Previous Chapter: Summary of Findings
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.

REFERENCES CITED AND BIBLIOGRAPHY

Advisory Council on Historic Preservation [ACHP]
2013 NEPA and NHPA A Handbook for Integrating NEPA and Section 106. ACHP with Council of Environmental Quality and Executive Office of the President, Washington, DC. https://www.achp.gov/sites/default/files/201702/NEPA_NHPA_Section_106_Handbook_Mar2013_0.pdf.
2018 Ref: SR 4001 – English Center Bridge; Pennsylvania DOT MPMS 6209. ACHP, Office of Federal Agency Programs, Washington, DC, December 13. Accessed via Pennsylvania Project Path, July 2023, https://path.penndot.gov/Documents/25633.pdf.
2019a Memorandum Re: Recent court decision regarding the meaning of “direct” in Sections 106 and 110(f) of the National Historic Preservation Act. ACHP Office of General Counsel, ACHP, Washington, D.C., June 7. Accessed April 18, 2023, https://shpo.nv.gov/uploads/documents/OGC_memo_to_ACHP_staff_re_meaning_of_direct_6-7-19.pdf.
2019b Court Rules on Definitions; Informs Agencies on Determining Effects. ACHP, Washington, D.C., June 10. Accessed April 18, 2023, https://www.achp.gov/news/court-rules-definitions-informs-agencies-determining-effects.
2020 Ref: US-93 Improvement Project. ACHP, Office of Federal Agency Programs, Washington, D.C., June 11. On file, ACHP, Washington, DC.
Alabama Historical Commission [Alabama SHPO]
n.d. Section 106 Project Review Consultation Form. Alabama Historical Commission, State Historic Preservation Office, Montgomery. Accessed December 2022, https://ahc.alabama.gov/section106PDFs/Project_Review_Consultation_Form_revised_May%202021.pdf.
Alaska Department of Transportation [Alaska DOT]
var. Section 106 Letter Templates. Alaska Department of Transportation and Public Facilities, Juneau. Available online, https://dot.alaska.gov/stwddes/desenviron/resources/historicproperties.shtml.
Alaska Office of History and Archaeology [Alaska SHPO]
n.d. Request for SHPO Section 106 Review (36 CFR 800). Alaska Department of Natural Resources, Anchorage. Accessed December 2022, http://dnr.alaska.gov/parks/oha/pdf/106application.pdf.
Arizona Department of Transportation [Arizona DOT]
n.d. Non-Negative Survey Report Reviewing Checklist. Arizona DOT Environmental Planning; Historic Preservation Team, Phoenix. Accessed December 2022, https://azdot.gov/sites/default/files/2019/07/report-review-checklist.docx.
2021 Section 106 Federal-Aid Programmatic Agreement (PA) Manual. Arizona Department of Transportation, Phoenix. Accessed December 2022, https://azdot.gov/sites/default/files/media/2022/07/SECTION106-FEDERAL-AID-PA-Manual.pdf.
Arizona State Historic Preservation Office [Arizona SHPO]
n.d. SHPO Architectural Reviews – Supplemental Guidance. Arizona State Parks and Trails, Phoenix. Accessed December 2022, https://drive.google.com/file/d/1s7ID3goGwu9Vb5Gp08eOK2qpmC1AfdGr/view?usp=share_link.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2008 SHPO Guidelines for Tribal Government Consultations in National Historic Preservation Act Decision Making Processes, SHPO Guidance Point No. 8. Arizona State Parks and Trails, Phoenix. Accessed December 2022, https://arizona-content.usedirect.com/storage/gallery/pdf/SHPO_8_Tribal_Consultations.pdf.
2015 State Historic Preservation Office Position on the Review of Non-Mandated Compliance Consultations, SHPO Guidance Point No. 11. Arizona State Parks and Trails, Phoenix. Accessed December 2022, https://arizona-content.usedirect.com/storage/gallery/pdf/SHPO_11_Non-Mandated_Reviews.pdf.
California Department of Transportation [California DOT]
2020 Volume 2 – Standard Environmental Reference Handbook. California Department of Transportation (California DOT), Sacramento. Accessed December 2022, https://dot.ca.gov/programs/environmental-analysis/standard-environmental-reference-ser/volume-2-cultural-resources.
California Office of Historic Preservation [California SHPO]
2008 A Section 106 Primer. California State Parks, California Office of Historic Preservation, Sacramento. Accessed December 2022, https://www.parks.ca.gov/pages/1054/files/section%20106%20handout.pdf.
