The consistent and compelling evidence concerning how social determinants shape health has led to a growing recognition throughout the health care sector that improvements in overall health metrics are likely to depend—at least in part—on attention being paid to these social determinants. The shift in the health care sector toward value-based payments that incentivize prevention and improved health and health care outcomes for persons and populations rather than service delivery alone has made possible expanded approaches to addressing health-related factors that may be upstream from the clinical encounter. And there is increasing interest in the role of the health care sector in mitigating adverse social determinants (termed “social risk factors” and including a lack of access to stable housing, nutritious food, or reliable transportation) in order to achieve more equitable health outcomes. The combined result of these trends has been a growing emphasis on health care systems paying attention to upstream factors and addressing the social determinants of health (SDOH).1 Taking social risk factors into account is critical to improving both primary prevention and the treatment of acute and chronic illness because social contexts influence the delivery and outcomes of health care.
In considering how health care systems should address these social determinants, a number of important questions arise, including how to integrate social care (that is, services that address health-related social risk factors and social needs) into clinical practice and what kinds of
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1 A list of social determinants of health is included in Table 1-1 of this report.
infrastructure will be required to facilitate such activities. To begin addressing these questions, a broad coalition of foundations, social work associations, educational institutions, and other organizations came together to support this National Academies of Sciences, Engineering, and Medicine (the National Academies) study. The study was intended to examine the potential for integrating services addressing social needs and the SDOH into the delivery of health care with the ultimate goal of achieving better health outcomes.2 The National Academies appointed a committee of 18 subject-matter experts to address this task. Specifically, the committee was asked to assess several factors: the approaches to social care integration that are currently being taken by health care providers and systems as well as any new or emerging approaches and opportunities; the current roles in such integration that are being taken on by different disciplines and organizations as well as new or emerging roles and types of providers; and the current and emerging efforts to design health care systems in such a way as to improve the nation’s health and reduces health inequities. The committee also was asked to recommend how to expand social care services, to better coordinate roles for social care providers in interprofessional care teams in diverse health settings, and to optimize the effectiveness of social care services to improve health and health care.
Over the course of the 18-month study, the committee held four in-person meetings and two Web-based meetings to gather evidence, review and deliberate on the evidence, and develop conclusions and recommendations. Several types of evidence were considered, including peer-reviewed literature, reports from governmental agencies and private organizations, books, websites, and invited presentations to the committee during public sessions. Although the committee cast a wide net in its efforts to identify relevant sources of information, it did not conduct a systematic literature review. As part of the National Academies consensus study process, the committee’s draft report underwent a rigorous, independent external review by another group of experts to ensure that the report addressed its charge, that its findings are supported by the scientific evidence, that its exposition and organization are effective, and that it is impartial and objective.
The committee identified five complementary activities that can facilitate the integration of social care into health care. The activities are
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2 The complete Statement of Task is presented in Chapter 1 of this report.
awareness, adjustment, assistance, alignment, and advocacy (see Figure S-1 and Table S-1). The specific types of activities that are undertaken will likely vary across health care settings and within settings and also by the social factors being addressed, and the context of a setting will influence which specific types of social and health care integration activities are adopted.
Some health care systems have had success using these five types of activities to strengthen social care services and to link social care with improved health outcomes. However, in most cases where social care activities occur, there have been few robust outcome evaluations carried out, which limited the committee’s ability to make recommendations about specific evidence-based practices. Rather, the committee focused on a framework that describes the scope of these practices.
Each of the five activities described in the previous section—awareness, adjustment, assistance, alignment, and advocacy—involves systems-level changes. After a review of the evidence base on existing and emerging activities and opportunities for integrating social care into health care, the committee identified three key necessities for successful integration: an appropriately staffed and trained workforce, health information technology innovations, and new financing models.
