes for young children and to leverage resources and partnerships with the private sector to invest in interventions with the potential to promote healthy development and close opportunity gaps for young children.
Recommendation 9: Early learning and K–12 education systems, health care systems, and employers should test and institute policies and protocols for identifying and addressing manifestations of institutional racism to reduce inequities in access to resources and quality services in education, health care, and public health.
To identify and address manifestations of institutional racism that create and perpetuate the opportunity gap, the following specific actions should be taken to reduce inequities in access to resources and quality services in education, health care, and public health:
A consistent finding across issue areas (e.g., early education, health, social-emotional development) is that opportunity is associated with race, and that race intersects with multiple other identities to result in compounded gaps in opportunity and outcomes. These gaps are the products of centuries of systemic racism across a number of domains of life. Any attempt to bridge unequal opportunity must be addressed by understanding and remedying historical inequities and their manifestations today.