Colorado Department of Transportation [Colorado DOT]
n.d. Colorado Cultural Resources Procedures Manual. Colorado DOT, Denver. Accessed December 2022, https://www.codot.gov/programs/environmental/archaeology-and-history/assets/documents/cultural-resources-procedures-manual.
2021 Consultant Submittal Guide and Checklist History Compliance. Colorado DOT, Denver. Accessed December 2022, https://www.codot.gov/programs/environmental/archaeology-and-history/assets/documents/cdot-history-consultant-guidance_2021.pdf.
2023 Re: Section 106 Determination of Eligibility and Effects, US-6 (6th Avenue) and CO-121 (Wadsworth Boulevard) Phase 3 Early Action Auxiliary Lane Project, Lakewood, Jefferson County. January 23, Colorado DOT, Denver.
Connecticut Department of Transportation [Connecticut DOT]
2018 Programmatic Agreement Among the Federal Highway Administration, the Connecticut Department of Transportation, the Connecticut State Historic Preservation officer, and the Advisory Council on Historic Preservation Regarding Implementation of Minor Transportation Projects. Revised April 6, 2018. Connecticut Department of Transportation, Newington.
Council on Environmental Quality [CEQ]
2023 NEPA NHPA Section 106 Handbook. CEQ, Washington, DC. https://ceq.doe.gov/publications/nepa-handbooks.html.
FHWA
2012 Section 4(f) Policy Paper. Office of Planning, Environmental and Realty, Project Development and Environmental Review, Washington, D.C., July 20. https://www.environment.fhwa.dot.gov/legislation/section4f/4fpolicy.aspx.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2022 Environmental Review Toolkit: Environmental Topics, Streamlining Recommendations. Federal Highway Administration, United States Department of Transportation, Washington, DC. Accessed December 2022, https://www.environment.fhwa.dot.gov/Env_topics/historic_pres/recommendations.aspx.
2024a Environmental Review Toolkit: Section 106 Tutorial. Federal Highway Administration, United States Department of Transportation, Washington, DC. Accessed December 2022, https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter2_2.aspx, https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/keyterms.aspx#adverseeffect, https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter6_1.aspx.
2024b Environmental Review Toolkit: Section 4(f) Tutorial. Federal Highway Administration, United States Department of Transportation, Washington, DC. Accessed February 2024, https://www.environment.fhwa.dot.gov/env_topics/4f_tutorial/default.aspx.
FHWA – Pennsylvania Division Office
2018 Advisory Council on Historic Preservation, Electronic Section 106 Documentation Submittal System (e106) Form: SR4001 – English Center Bridge. Accessed via Pennsylvania DOT Project Path, July 2023, https://path.penndot.gov/Documents/24444.pdf.
Federal Highway Administration and Wisconsin Department of Transportation [FHWA and WisDOT]
2022 Supplemental Draft Environmental Impact Statement and Section 4(f) Evaluation (FHWA-WI-EIS-2022-01-D. Project ID 1060-27-00, 1060-27-03). FHWA, Madison, Wisconsin, and WisDOT, Madison, Wisconsin. Approved November 8. Accessed April 18, 2023, https://wisconsindot.gov/Documents/projects/by-region/se/94ew-study/2022/sdeis/summary.pdf.
Florida Department of Transportation [Florida DOT]
2012 Cumulative Effects Evaluation Handbook. Florida DOT, Environmental Management Office, Tallahassee. Accessed December 2022, https://fdotwww.blob.core.windows.net/sitefinity/docs/default-source/environment/pubs/cee/cee-handbook-2012-12183b410b4f04cf44f9ae1972577be52ba0b7f4290ddf11467fa22acded398d0508237a15c0eac844e193040a3899bb074181367d98d3424bebaf8c94900a1fc4e3d3cf79554d674a32b92c6cada8dda3b623acecd439cc41f999178af94010a78d.pdf?sfvrsn=3c5d70cd_10.
2013 Cultural Resource Management Handbook. Florida Department of Transportation, Environmental Management Office, Tallahassee. Accessed December 2022, https://fdotwww.blob.core.windows.net/sitefinity/docs/default-source/environment/pubs/cultmgmt/semo-crm-handbook_2013.pdf?sfvrsn=170f83b4_2.
2020 Project Development and Environmental Manual. Florida Department of Transportation, Office of Environmental Management, Tallahassee. Accessed December 2022, https://fdotwww.blob.core.windows.net/sitefinity/docs/default-source/environment/pubs/pdeman/2020/pd-e_part-1-2_pdf_finapi.pdf?sfvrsn=eb032889_2.