TABLE S-1
Definitions of Health Care System Activities That Strengthen Social Care Integration
| Activity | Definition | Transportation-Related Example |
|---|---|---|
| Awareness | Activities that identify the social risks and assets of defined patients and populations. | Ask people about their access to transportation. |
| Adjustment | Activities that focus on altering clinical care to accommodate identified social barriers. | Reduce the need for in-person health care appointments by using other options such as telehealth appointments. |
| Assistance | Activities that reduce social risk by providing assistance in connecting patients with relevant social care resources. | Provide transportation vouchers so that patients can travel to health care appointments. Vouchers can be used for ride-sharing services or public transit. |
| Alignment | Activities undertaken by health care systems to understand existing social care assets in the community, organize them to facilitate synergies, and invest in and deploy them to positively affect health outcomes. | Invest in community ride-sharing or time-bank programs. |
| Advocacy | Activities in which health care organizations work with partner social care organizations to promote policies that facilitate the creation and redeployment of assets or resources to address health and social needs. | Work to promote policies that fundamentally change the transportation infrastructure within the community. |
All members of an interprofessional team working to address health-related social needs may have a role in carrying out awareness, adjustment, assistance, alignment, and advocacy activities. The social care workers on the team may include nurses; physicians; social workers; community health workers; social service navigators, aides, assistants, and trained volunteers; home health aides; personal care aides; family caregivers; case managers; gerontologists; lawyers; and others. The committee found that
that include community health workers show promise. As models continue to evolve and develop, roles may expand for other workers, such as social service navigators, aides, and assistants; trained volunteers; home health aides and personal care aides; and family caregivers. Other fields are emerging to meet the social needs of older adults (e.g., gerontology) and other specific populations. Integrating other professions—such as lawyers through medical–legal partnerships—also holds promise.
Advances in technology that allow for the application of data and digital tools have the potential to improve efforts by health care systems and their social care partners to address health-related social needs via awareness, adjustment, assistance, alignment, and advocacy activities. Many sources of data exist, including health care claims, electronic health records, census data, and community-level findings concerning the SDOH. The types of digital tools available include predictive analytics, natural language processing, geocoding and hotspotting (the strategic use of data to reallocate resources to a small subset of high-needs, high-cost patients), point-of-care decision support, augmented intelligence, the Internet of Things, telehealth and other virtual care, automated interactions
(e.g., chat bots and holograms), self-driving cars, and digital platforms for interoperability. The committee found that
The financing of health care offers an opportunity to better integrate social care into health care, but substantial barriers exist to doing so. The key challenges identified by the committee are how the legal definition of health care affects the inclusion of social care, how methods for paying providers incentivize or disincentivize the integration of social care into health care delivery, how quality and accountability for the integration of social care are defined and measured, how care for populations with complex social and health needs is financed, and the limited administrative capacity of many social care providers. The committee grouped its findings into the following categories:
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3 Section III of Public Law 115-123, February 9, 2018.
Center for Medicare & Medicaid Innovation (a center within CMS) activities—particularly the shift to accountable care organizations—aligns incentives for the provision of social care.
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4 National Academies of Sciences, Engineering, and Medicine. 2017. Accounting for social risk factors in Medicare payment. Washington, DC: The National Academies Press. https://doi.org/10.17226/23635.
Enabling the health care sector to engage in activities that strengthen social care and community resources will require new approaches to system design, staffing, information and technology systems, financing, and research. The committee identified five goals whose accomplishment will result in better integration of social care into health care, which may in turn result in improved health and reduced health disparities. Those goals are to
Recommendation 1. Health care organizations should take steps to integrate social care into health care. Specific steps include
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5 Patient-centered care is defined as providing care that is respectful of and responsive to individual patient preferences, needs, and values, and ensuring that patient values guide all clinical decisions (Institute of Medicine. 2001. Crossing the quality chasm: A new health system for the 21st century. Washington, DC: National Academy Press. https://doi.org/10.17226/10027).
Recommendation 2a. State legislatures, licensing boards, professional associations, and federal agencies should develop, expand, and standardize the scopes of practice of social workers, community health workers, gerontologists, and other social care workers.
Recommendation 2b. Social workers and other social care workers should be considered to be providers who are eligible for reimbursement by payers. Public and private payers should create standards for the reimbursement of social care, including assessment and such treatment as chronic care management, behavioral health integration, and transitional care management. Medicare/Medicaid payment advisory commissions should evaluate models in which social workers and other social care workers are reimbursement-eligible providers of social care services.
Recommendation 2c. Funders of health care workforce training (e.g., the U.S. Department of Health and Human Services, the U.S. Department of Veterans Affairs, and foundations) should include the social care workforce in their education, training, and practice initiatives.
