The Federally Funded Research and Development Center (FFRDC) team was assigned a very large task in a short period of time, that is, to review a long history and large technical literature on three or more very different treatment technologies and, as the analysis developed, the permanent disposition of waste material in two (or potentially three) different disposal sites. As the committee has noted in previous reports and above, the choice among treatment approaches cannot meaningfully be made without consideration of the disposal environment and the quasi-technical factors identified earlier. The FFRDC team has, as the committee has also noted, worked very hard to grapple with the task it was assigned. It has gathered a large amount of information, performed various analyses on it, and adjusted its approach and presentation in response to comments. Nevertheless, as Chapter 2 demonstrates, there are significant technical limitations to the conclusions that can be drawn from the team’s work, especially regarding the analyses of costs and risks, as well as the uncertainties surrounding the technologies themselves, costs, and several important programmatic risks.
The committee’s review is constrained, it goes without saying, by the Statement of Task, which expressly calls for the committee to “evaluate the technical quality and completeness” of the FFRDC report on the treatment options for supplemental low-activity waste (SLAW). This is a double limitation: the committee’s report is to be “technical,” and the committee’s scope (following the FFRDC’s) includes treatment approaches to the SLAW plus the directly related ancillary processes such as pre-treatment and secondary waste management. Neither the FFRDC nor the committee was tasked to offer views on broader policy issues or on the overall system for managing tank waste at Hanford. While one may quite reasonably find such limitations frustrating and sometimes even question-begging, they represent Congress’s commendable effort to obtain a well-informed and reliable technical answer to a particular and important question before it.
Within the committee’s task of technical review, it may also be helpful to identify the ways in which the extensive information and analysis in the FFRDC report may best be used by Congress, the U.S. Department of Energy (DOE), and stakeholders, together with additional considerations that users should bring to the analysis. The committee’s overarching assessment is that the FFRDC report is a valuable feasibility or scoping (in a non-technical sense) report, which identifies the key alternatives as of now, and paves the way for more detailed evaluations. It also paves the way for adopting a more iterative approach to technology at Hanford, taking advantage of the distant time horizons to build in flexibility and learning. Such an approach could help to avoid the tank waste management project finding itself, in 2030, at the outer limits of available funding and schedule and yet bound by vintage technologies of 2020 with decades of waste management and disposal to go. Put another way, the high degree of difficulty and uncertainty in the FFRDC’s analysis at this point in time ought to counsel caution and humility in making expensive or even irrevocable choices for the long-term future.
This chapter focuses on the usefulness of the FFRDC’s final draft report to decision-makers. In effect, this congressionally mandated study resulted in an FFRDC report that provides an assessment of three major alternatives for supplemental treatment of low-activity waste (LAW) derived from material in the Hanford tanks as described in the FFRDC’s mandate. As mentioned earlier, the FFRDC team did not identify a preferred option by design, because it was not in their mandated scope, and the committee agrees with the team’s decision. The committee envisions that decision-makers will ask themselves a series of questions
during the decision-making process. This chapter provides the committee’s views on questions that decision-makers are likely to ask and the committee’s assessment of information available from the FFRDC’s April 5, 2019, report, and the FFRDC presentation slides from the public meeting on May 16, 2019, that could address these questions and what additional information is needed.
The committee assumes the decision-makers are senior policy-makers in the federal government (Congress and DOE’s executive management) and the state regulator (the Washington State Department of Ecology [the Department of Ecology]). They are also the primary audience of the FFRDC report, and that their decisions will be at the policy level. That is, they will be examining the relative priorities of the factors (decision criteria or “lines of inquiry”) analyzed in the report in the context of broader government priorities and available resources leading to identification of a preferred alternative or guidance on additional analyses needed to allow such an alternative to be pursued. Thus, what follows is essentially a guide to the report from the standpoint of decision-makers.