Georgia Department of Transportation [Georgia DOT]
2019 Georgia Department of Transportation Section 106 Cultural Resources Manual. Georgia Department of Transportation, Atlanta. Accessed December 2022, https://www.dot.ga.gov/InvestSmart/Environment/CulturalResources/Documents/Section106CulturalResourcesManual.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2022 Cultural Resources: Assessment of Effects. Environmental Procedures Guidebooks. Georgia Department of Transportation, Office of Environmental Services, Atlanta. Accessed December 2022, https://www.dot.ga.gov/PartnerSmart/EnvironmentalProcedures/Cultural%20Resources/CR%20Assessment%20of%20Effects.pdf.
n.d. The Section 106 Review Process (Mitigation Poster). Georgia Department of Community Affairs, Georgia Department of Transportation, Atlanta. Accessed December 2022, https://www.dot.ga.gov/InvestSmart/Environment/CulturalResources/Documents/Project%20Documents/Section%20106%20Process/Section106MitigationPoster.pdf.
Georgia Historic Preservation Division [Georgia SHPO]
2021 Environmental Review Form. Georgia Department of Community Affairs, Georgia State Historic Preservation Office, Atlanta. Accessed December 2022, https://www.dca.ga.gov/node/6684.
n.d. Transportation Enhancements/CMAQ Project Worksheet for review under Section 106 PA. Georgia Department of Community Affairs, Georgia State Historic Preservation Office, Atlanta. Accessed December 2022, https://www.dca.ga.gov/node/7101.
Hawaii Department of Transportation [Hawaii DOT]
2020 National Historic Preservation Act Section 106 Consultation in Hawai’i. Presented by National Park Service, Department of the Interior Office of Native Hawaiian Relations, and Historic Hawai’i Foundation, October 2020. https://historichawaii.org/wp-content/uploads/2020/11/HHF-NPS-ONHR_NHPA-Section-106-Consultation-in-Hawaii_Oct.-2020.pdf.
Hawaii State Historic Preservation Division [Hawaii SHPO]
2020 HRS 6E Submittal Form. Hawaii SHPO, Kapolei. Accessed December 2022, https://dlnr.hawaii.gov/shpd/forms/attachment/241120-shpd-hrs-6e-submittal-intake-form-2-2/.
Horn, Jonathon C., and Holly K. Norton
2021 Walking The Line: Guidance For Identification, Evaluation, And Field Recordation of Historic Linear Sites In Colorado. Prepared for Colorado Department of Transportation, Denver, by Alpine Archaeological Consultants, LLC, November 1. https://www.historycolorado.org/sites/default/files/media/document/2021/Colorado_Linear_Paper_Final.pdf.
Idaho Transportation Department [ITD]
2018 Environmental procedures: Cultural Resources. Idaho Department of Transportation, Boise. Accessed December 2022, https://apps.itd.idaho.gov/Apps/env/cultural/ENV_CulturalResourcesManualJune2018.pdf.
2023a US-12: Lochsa Ranger Station to Holly Creek. Idaho Transportation Department, Projects, Boise, Idaho. Accessed July 2023, https://itdprojects.org/projects/us12rangerstationtoholly/.
2023b US-93, 300 South Road. Idaho Transportation Department, Projects, Boise, Idaho. Accessed July 2023, https://itdprojects.org/projects/us-93-300-south-road/.
Idaho State Historical Society [Idaho SHPO]
2015 Consulting with the Idaho State Historic Preservation Office: Guidelines and procedures for Cultural Resource Review and Consultation in Idaho. State Historic Preservation Office, Idaho State Historical Society, Boise. Access December 2022, https://history.idaho.gov/wp-content/uploads/Consulting_With_Idaho_SHPO.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2021 Determination of Significance and Effect. State Historic Preservation Office, Idaho State Historical Society, Boise. Access December 2022, https://history.idaho.gov/wp-content/uploads/DOSE-form.pdf.
n.d. Compliance Review Checklist. State Historic Preservation Office, Idaho State Historical Society, Boise. Access December 2022, https://history.idaho.gov/wp-content/uploads/Digital-Submission-Cover-Sheet-fillable-1.pdf.
Indiana Department of Transportation [Indiana DOT]
2019 Section 106 Forms. Indiana DOT, Indianapolis. Accessed December 2022, https://www.in.gov/indot/crm/part-5-forms/.
2022 Cultural Resources Manual. Indiana Department of Transportation, Indianapolis. Accessed December 2022, https://www.in.gov/indot/crm/.
Indiana State Historic Preservation Office [Indiana SHPO]
n.d. Review Request Submittal. Indiana Department of Natural Resources, Division of Historic Preservation and Archaeology, Indiana State Historic Preservation Office, Indianapolis. Accessed December 2022, https://forms.in.gov/Download.aspx?id=10733.