Recommendation 2d. Schools for health professions (including schools of medicine and nursing) as well as continuing education programs should incorporate competency-based curricula on social care. Curricula should include evidence on the social determinants of health, protocols for working in interprofessional teams to address social needs in health care settings, interpersonal and organizational approaches to advancing health equity and decreasing health disparities, and competencies relating to collecting, securing, and using data and technology to facilitate social and health care integration. Schools of health professions should also engage social workers in instructional roles in order to model their participation in interprofessional teams and to provide information on social risk screening and social care resources and referrals.
Recommendation 2e. Credentialing organizations for medicine, nursing, and other health professions should incorporate knowledge about the social determinants of health and the importance of addressing social needs in licensing examinations and continuing education requirements.
Recommendation 2f. Schools of social work as well as continuing education programs should use competency-based curricula on social care. In addition to educating students about the social determinants of health and health disparities, the curricula should include information about effective models that integrate social care and health care delivery, the interprofessional workforce, technology, and payment models that facilitate implementation and competencies relating to collecting, securing, and using data and technology to facilitate social and health care integration.
Recommendation 2g. State agencies and academic institutions, including community colleges, should develop standards for training and advancement (e.g., career ladder programs) for community health workers and other emerging social care workers.
Recommendation 2h. Foundations and other funders should commission a follow-up comprehensive report on the role of social work in health care as social care and health care integration continues to evolve.
Recommendation 2i. Foundations and other funders should fund a campaign to raise awareness among the health care professions and others
about the value and contributions of social workers and other social care workers in health care.
Recommendation 3a. The federal government should establish a 21st-century social care digital infrastructure on a scale similar to that described in the Health Information and Technology for Economic and Clinical Health Act of 2009,6 and it should identify and deploy policies and resources to build the internal capacity necessary for social care organizations and consumers to interoperate and interact with each other and the health care system.
Recommendation 3b. The Office of the National Coordinator should be resourced to act on the Patient Protection and Affordable Care Act of 20107 Section 1561 recommendations, including the adoption of modern, secure, interoperable digital systems and processes that will allow all partners to share the administrative and other data necessary to enable consumers to seamlessly obtain and maintain the full range of available health care and social care services.
Recommendation 3c. The Office of the National Coordinator should support states and regions as they identify the appropriate interoperable platforms for their communities, based on open standards and a modern technical architecture that supports flexible interfaces to allow the health and social care systems and consumers to share the structured data necessary for care coordination, avoidance of error, and a reduced burden on organizations and people being served.
Recommendation 3d. The Federal Health Information Technology Coordinating Committee should facilitate data sharing at the community level across diverse domains such as health care, housing, and education so as to support social care and health care integration.
Recommendation 3e. Integrating social care and health care requires the sharing of new types of data between new partners, some of whom are covered by the privacy rule promulgated by the Health Insurance Portability and Accountability Act of 19968 and some of whom are not; there-
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6 Public Law 111-5, February 17, 2009.
7 Public Law 111-148, March 23, 2010.
8 Public Law 104-191, August 21, 1996.
fore, the U.S. Department of Health and Human Services should work with the private sector to disseminate educational tools and guidance on the data security and privacy issues that arise when collecting and sharing personally identifiable information.
Recommendation 3f. The parts of the public and private sectors involved in developing and implementing analytic and technology resources, including cell and Internet access, should do so with an explicit focus on equity; the goal should be to avoid unintended consequences such as perpetuation or aggravation of discrimination and bias and the further marginalization of populations and to proceed with an appreciation of the impact on the existing social care system.
Recommendation 4a. The Centers for Medicare & Medicaid Services should clearly define which aspects of social care that Medicaid can pay for as covered services (e.g., in the context of providing care management, targeted case management, and home- and community-based long-term care services and supports as well as within the context of managed care).
Recommendation 4b. State Medicaid agencies should use the flexibility described by the Centers for Medicare & Medicaid Services in the social care that Medicaid pays for as a covered service and make the opportunities and limitations associated with that flexibility clear to health plans and health care and social care service providers.
Recommendation 4c. The Centers for Medicare & Medicaid Services (CMS) should accelerate learning about how the integration of health and social care can improve health and reduce health care costs by encouraging and approving waivers that support social care. Sustainable financing for effective interventions piloted in the waiver should be identified by the state and CMS as an outcome of the waiver.