At the end of this chapter, the committee offers four recommendations: first, a general recommendation on the best way to understand and thus make productive use of the FFRDC report; second, specific issues around which a full decisional document should be organized; third, organizational structure to improve its usefulness to decision-makers; and fourth, using the FFRDC report as the basis for considering a more flexible approach to the SLAW (and possibly other aspects of tank waste management) that makes productive use of the long time horizon for cleanup.
While Congress did not specify that either the FFRDC team or the committee undertake formal risk assessments or cost-benefit analyses, such formal analyses, conducted with rigor, would greatly help to elucidate the relevant issues, choices, and uncertainties for well-defined paths forward. There are, and DOE and others have calculated them in the past, baseline risks and costs of the current situation with the Hanford tanks. That is, the risks, costs, and uncertainties of maintaining the waste at a level that minimizes the likelihood of release of tank waste to the extent feasible in their current configuration.
These baseline results provide a point of comparison with other pathways for waste management, specifically moving and treating the waste so as to achieve greater reduction of risk than is allowed by leaving the wastes in their present configuration. Additionally, DOE and others have performed analyses to support conclusions concerning the amount of waste that can be left in the tanks; this is the justification for constructing the multi-billion-dollar facilities to retrieve, store, and treat the tank waste. DOE has made the further decision to construct the multi-billion-dollar facilities on the basis of separating high-activity waste and LAW streams, and the particular flowchart on which these facilities are based requires the separate treatment of the SLAW.
The decision to adopt an approach that not only divides tank waste into high-activity wastes and LAWs, but also requires separate treatment of the SLAW, is the starting point of the FFRDC team and thus of the committee. As complex as the SLAW treatment question is, it is far less complex than the overall question of what to do about tank waste as a whole in its current configuration. Accordingly, it should be possible for a manageable number of pathways for treating and disposing of the SLAW to be identified and rigorously analyzed. The techniques of risk assessment, cost-benefit analysis, and uncertainty analysis are well suited for this task.
As stated in Chapter 2 of this review, the FFRDC team addresses the elements of such analyses for a reasonable selection of alternative pathways, but there are important gaps and omissions. Moreover, because the team was not directed to, and did not, perform rigorous analyses of risk, cost, benefit, and uncertainty, a decision-maker is not in a position to make a decision among pathways (technology approach and disposal site) solely on the basis of the FFRDC report. The following considerations therefore highlight the specific areas that a decisional analysis would need to address in detail and with rigor and, where possible, with quantification.
The FFRDC in its report considers three waste treatment immobilization processes (vitrification, grouting, and steam reforming) for the primary SLAW stream, and further possible pre-treatment processing to remove technetium-99 and iodine-129 to meet the requirements stated in the congressional mandate (see Appendix A). Additionally, during the course of the FFRDC’s work, the FFRDC identified the possibility of SLAW disposal at the Waste Control Specialists (WCS) near-surface disposal site near Andrews, Texas, and this is considered in the FFRDC report. The committee believes that this was a desirable addition to the scope of the analysis.
The committee has a number of concerns about the definition and description of the alternatives, as follows:
Taking these concerns together, decision-makers will need to carefully read the main report and possibly selected appendixes to understand the comparative advantages and disadvantages of the alternatives. This is especially the case when one considers the many externalities that are outside the FFRDC’s scope (see FFRDC report p. 11, “Significant Funding Needs,” and p. 13, “Emergent Studies and Future Scenarios”), but which could profoundly affect decisions on the SLAW treatment.
The FFRDC, in its final draft analysis, discusses the level of confidence that each alternative will meet its performance requirements in terms of its “technical maturity,” which is typically measured on a scale of technology readiness levels beginning with basic research and ending with commercial deployment of the
technology (DOE, 2011a). The FFRDC’s discussion is presented briefly, in qualitative terms, and without reference to an established scale. Some key aspects of the FFRDC’s discussion are discussed below.