Kennedy, Michaela
2023 “Town gets $250,000 grant for sidewalks and pathways.” The Jamestown Press (Jamestown, Rhode Island), October 25. Accessed April 19, 2023, https://www.jamestownpress.com/articles/town-gets-250000-grant-for-sidewalks-and-pathways/.
Kentucky State Historic Preservation Office [Kentucky SHPO]
1991 Specifications for Conducting Fieldwork and Preparing Cultural Resource Assessment Reports. Kentucky Heritage Council/State Historic Preservation Office, Site Protection Program, Frankfort. Revised June 2001 and 2006. Accessed December 2022, https://heritage.ky.gov/Documents/FieldworkCRspecs.pdf.
Kentucky Transportation Cabinet [Kentucky DOT]
2014 Historical Resources – Guidance and Accountability (spreadsheet). Kentucky Transportation Cabinet, Department of Highways, Division of Environmental Analysis, Louisville. Accessed December 2022, https://transportation.ky.gov/Organizational-Resources/Forms/TC%2058-41.xlsx.
Kuncio, Gerald M.
2018 Determination of Effect: SR 4001/English Center Suspension Bridge Rehabilitation. Prepared for Pennsylvania Department of Transportation Engineering District 3-0, by Skelly and Loy, Inc, Pittsburgh/Harrisburg, Pennsylvania. Accessed via Pennsylvania DOT Project Path, July 2023, https://path.penndot.gov/Documents/24105.pdf.
Maryland Historical Trust [Maryland SHPO]
2019 Standards and Guidelines for Architectural and Historical Investigations in Maryland. Maryland Historical Trust, Maryland Department of Planning, Crownsville. Accessed December 2022, https://mht.maryland.gov/documents/PDF/research/Survey_standards_architecture_web.pdf.
Maine Department of Transportation [Maine DOT]
2021 NEPA Section 106 Guidance. Maine DOT, Augusta. Accessed December 2022, https://www.maine.gov/mdot/env/NEPA/_assets/docs/2021/Section%20106%20Guidance_10.18.21.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
Maine Historic Preservation Commission [Maine SHPO]
2013 Above Ground Cultural Resource Survey Manual: Guidelines for Identification: Architecture and Cultural Landscapes, Maine Department of Transportation Specific. Maine Historic Preservation Commission, Augusta. https://www.maine.gov/mhpc/sites/maine.gov.mhpc/files/inline-files/MDOT%20Above%20Ground%20Cultural%20Resource%20Survey%20Manual%20Revised%202013.pdf.
Mead and Hunt, Inc.
2021 NCHRP Web-Only Document 311: Improving the Efficiency and Consistency of Section 106 Compliance for State DOTs: Strategies for Project-Level Programmatic Agreements. Accessed December 2022, https://www.trb.org/Main/Blurbs/182578.aspx.
Michigan Department of Transportation [Michigan DOT]
2022 Tips for Filling out a Section 106 Application. Michigan DOT, Lansing. Accessed December 2022, https://www.michigan.gov/-/media/Project/Websites/MDOT/Business/Local-Government/Local-Agency-Program/NEPA/Tips-for-Filling-Out-Section-106-Submittal-Jul-2022-Delete.pdf?rev=69abefe71c7f4ba1b096dc34a0d18430.
Michigan State Historic Preservation Office [Michigan SHPO]
2020 Instructions for the Application for SHPO Section 106 Consultation Form. Michigan State Historic Preservation Office, Lansing. Accessed December 2022, https://www.michigan.gov/dnr/-media/Project/Websites/dnr/Documents/Grants/LWCF/SHPO_Section_106_Instructions_.pdf.
Minnesota Department of Transportation [Minnesota DOT]
n.d. Early Notification Memorandum – Instructions. Minnesota DOT, Saint Paul. Accessed December 2022, https://www.dot.state.mn.us/culturalresources/docs/early-not.pdf.
Minnesota State Historic Preservation Office [Minnesota SHPO]
2022a Instructions for Completing the Request for Project Review Form. Minnesota Department of Administration, State Historic Preservation Office, Saint Paul. Accessed December 2022, https://mn.gov/admin/assets/R-C_Form_Instructions_SIMPLE_102022_tcm36-327667.pdf.
2022b Request for Project Review by the State Historic Preservation Office (SHPO). Minnesota Department of Administration, State Historic Preservation Office, Saint Paul. Accessed December 2022, https://mn.gov/admin/assets/R-C_Form_SIMPLE_1_102022_tcm36-327668.pdf.