Recommendation 4d. States should pursue policies of continuous program eligibility to, among other benefits, create stable pools of populations for which entities can be held accountable.
Recommendation 4e. The Centers for Medicare & Medicaid Services should consider additional Medicare reforms that can broaden Medicare coverage rules in a way that is consistent with lessons from Medicaid populations and the Creating High-Quality Results and Outcomes Necessary
to Improve Chronic Care Act of 2018 (CHRONIC Care Act).9 Health plans should take full advantage of the flexibility provided under the CHRONIC Care Act for supplemental benefits under Medicare.
Recommendation 4f. The Centers for Medicare & Medicaid Services and the states should coordinate the coverage and benefits administration of their Medicare and Medicaid dually eligible populations consistent with the emerging lessons of the financial alignment demonstrations. Efforts to improve alignment should be aggressively pursued over the short and long term, with an intentional focus on social care integration.
Recommendation 4g. The Centers for Medicare & Medicaid Services should develop incentives for health care organizations and the managed care programs that contract with Medicaid and Medicare to collaborate with community-based social services, such as area agencies on aging and centers for independent living.
Recommendation 4h. The Centers for Medicare & Medicaid Services, state Medicaid agencies, employers, and health plans should accelerate the movement to alternative payment models. The measurements aimed at assessing value in these models should include activity-based measures for social care integration and outcome measures that reflect social risk and protective factors. These value-based payment and outcome measurement models should incorporate social risk adjustment and stratification in a way that is consistent with previous recommendations from the National Academies of Sciences, Engineering, and Medicine.10
Recommendation 4i. The U.S. Department of Health and Human Services, payers, and other private organizations, such as foundations and institutions with community-benefit obligations, should provide funding and technical assistance to support formal contractual relationships between community-based organizations and health care entities.
Recommendation 4j. Federal and state policy makers, health plans, health systems, and private-sector investors should consider collective financing mechanisms to spread risk and create shared returns on investments in social care so that returns do not accrue to a single investor.
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9 Public Law 115-123, February 9, 2018.
10 National Academies of Sciences, Engineering, and Medicine. 2017. Accounting for social risk factors in Medicare payment. Washington, DC: The National Academies Press. https://doi.org/10.17226/23635.
Recommendation 4k. Health systems subject to community benefit regulations should comply with those regulations by considering partnering with community organizations to respond to identified community gaps in social care.
Recommendation 4l. States should pursue opportunities to align their hospital licensing requirements and public reporting with federal regulations regarding community benefits to ensure consistent obligations for health systems and to explicitly link their community benefits to the provision of social care.
Recommendation 5a. Federal and state agencies, payers, providers, delivery systems, and foundations should contribute to advancing research on and the evaluation of the effectiveness and implementation of social care practices.
Recommendation 5b. Funders of health care workforce research (e.g., the Agency for Healthcare Research and Quality and foundations) should include the social care workforce in studies of the effect of the social care workforce on the health and financial outcomes of health care delivery organizations.
Recommendation 5c. The Health Resources and Services Administration and other funders should support studies of the contribution of the social care workforce, including additional workers such as gerontologists and public interest lawyers, to addressing the social determinants of health in health and community care settings.
Recommendation 5d. The Centers for Medicare & Medicaid Services, the U.S. Department of Health and Human Services, state Medicaid agencies, the National Quality Forum, and the National Committee for Quality Assurance should establish mechanisms that ensure that research on effective demonstrations informs more permanent health care reforms, including the development of accountability measures and payment models.
Recommendation 5e. To enable comparative research and evaluation, researchers, evaluators, and agencies that develop measures and standards (e.g., the National Quality Forum, the National Committee for Quality Assurance, and the Centers for Medicare & Medicaid Services) should develop a consensus on and use a common core of measures reflecting social risk and protective factors as well as key health and social outcome measures. These measures should not be limited to clinical or economic metrics, but should include patient-reported outcomes and other outcomes relevant to a range of stakeholders, including patients, families, caregivers, communities, social care organizations, health care organizations, and payers. The Agency for Healthcare Research and Quality should curate these measures in a publicly available item bank.
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