The FFRDC report has neither a side-by-side comparison of the technical maturity of the major alternatives, nor a comparative discussion of the technical maturity assessment process used. If work on the analysis continues, it would be useful to include such discussion. The summary comparison tables (Table 2, p. 14, and Table 10, p. 61) state that vitrification is the most mature, FBSR the least mature, and, by inference, grout is intermediate. The committee offers the following observations on the FFRDC’s views:
each new batch at Hanford will have a different composition that will require individual adjustment. Moreover, the sheer complexity of the vitrification system operations mandates a lower technical maturity level than is currently projected. Likewise, the difficulties that steam reforming have encountered with INL’s calcined waste may suggest a fundamental difficulty with the technology, or after careful analysis, may be less relevant to Hanford’s waste or may be, in effect, the pilot phase of the technology that enables problems to be identified and resolved. In sum, technical maturity will be usefully informed by other, similar experiences, but will require careful analysis to assess.
The performance of each waste form as such depends on the materials science of the incorporation, corrosion, and release mechanisms. There are sizable technical literatures on each waste form based on theoretical work, laboratory testing, and experience in the field. It is not clear how the FFRDC used the available literature in its analysis or how they modeled the waste form performance. The committee also reminds the reader of the earlier discussion in this review that the waste form is just one component of the waste disposal system that includes other barriers to radionuclide transport.
The FFRDC team identified two disposal options, and suggested the possibility of a third option at the facility near Clive, Utah. These represent a range of geologic, hydrologic, and other qualities that will have an effect on the transport and fate of any radionuclides that the waste form fails to isolate permanently. For each waste form, the decision-maker needs to understand how each disposal system will function over time in providing a barrier to the release of key radionuclides to the accessible environment, including technetium-99 and iodine-129. The FFRDC essentially concludes that all of the waste forms and their associated waste disposal systems can meet regulatory requirements with varying degrees of pre-treatment that have not yet been determined.
The FFRDC report has estimated costs for the alternatives (three treatment technologies, two disposal sites, five cases in all). The “bottom-line” results are in the summary tables of the FFRDC report (see Table 2, p. 14, and Table 10, p. 61) and in this review (see earlier section on “Consideration of Costs”); some discussion is in the main body of the report (Sec. 2.3); and more details are provided in Appendix H. However, the committee observes that additional cost uncertainty was characterized in the “semi-quantitative risk assessment,” described in Appendix E, but finds that these uncertainties have not been incorporated into these cost ranges. The reported cost ranges, as wide as they are, therefore appear to be more certain than the FFRDC team has actually determined. In Chapter 2 of this review, the committee has some detailed comments on the cost analysis. To make the most (or best use) of the FFRDC report, the committee offers the following points:
the alternatives analyzed. In addition to this, the budget for non-tank-related cleanup (Richland Office budget) at Hanford typically adds almost $1 billion per year to expenditures at Hanford.
Whether an alternative meets safety requirements is a false dichotomy. Engineered systems can virtually always be made to meet safety requirements, as they are expected to be, albeit at a cost that may include very high expenses, system complexity, and occupational risks. Thus, while the report concludes that “A viable SLAW treatment and disposal option can be developed for each of the three technologies evaluated” (p. 15, first bullet), and “all three primary waste forms can meet applicable DOE requirements for disposal at IDF or WCS” (Sec. 4.1.5)—this is not an especially useful conclusion. The real issue, as noted in the section in Chapter 2 of this review on cost-benefit analysis, is the cost and risk of the additions and their alternatives.