Missouri Department of Transportation [Missouri DOT]
n.d. Section 106 MoDOT. Missouri DOT, Historic Preservation Section, Jefferson City. Accessed December 2022, https://www.modot.org/sites/default/files/documents/MoDOT_Section-106_Brochure_0_0_0.pdf.
Montana State Historic Preservation Office [Montana SHPO]
n.d.a Montana State Historic Preservation Office Guidelines. Montana State Historic Preservation Office, Montana Historical Society, Helena. Accessed December 2022, https://mhs.mt.gov/Shpo/docs/S106_onepageguide.pdf.
n.d.b Recommended Submission Letter Format. Montana State Historic Preservation Office, Montana Historical Society, Helena. Accessed December 2022, https://mhs.mt.gov/Shpo/docs/ConsultingWith/SubmissionLetter.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2022 Guide to Consulting with Montana SHPO: The Four Steps. Montana State Historic Preservation Office, Montana Historical Society, Helena. Accessed December 2022, https://mhs.mt.gov/Shpo/Archaeology/ConsultingWith.
National Park Service [NPS]
2023 Hampton National Historic Site, Maryland: Mansion Side. National Park Service, Washington, DC. Accessed July 2023, https://www.nps.gov/hamp/learn/historyculture/mansion-side.htm.
Nebraska Department of Transportation [Nebraska DOT]
2019 Nebraska Department of Transportation National Historic Preservation Act Section 106 Guidelines. Nebraska DOT, Omaha. Accessed December 2022, https://dot.nebraska.gov/media/12086/ndot_section-106-guidelines.pdf.
2021a Section 106 Tier 1 PQS Memo – No Potential to Cause Effects to Historic Properties. Nebraska Department of Transportation, Omaha. Accessed December 2022, https://dot.nebraska.gov/media/115783/section-106-tier-i-pqs-memo.pdf.
2021b Section 106 Tier II PQS Memo – No Historic Properties Affected. Nebraska Department of Transportation, Omaha. Accessed December 2022, https://dot.nebraska.gov/media/115784/section-106-tier-ii-pqs-memo.pdf.
2021c Section 106 Tier III PQS Memo - No Adverse Effect/Adverse Effect. Nebraska Department of Transportation, Omaha. Accessed December 2022, https://dot.nebraska.gov/media/115785/section-106-tier-iii-pqs-memo.pdf.
Nevada Department of Transportation [Nevada DOT]
2018 Environmental Services Procedures Guide. Nevada DOT, Environmental Services Division, Carson City. Accessed December 2022, https://www.dot.nv.gov/home/showpublisheddocument/14165/636691677358270000.
New Hampshire Department of Transportation [New Hampshire DOT]
2015a No Adverse Effect Memo: Stewartstown-Canaan 15838. June 22, New Hampshire DOT, Concord, New Hampshire. On file, New Hampshire DOT, Concord.
2015b Section 106 Cultural Resources Effect Memo. New Hampshire Department of Transportation, Concord. Accessed December 2022, https://www.nh.gov/dot/org/projectdevelopment/environment/units/program-management/documents/ChecklistMemoFINAL.docx.
2018a Section 106 Programmatic Agreement – Cultural Resources Review Effect Finding: Appendix Z Certification – Activities with No Potential to Cause Effect. New Hampshire Department of Transportation, Concord. Accessed December 2022, https://www.nh.gov/dot/org/projectdevelopment/environment/units/program-management/documents/AppdxACertificationFormFinal.docx.
2018b Section 106 Programmatic Agreement – Cultural Resources Review Effect Finding: Appendix B Certification – Activities with Minimal Potential to Cause Effect. New Hampshire Department of Transportation, Concord. Accessed December 2022, https://www.nh.gov/dot/org/projectdevelopment/environment/units/program-management/documents/AppdxBCertificationFormFinal.docx.
2022a Ossipee 41251, RPR #12145 Assessment of Effect Tables. On file, New Hampshire DOT, Concord.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2022b No Adverse Effect Memo: Ossipee X-A004(573), 41251. On file, New Hampshire DOT, Concord.
New Jersey State Historic Preservation Office [New Jersey SHPO]
2000 Section 106 Flowchart, 36 CFR Part 800. New Jersey Historic Preservation Office, New Jersey Department of Environmental Protection, Trenton. Accessed December 2022, https://www.nj.gov/dep/hpo/2protection/flow_106.pdf.
New York State Department of Transportation [New York State DOT]
2006 Finding Documentation. New York State Department of Transportation, Albany. Accessed December 2022, https://www.dot.ny.gov/divisions/engineering/environmental-analysis/manuals-and-guidance/epm/repository/Finding_Documentation_format.pdf.
2022a Flow Chart Summary of Interim Section 106 Procedures: - Activities that are Undertakings with No Potential to Cause Effects on Historic Properties. New York State Department of Transportation, Albany. Accessed December 2022, https://www.dot.ny.gov/divisions/engineering/environmental-analysis/manuals-and-guidance/epm/repository/No_Potential_to_Cause_Effects_flow_chart.pdf.
2022b Interim New York State Department of Transportation Section 106 Procedures: Activities that are Undertakings with No Potential to Cause Effects on Historic Properties. New York State Department of Transportation, Albany. Accessed December 2022, https://www.dot.ny.gov/divisions/engineering/environmental-analysis/manuals-and-guidance/epm/repository/No_Potential_to_Cause_Effects_Interim2022.pdf.
2022c No Potential to Cause Effects – transmittal letter template. New York State Department of Transportation, Albany. Accessed December 2022, https://www.dot.ny.gov/divisions/engineering/environmental-analysis/manuals-and-guidance/epm/repository/NPtCE%20determ%20request%20ltr%20to%20FHWA%20template.rtf.
North Carolina Department of Transportation [North Carolina DOT]
n.d.a Archaeological Forms. North Carolina Department of Transportation, Raleigh. Accessed December 2022, https://connect.ncdot.gov/resources/Environmental/EAU/CR/Archaeology/Pages/default.aspx.
n.d.b Cultural Resources Programmatic Agreement Screening Checklist for Section 106. North Carolina Department of Transportation, Raleigh. Accessed December 2022, https://connect.ncdot.gov/resources/Environmental/EAU/CR/Documents/106%20PA%20Screening%20Checklist.pdf.
n.d.c Historic Architecture Forms. North Carolina Department of Transportation, Raleigh. Accessed December 2022, https://connect.ncdot.gov/resources/Environmental/EAU/CR/HAG/Pages/default.aspx.
North Dakota Department of Transportation [North Dakota DOT]
2008 Cultural Heritage Manual: A Guide for Consultation. North Dakota Department of Transportation, Bismarck. Accessed December 2022, https://www.dot.nd.gov/divisions/environmental/docs/culturalresources/Cultural%20Heritage%20Manual.pdf.
2022 Chapter II: Environmental, Cultural Resources and Public Involvement. In Design Manual. North Dakota Department of Transportation, Bismarck. Accessed December 2022, https://www.dot.nd.gov/manuals/design/designmanual/Chapter%202.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
Ohio Historic Preservation Office [Ohio SHPO]
2022 Section 106 Review – Project Summary Form. Ohio History Connection, Ohio Historic Preservation Office: Resource Protection and Review, Columbus. Accessed December 2022, https://www.ohiohistory.org/wp-content/uploads/2022/01/106_ProjectSummaryForm_09022021Update.docx.
Ohio Department of Transportation [Ohio DOT]
2021 Cultural Resources Manual and Guidance. Ohio DOT, Columbus. Accessed December 16, 2022, https://www.transportation.ohio.gov/working/publications/cultural-resources-manual.
Oklahoma State Historic Preservation Office [Oklahoma SHPO]
2015 Review and Compliance Manual. Oklahoma History Center, Oklahoma Historical Society, State Historic Preservation Office, Oklahoma City. Accessed December 2022, https://www.okhistory.org/shpo/programs/106/rcmanual2015.pdf.
Oregon Department of Transportation [Oregon DOT]
2016 Historic Resources Procedural Manual. Oregon DOT, Geo-Environmental Section, Technical Services Branch, Salem. Accessed December 2022, https://www.oregon.gov/odot/GeoEnvironmental/Docs_CulturalResource/Historic-Resources-Procedure-Manual.pdf.
2018a ODOT Inventory of Historic Properties: Section 106 Level of Effect Form. Oregon DOT, Salem. Accessed December 2022, https://www.oregon.gov/odot/GeoEnvironmental/Docs_CulturalResource/HIS_FOETemplate.docm.
2018b ODOT Inventory of Historic Properties: Section 106 Level of Effect Form Instructions. Oregon DOT, Salem. Accessed December 2022, https://www.oregon.gov/odot/GeoEnvironmental/Docs_CulturalResource/HIS_FOETemplate_Instructions.pdf.
Oregon State Historic Preservation Office [Oregon SHPO]
2013 Guidance for Recording and Evaluating Linear Cultural Resources. Oregon SHPO, Salem, December. https://www.oregon.gov/oprd/OH/Documents/OR_Linear_Resources_Guidance.pdf.