Therefore, some caveats have to be attached to the claims that fall into the category of the “additional cost” mentioned in the previous paragraph, as follows:
The FFRDC report has estimated schedule ranges for the time period to construct and to ready for operations for the three treatment technologies. As summarized in the report’s Tables 2 and 10, the estimated schedule ranges are 10-15 years for vitrification, 8-13 years for grouting, and 10-15 years for steam reforming. The report notes that: “The window to startup of any Hanford SLAW immobilization facility is 15 years (to 2034).” That is, according to the amended milestones of the Tri-Party Agreement, the WTP’s HLW treatment should begin by 2034 and the SLAW treatment should start concurrently. As this review states in Chapter 2, the subsection on “Schedule,” the FFRDC based these estimates on similar DOE capital projects. The ranges of the estimated schedules suggest that there are significant uncertainties in these estimates. Notably, the committee observes that additional schedule uncertainty was characterized in the “semi-quantitative risk assessment” described in Appendix E, but finds that these uncertainties have not been incorporated into the cost ranges that have some dependency on the duration of cleanup. The schedule ranges, as wide as they are, therefore appear to be more certain than the FFRDC team has actually determined.
The SLAW facility would be an integral part of the overall tank cleanup effort and, as a consequence, the nominal schedule for the SLAW is determined by its relationship to a number of other facilities and activities. The FFRDC adopted System Plan 8 (DOE-ORP, 2017) as its baseline for the schedule of major tank cleanup facilities and activities (see bullet points in the report on p. 12). For this baseline—which assumes that primary SLAW waste is vitrified—the planned start date of the SLAW operations would be 2034.
However, for the purposes of the FFRDC report—providing information to support a decision on the SLAW treatment alternative to be pursued—the more relevant information is the comparative time that would be required to bring each alternative from its current state of development to deployment in a facility ready to operate. The FFRDC developed information concerning the time required to bring each alternative to the point that it was ready for operation as part of its risk assessment using expert elicitation (see the report on p. 278 and Appendix E), which are summarized at the beginning of this section.
There are many attendant uncertainties in the schedule estimates, as follows:
The committee notes that the schedule uncertainties are likely to be biased toward being longer rather than shorter, i.e., do not count on events that would significantly reduce the schedule. The report briefly addresses schedule urgency, i.e., when decisions have to be made on which SLAW alternative to pursue. The FFRDC’s view on p. 22 of the report is: “For some [alternatives], the required time for construction and startup require an immediate start to allow completion by the required startup date” with the target startup date being 2034 based on System Plan 8. This means that delays in selecting and pursuing some alternatives would result in a commensurate increase in the startup date.
This question addresses major programmatic risks, which are defined as non-technical risks outside the control of the DOE program. In the committee’s view, the major programmatic risks are:
FFRDC to increase from the current approximately $1.3 billion per year to more than $4.5 billion per year (see p. 11 in the report). This is due to the simultaneous capital costs to complete the WTP, build the SLAW facilities, and build tank farm infrastructure to deliver wastes to the WTP. While there are significant uncertainties in the magnitude of the increase, it is clear that a substantial and possibly unrealistic increase in annual spending would be required. The cost estimates shown assume that the LAW is treated by vitrification, which is the most expensive of the three treatment alternatives. Treatment by grouting or FBSR could reduce the annual cost requirements through 2034 somewhat, but the SLAW construction cost is estimated by the FFRDC to be a significant fraction of the total annual spending requirements. The committee estimates the peak annual expenditure might be reduced by approximately $0.5 billion per year if the least expensive treatment option (grouting) were adopted. Building the necessary facilities sequentially could lower the peak funding requirements but at the cost of substantially increasing the duration and life-cycle cost of Hanford tank cleanup, as well as the increased chance of failures in tanks that are already beyond their design lifetime. Notably, the funding requirement profile in the FFRDC report does not include the annual cleanup cost for the Hanford site’s other waste legacies, such as decontamination and decommissioning of buildings, waste burial ground cleanup, and subsurface plume management, which has typically been about $1 billion per year.1
WCS is presently an operating waste disposal site that has waste acceptance criteria approved by the state of Texas. Although there are no major technical or safety issues regarding transportation to WCS, there is the potential for stakeholders in Texas or along transportation routes from Hanford to Texas to block the large-scale shipments or disposal of the waste by WCS. Thus, the committee believes that it would benefit DOE to address these stakeholder concerns early in the project.