2014a OR SHPO Clearance Form. Oregon State Historic Preservation Office, Oregon Parks and Recreation Department, Salem. Accessed December 2022, https://www.oregon.gov/oprd/OH/Documents/OregonSHPOClearanceForm-2.doc.
2014b OR SHPO Submittal Form. Oregon State Historic Preservation Office, Oregon Parks and Recreation Department, Salem. Accessed December 2022, https://www.oregon.gov/oprd/OH/Documents/Sub_Frm_SHPO_05.22.18.pdf.
2014c Section 106 Documentation Form. Oregon State Historic Preservation Office, Oregon Parks and Recreation Department, Salem. Accessed December 2022, https://www.oregon.gov/oprd/OH/Documents/106_Documentation_Form_Package.zip.
Pennsylvania Department of Transportation [Pennsylvania DOT]
2021 The Transportation Project Development Process: Cultural Resources Handbook (Publication No. 689). Pennsylvania Department of Transportation, Harrisburg. Accessed December 2022, https://www.dot.state.pa.us/public/PubsForms/Publications/PUB%20689.pdf.
Pennsylvania State Historic Preservation Office [Pennsylvania SHPO]
2021 Guidelines for Projects with Potential Visual Effects. Pennsylvania State Historic Preservation Office, Pennsylvania Historical and Museum Commission, Harrisburg. Accessed December 2022, https://www.phmc.pa.gov/Preservation/About/Documents/
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Guidelines%20for%20Project%20with%20Potential%20Visual%20Effects%20July%202021.pdf.
RI.gov
2009 Press Releases: Rhode Island Launches 2009 Safe Routes to School Program Solicitation. RI.gov, Providence. Accessed April 19, 2023, https://www.ri.gov/press/view/10286.
Seifert, Donna J., Barbara J. Little, Beth L. Savage, and John H. Sprinkle
1995 National Register Bulletin: Defining Boundaries for National Register Properties. U.S. Department of the Interior, National Park Service, National Register of Historic Places, Washington, DC, revised 1997.
South Carolina State Historic Preservation Office [South Carolina SHPO]
2020a Review and Compliance – Frequently Asked Questions. South Carolina State Historic Preservation Office, South Carolina Department of Archives and History, Columbia. Accessed December 2022, https://scdah.sc.gov/sites/scdah/files/Documents/Historic%20Preservation%20(SHPO)/Programs/Programs/Review%20and%20Compliance/R%26CFAQ.pdf.
2020b Traditional Cultural Properties in South Carolina: Identification and Evaluation for Section 106. South Carolina State Historic Preservation Office, South Carolina Department of Archives and History, Columbia. Accessed December 2022, https://dc.statelibrary.sc.gov/bitstream/handle/10827/33472/DAH_Traditional_Cultural_Properties_in_South_Carolina_2020-02.pdf?sequence=1&isAllowed=y.
n.d. Section 106 Project Review Form. South Carolina State Historic Preservation Office, South Carolina Department of Archives and History, Columbia. Accessed December 2022, https://scdah.sc.gov/sites/scdah/files/Documents/Historic%20Preservation%20(SHPO)/Programs/Programs/Review%20and%20Compliance/Section-106_Project_Review_Form.pdf.
South Dakota Department of Transportation [South Dakota DOT]
2019 Environmental Procedures Manual. South Dakota DOT, Pierre. Accessed December 2022, https://dot.sd.gov/media/documents/EnvironmentalProceduresManual.pdf.
Tennessee Historical Commission [Tennessee SHPO]
n.d. Section 106 Review and Compliance Checklist. Tennessee Historical Commission, State Historic Preservation Office, Nashville. Accessed December 2022, https://www.tn.gov/content/dam/tn/historicalcommission/106-general/thc_106_checklist.pdf.
Texas Department of Transportation [Texas DOT]
2012 Standard Operating Procedure for Historic Properties Visual Impacts Assessment. Texas DOT, Environmental Affairs Division, Austin. Accessed December 2022, https://ftp.txdot.gov/pub/txdot-info/env/toolkit/422-01-sop.pdf.
2014 Environmental Handbook: Historic Properties. Texas DOT, Environmental Affairs Division, Austin. Accessed December 2022, https://ftp.txdot.gov/pub/txdot-info/env/toolkit/422-01-gui.pdf.
2018 Documentation of Public Meeting: US 79, CSL: 0204-01-063. A. Comment/Response Matrix. Texas DOT, Austin. Accessed July 2023, https://ftp.txdot.gov/pub/txdot/get-involved/aus/us-79-i-35-fm1460/082318-documentation.pdf.