The IDF, a disposal facility planned for Hanford-treated SLAW and secondary waste, is presently not accepting any wastes. The IDF safety analyses and related documentation are based on vitrified SLAW and grouted secondary wastes. However, the Department of Ecology has not issued the permits required for either of these wastes. Furthermore, in multiple public meetings during the course of this study, Department of Ecology representatives have indicated resistance to considering any waste form other than glass for the SLAW, based on their belief that DOE committed to a glass waste form for the SLAW many years ago. (See the subsection on the “As Good as Glass” Conundrum in Chapter 2 of this review for details on the Department of Ecology’s most recent views.) This situation poses two impediments. The first is that primary and secondary SLAW cannot be disposed of at the IDF until the permits are issued. The second is that the Department of Ecology could decline to issue permits if decision-makers choose to treat the SLAW by grouting or FBSR. In either case, the SLAW facility would not be able to operate. Notably, the first impediment would also affect the operation of the WTP, which is planned to send vitrified LAW and grouted secondary wastes to the IDF.
Programmatic risks also include some factors outside the scope of or are not explicitly mentioned in the congressional mandate in Sec. 3134 that would affect the selection of a technology and waste form. These include:
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1 However, in the current budget cycle, this amount has dropped to about $800 million.
Even during the pendency of the FFRDC report and committee review, several new opportunities for managing SLAW came to light, including the potential of the WCS facility near Andrews, Texas, and the EnergySolutions facility near Clive, Utah. These opportunities remind decision-makers that technologies and waste management options will not stand still during the decades that managing the Hanford tank waste will take, even under the most optimistic estimates. While the length of the cleanup period is undoubtedly frustrating, it also offers opportunities to learn from experience and new information to improve the effectiveness, efficiency, and possibly the speed and cost of the Hanford tank waste management effort.
In this connection, the committee observes that some of the treatment approaches may be considered to be hybrids even though only a single treatment (immobilization) process is involved. For example, treatment by grouting may require pre-treatment (processing) to destroy or remove organic chemicals to meet EPA land disposal restrictions, and additional pre-treatment to remove strontium may be cost-effective if the SLAW disposal at WCS or at the EnergySolutions facility is pursued. However, in this section, the focus is on hybrid treatment approaches involving multiple immobilization technologies, and the combination of treatment and pre-treatment options is addressed in earlier subsections on Broader Waste Management System and The Major Role of Pre-Treatment.
A hybrid approach to treating the SLAW would involve deploying more than one treatment alternative and routing a portion of liquid SLAW (e.g., from a single tank) to the alternative that is most appropriate for that particular waste composition. Thus, the advantage of hybrid approaches is that they are better able to accommodate the highly variable waste compositions in the Hanford tanks (see discussions of variability on pp. 11, 37, 93, and 109 of the FFRDC report), perhaps by routing wastes containing higher concentrations of hazardous or difficult-to-process wastes to a low-capacity but relatively expensive treatment (e.g., more extensive pre-treatment and vitrification) process and lower-hazard wastes through a high-capacity but relatively inexpensive process (e.g., grouting).
The disadvantage of a hybrid approach is that more than one process must be developed, built, and operated, which means increased system complexity as well as increased cost in what may be a cost-constrained situation. More extensive and detailed analyses based on more accurate knowledge of the composition of the wastes in the various Hanford tanks would be needed to provide adequate information to decide whether such approaches should be pursued and which alternatives to include in the hybrid approach.