2022 Final Environmental Assessment: U.S. Highway 79 (CSJ Number 0204-01-063). Texas DOT, Austin. Accessed July 2023, https://ftp.txdot.gov/pub/txdot/get-involved/aus/us-79-i-35-fm1460/080422-final-ea.pdf.
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Texas Historical Commission [Texas SHPO]
2022 The Section 106 Review Process. Texas Historical Commission, Texas SHPO, Austin. Accessed December 2022, https://www.thc.texas.gov/project-review/national-historic-preservation-act/section-106-review-process.
n.d. Request for SHPO Consultation. Texas State Historic Preservation Office, Texas SHPO, Austin. Accessed December 2022, https://www.thc.texas.gov/public/upload/forms/SHPO_Consultation_Form-Ver0811.pdf.
United States Department of Housing and Urban Development [HUD]
2006 HP Fact Sheet #3: Compliance Options for the Section 106 Review Process. HUD, Environmental Planning Division, Office of Environment and Energy, CDP, March. Accessed December 2022, https://files.hudexchange.info/resources/documents/hp-fact-sheet-compliance-options-for-the-section-106-review-process.pdf.
2022c NEPA and Project Development: NEPA Assignment. Federal Highway Administration, United States Department of Transportation, Washington, D.C. Accessed December 2022, https://www.environment.fhwa.dot.gov/nepa/program_assignment.aspx.
Vermont Division for Historic Preservation [Vermont SHPO]
n.d. Historic Preservation Project Review Cover Form. Vermont Division for Historic Preservation, Agency of Commerce and Community Development, Montpelier. Accessed December 2022, https://vem.vermont.gov/sites/demhs/files/pdfs/funding/SHPO-Project-Review-Cover-Form.pdf.
VHB
2021 Subject: GDOT Project I-285 Top End Express Lanes, DeKalb County et al.; Visual Effects Supplemental Memorandum. February 1, 2021. On file, Georgia Department of Transportation, Atlanta.
Washington Department of Transportation [Washington DOT]
n.d. WSDOT Cultural Resources Compliance Process. Washington Department of Transportation, Olympia. Accessed December 2022, https://wsdot.wa.gov/sites/default/files/2021-10/Env-CultRes-106-PA-flowchart.pdf.
2022 WSDOT Environmental Manual. Washington Department of Transportation, Olympia. Accessed December 2022, https://wsdot.wa.gov/publications/manuals/fulltext/M31-11/456.pdf.
Washington State Department of Archaeology and Historic Preservation [Washington SHPO]
2017 WISAARD APE Module Tutorial. Washington State Department of Archaeology and Historic Preservation, Olympia. Accessed January 5, 2022, https://dahp.wa.gov/sites/default/files/Wisaard%20APE%20Module%20Tutorial%2010-2017.pdf.
2022 Wisaard Tutorial. Washington State Department of Archaeology and Historic Preservation, Olympia. Accessed January 5, 2022, https://wisaard.dahp.wa.gov/portal/apps/MapJournal/index.html?appid=5e11c017f0f748019f84be9b87d624d8.
Wisconsin Department of Transportation [Wisconsin DOT]
2012 Documentation for Determination of No Adverse Effect Guidance & Template. Wisconsin DOT, Madison. Accessed December 2022, https://wisconsindot.gov/Documents/doing-bus/engconsultants/cnslt-rsrces/environment/DNAE%20tmplt%20%282%29.docx.
2022a Facilities Development Manual, Chapter 26: Cultural Resource Preservation. Wisconsin DOT, Madison. Accessed December 2022, https://wisconsindot.gov/rdwy/fdm/fd-26-00toc.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
2022b Section 106 Review Archaeological/Historical Information. Wisconsin DOT, Madison. Accessed December 2022, https://wisconsindot.gov/Documents/formdocs/dt1635.doc.
Wisconsin State Historic Preservation Office [Wisconsin SHPO]
2018 Request for SHPO Comment and Consultation on a Federal Undertaking. Wisconsin State Historic Preservation Office, Wisconsin Historical Society, Madison. Accessed December 2022, https://www.wisconsinhistory.org/pdfs/hp/HPR-WI-SHPO-Federal-Review-form-2019.pdf.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Suggested Citation: "References Cited and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Creating a Handbook for Successful No-Effect and No-Adverse-Effect Section 106 Determinations. Washington, DC: The National Academies Press. doi: 10.17226/29036.
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Next Chapter: Appendix A: State of Practice Survey Questionnaire (Agencies) and Response Matrix
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