It is a truism, but also an important truth, that the perfect can become the enemy of the good. The search for the one best solution can take on a life of its own, excluding other important practical or corollary considerations. This observation has particular force when the relevant timeline is very long, as at Hanford, where the most optimistic cost estimates run to many billions of dollars in capital and operating costs and the most optimistic scenarios for tank waste remediation stretch for decades. Even if one were to identify the perfect waste treatment for the SLAW today, it may appear far less than perfect in a decade or less, so leaving DOE with a sub-optimal approach and an enormous stranded investment in that approach. For example, DOE and others may learn things about that technology that render it far from perfect, or even unworkable or otherwise unacceptable. Also, fundamental improvements or new technologies may be developed that render the chosen approach and its huge fixed costs outdated. In an environment that contains many substantial uncertainties, as described in Chapters 2 and 3 of this review, it is a virtual certainty that important new information will emerge—at least some of it from experience in implementing the very decisions made today—that will call into question or alter what appeared at one time to be the best decision.
Moreover, intervening external occurrences—lower funding, further tank failures that demand urgent management, problems with other parts of an extremely complex system (waste retrieval, the HLW and the LAW, the WTP vitrification in the WTP, and the WTP pre-treatment, to mention only the most obvious)—could similarly render the selected SLAW approach redundant, undesirable, sub-optimal, or even obsolete. The longer the time between selection and completion, the more likely such scenarios are to occur.
Indeed, one could take a lesson from the Manhattan Project itself. In order to assure the production of sufficient fissile material for an atomic bomb that could be deployed before an anticipated Nazi bomb, the Manhattan Project created facilities for gaseous diffusion and electromagnetic separation to produce highly enriched uranium, and nuclear reactors coupled with a series of chemical separation processes to produce plutonium. The development of parallel tracks for waste treatment at Hanford could minimize the impact of disappointing results, which is not an unknown phenomenon in the Environmental Management program or any complex and novel engineering program; it could also maximize the likelihood that cleanup will at least proceed at some level, which is of great importance in view of the risks of tank failure. It would be extremely unrealistic to think that the nature of the Hanford tank waste easily or inexpensively lends itself to multiple treatment options; on the other hand, the uncertainty of current technologies and the length of time of the management project suggest, respectively, the need for and the opportunity to experiment with parallel, sequential, or hybrid approaches.
The report notes on p. 13 and Sec. 1.4, subsection 7, that “numerous alternative concepts for tank waste processing at Hanford have been proposed in various levels of detail, which, if adopted, could impact the SLAW assumptions used to perform this analysis. Examples include:
Any of these examples would result in direct or indirect impacts on the assumptions in this analysis. It is not possible in this study to evaluate each potential future scenario as many of the scenarios have not been defined sufficiently well to allow a definitive impact evaluation. If these scenarios progress, the impact on the SLAW mission needs to be considered.”
The committee observes that if any of these developments were to occur, the scope and scale of the SLAW treatment could be profoundly affected, and the need for treating the SLAW could be eliminated albeit at a cost of unknown magnitude and duration. The committee suggests that decision-makers view these possible developments as uncertainties to be considered when deciding how to proceed with the SLAW treatment.
The committee recommends that the “Preliminary Draft” FFRDC report reviewed by the committee (dated April 5, 2019) be accepted as a pilot or scoping study for a full comparative analysis of the SLAW treatment alternatives, including:
The draft report should either be substantially revised and supplemented (though the committee understands that the FFRDC team’s funding may not permit this), or be followed by a more comprehensive analysis effort and associated decisional document, which needs to involve the decision-makers or their representatives.
The final FFRDC report or follow-on decisional document should provide technical data and analysis to provide the basis for addressing four interrelated areas, as follows:
Important site related-issues include regulatory compliance, public acceptance, cost, safety, expected radiation dose to the maximally exposed individual over time, and differences among the disposal environments.
The analysis in the final FFRDC report and/or a comprehensive follow-on decisional document needs to adopt a structure throughout that enables the decision-maker to make direct comparisons of alternatives concerning the criteria that are relevant to the decision and which most clearly differentiate the alternatives.
The FFRDC report could also provide the springboard for serious consideration of adopting an approach of multiple, parallel, and smaller scale technologies, which would have the potential for: