Previous Chapter: Appendix C Biographical Sketches
Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

Index

A

Abstract reasoning test, 64, 65

Accountability

automation and, 137-138

FAA organizational structure and, 161-162

leadership issues, 162

Advanced automation system, 215, 249

Age restrictions, 68

Air route traffic control center, 78-79, 82

responsibilities, 19-21

Air safety system enhancement team, 141

Air traffic activity data system, 156

Air Traffic Control Academy, 55

Air Traffic Control System Command Center, 21, 33

responsibilities, 49

Air traffic operations management system, 156

Air Traffic Services, 32-33, 52

in restoration of equipment, 81-82, 185-186

Air traffic teamwork enhancement, 6

curriculum, 146-147

limitations, 147-148

origins and development, 145

Air traffic workload input technique, 209

Airborne automatic conflict warning system, 235

Aircraft identification

ARTS, 38, 39-41

automation systems, 254-255

flight strips for, 36, 42

tower control resources for, 35-36

Aircraft situation display, 49

Airport design

future prospects, 22-23

limits to utilization, 22

Airport operations oversight, 33

Airport surface detection equipment, 35

Airway Facilities

acquisition and development practices, 187-188, 233

automation effects, 177-180, 195

automation trends, 178

certification activities, 76-77, 80, 183-184

consumers of services, 76

employee satisfaction in, 190-191, 196

future prospects, 179-180, 195

human factors activities in, 9-10

human factors research, 191-194

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

 

maintenance control centers, 78-79, 81, 180-181, 187, 233

monitoring and control operations, 78

organizational structure, 78-79, 82

responsibilities, 76-77, 79-80, 87, 183

restoration of equipment, 81-82, 185-186

staff demographics, 84, 88, 179, 188

staff performance evaluations, 86

staff training, 85-86, 87-88

supervisory control, 181-182

systems approach, 83-84

systems model for assessment, recruitment, and training, 194

teamwork in, 186

workload, 186-187

Airway Facilities specialists, 82

for automation, 83-84, 87, 182-183

equipment, 9-10

performance assessment, 189

responsibilities, 9, 77

staff selection, 84, 188

staffing trends, 178-179

training, 188-189

Anticipatory clearances, 203

Arrivals and departures

aircraft holding procedures, 49

anticipatory clearances, 203

approach sequencing/ghosting, 260-261

challenges for TRACON controllers, 42-43

communications system for, 36-37

constraints to airport efficiency, 21-22

ground traffic management, 35, 37

peak hours, 42

prospects for improving efficiency, 22-23

radar technology, 35-36

tower control responsibilities, 34-35

track deviation alert, 259

TRACON responsibilities, 37-38

ARTS. See Automated radar terminal system

Assessment and evaluation

of air traffic control efficiency, 2-3, 157-158

of air traffic control safety, 2-3, 155-157

of cognitive aptitude of candidates for training, 64-67

controller checklists, 56, 57

human engineering criterion measures, 223-224

incident analysis, 201-204

monitoring of automated systems, 277

of personality characteristics of candidates for training, 67-68

physiological measures, 207-209

real-time monitoring, 56

subjective reports, 204-205

workload, 5-6, 205-210

workload drivers, 118-120

See also Performance assessment

Automated radar terminal system (ARTS), 38, 253, 260

failure of, 44

team interaction effects, 149

visual display, 39-42

workload reduction, 123

Automation

accomplishments, 241

accountability and, 137-138

aircraft conflict detection, 259-260

aircraft data block overlap, 256

aircraft guidance systems, 263

aircraft identification systems, 254-255

aircraft operations monitoring, 255-256

Airway Facilities activities, 177-181, 182-183

alerting devices, 258-259

approach sequencing/ghosting, 260-261

authority and autonomy in, 246-247

cockpit, 23-25, 28-29, 242, 251, 262-265, 267

for cognitive support, 178

communication technology, 256

computer assistance concept, 246

computerization and, 182-183, 195

contributors to, 251

cost-benefit analysis, 266-268

current implementation, 250-251, 288

current research, 261-265



Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

 

data smoothing, 254

definition, 18, 182-183, 195, 243-244

degradation of situation awareness, 278-279

efficiency goals, 250

electronic flight strips, 261-262

employee attitudes, 171-172

equipment certification, 184

FAA goals, 249-250

false alarms, 260, 263, 264, 272, 273-276

flight crew attitudes, 149-150

flight data management, 253-254

flight service stations, 51-52

flows and slots management, 261

forms of, 244

handoff system, 256

historic failures of, 28-29

human component, 241-242

human performance effects, 13, 242, 268

implications for controller selection, 68-69

implications for teamwork, 148-150

implications of, 242-243

information displays, 258

information-sharing, 139-140

interactions between factors affecting use of, 279-280

levels of, 244-246, 288

limitations, 241-242

management system for, 152

modernization and, 182-183, 195, 249

navigation aids, 257-258

need for, 248-250

new error forms in response to, 265-266, 269-270

overreliance effects, 276-278

perceived reliability, 272

pilot perspective, 23-25

preflight programming, 24

prospects, 247-248, 251

safety concerns, 17-18

safety goals, 249-250

skill degradation effects, 277-278

sources of problems, 267

track deviation signals, 259

user mistrust, 273-276

user monitoring of, 277

user trust, 271-273, 279

vigilance and, 129-130

workload effects, 122-123, 133-134, 270-271

Automation, human-centered, 12-13

definition, 18, 242

human authority in, 281-282

human empowerment in, 282-283

implementation prospects, 287-288

job satisfaction goals, 282

objectives, 280-281, 284-285

operator awareness in, 283-284

operator trust in, 283

optimal control design, 284

organizational structure for, 284

origins of, 266-267

rationale, 280, 289

supervisory architecture, 285-287

task allocation in, 281

tolerance of nonstandard behavior in, 284

vs. technology-centered, 265-266

Automation specialist. See GS-2101 automation specialist

Aviation safety reporting system, 28, 156, 157, 203



C

Center-TRACON automation system, 12, 221, 262

Certification and licensure

air traffic control specialists, 55

Airway Facilities activities, 76-77, 80, 183-184

for full-performance-level controllers, 71

oversight, 33

service, 80

system/subsystem, 80

Civil Aeromedical Institute, 60, 66, 172

Cockpit resource management, 27

determinants of success, 143-144

future requirements, 144-145

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

implementation in air traffic control, 145

origins and development, 143

teamwork, 6

Cognitive functioning

adaptive flexibility, 98-99

attention processes, 94

attentional resources, 97-98

attitude and, 8, 160-161

automation effects, 13, 24

automation support for, 178

compensation for vulnerabilities of, 4-5

controller error, 103-105, 108

for controller tasks, 92

decision-making, 96, 102-103, 107-108

demands on controllers, 4

expectancy and, 94, 99-100, 105-106

implications for system design, 105-111

implications of proposed automation, 68-69

information monitoring, 97

knowledge-based behavior, 97-98

language of incident analysis, 203-204

long-term memory processes, 95-97, 101-102, 107

management strategies, 96-97

mental models of automated devices, 204-205, 276

organizational mediators, 166

physiological correlates, 207-209

recognition of vulnerability to stress, 142-143

resource allocation, 96-97

response to external events, 92-94

screening of controller candidates, 64-67, 69

for secondary tasks, 206-207

simulator training, 73

situation awareness, 95, 100-101, 106-107

subjective assessments of controller performance, 204-205

task analysis, 92

visual sampling, 99, 105

vulnerabilities in controller tasks, 99-105

work shift rotations and, 131-132

working memory, 94-95, 100, 106

workload assessments, 206-207

workload of vigilance, 125-130 See also Decision-making processes;

Information processing

Collegiate training initiative, 70

Collision avoidance systems, 24, 27, 139-140, 149, 264-265, 274

Communication, interpersonal. See Interpersonal communications

Communications technology between air traffic control centers, 21

automated systems, 256

datalink systems, 257

historic failures of, 25-27, 29

national flow control, 50-51

oversight, 33

responsibility for control and maintenance, 77

tower control resources, 36-37

TRACON, 43-44

verbal redundancy design, 106

Computer-oriented metering planning and advisory system, 212

Confidential human incident reporting programme, 203

Conflict management, 146-147

Consumers, 21-22

of Airway Facilities services, 76

Controller awareness and resource training, 145

Controller error

data collection, 222-223

error rate, 59

examples of controller-pilot miscommunication, 138-140

generalizability of human factors studies, 201

implications for systems design, 103-104, 108

incident analysis, 201-202

information processing model, 201-202

predictive modeling, 213

reporting systems for, 203-204

research methodology, 222

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

team accountability for communications errors, 137-138

technology-centered prevention, 265-266

time on shift as risk factor, 130-131

types of, 104-105

Controller performance

assessment, 57-59, 163-164

high-reliability organization context, 154

implications of automation, 242

legal liability, 164

in low workload conditions, 140

measures of, 223-225

organizational context variables, 159, 166, 175

primary-task measures, 206

recognition of vulnerability to stress, 142-143

research needs, 225

secondary-task measures, 206-207

sleep disruption effects, 131

subjective assessments, 204-205

time-on-shift effects, 130-131

vigilance effects, 125, 127-129

work-rest schedules and, 130

work shift rotations and, 131-132

workload effects, 114-116, 123-124

Controller skills

adaptive flexibility, 98-99

cognitive, 4-5, 64-67, 92

cognitive vulnerabilities, 99-105

flight plan specialists, 52

implications of proposed automation, 68-69

job duties and responsibilities, 62-63

long-term memory functions for, 95-96, 101-102

personal qualities, 67-68

replacement of striking controllers in 1981, 54

for safety-efficiency balance, 23

Crew resource management, 138

introduction of, 27

origins and development, 143

research findings, 142-143

Critical incident technique, 221

Current air traffic control system

Airway Facilities operations, 9-10, 179

automation implementation, 250-251

baseline system, 30-31

communications within, 21

compatibility with new technology, 248-249

controller aptitude tests, 64-67

efficiency goals, 22-23

equipment variation, 177-178, 180-181

error rate, 59

flight service stations, 51-52

flow control, 48-51

future challenges, 153, 248

human factors activities in, 31

human factors design in, 231-235

job satisfaction in, 168-171

management model, 153-155

modeling techniques, 213-214

national flow control, 48-51

operations, 19-21

organizational functioning, 7-8, 52-53, 153-155

regional differences, 32, 53

reliability, 2

safety goals, 21-22

significant events in development of, 25-30

stakeholders, 152-153

stressors, 1, 17

training of controllers, 3, 55

work-rest schedules, 130, 131

work schedules, 6

workload, 5, 34

D

Datalink, 149

goals, 257

modeling responses, 214

operational implications, 257

Decision-making processes

automation support for, 178

collaborative process, 103

controller vulnerabilities, 102-103, 107-108

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

recognition of vulnerability to stress, 142-143

system design considerations, 108

team leadership, 142, 155

training considerations, 108

See also Cognitive functioning;

Information processing

Deregulation, 27-28

Design process

consideration of local conditions, 239

error-tolerant approach, 103-104

estimates of reliability, 18-19

FAA guide, 187-188

human-centered, 12-13

implications of cognitive vulnerabilities, 105-109

information resources, 10-11

prototyping, 215-216, 238-239, 240

real-time simulations in, 217-218

recommendations, 11-12

regional differences, 234

sequential experimentation protocol, 238-239

teamwork considerations, 148-149

technology-centered approach, 265-266

top-down approach, 239-240

user-centered, 266

user participation, 236-239, 240

See also Human factors design;

Systems acquisition and development

Developmental controllers, 55, 60, 70

performance reviews, 57-58

Digital brite, radar indicator tower equipment (DBRITE), 35-36

Disciplinary action, 164

Dynamic simulation, 71, 73-74

E

Efficiency

air traffic control system goals, 21-23

aircraft holding procedures, 49

assessment and evaluation, 2-3, 157-158

automation goals, 249-250

definition, 157

demand for services and, 158

indicators, 157

monetary measures, 158

obstacles to, 22

pilot perspective, 23

policies and procedures, 159-161

prospects for improving, 22-23

safety and, 21-22, 159-160

Employee attitude survey, 8, 168-172, 176, 190-191

En route controllers

assessment, 56

cognitive skills, 4

in FAA organizational structure, 32, 33-34

flight data processing, 253

information resources, 45-46

nonradar areas management, 45

operations, 45

radar resources, 46

responsibilities, 19-21, 45

safety standards, 45

simulation training, 73

staff design, 45

TRACON control and, 48

traffic management activities, 46-48

training program, 70, 71

use of flight strips, 46

Enhanced target generator, 73, 74

Envelope protection, 246-247

Equipment failures

employee attitudes, 171-172

human factors in, 191-192

responsibility for restoration, 81-82, 185-186

small, 185

TRACON response, 44

Equipment maintenance and control

automation of, 80, 180-181

centralized monitoring and control system, 78

certification procedures, 80, 183-184

conceptual trends, 178

human factors research, 192

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

maintenance control centers for, 78-79, 180-181

responsibility for, 76-77, 183

restoration to service, 81-82, 185-186

workload, 186-187

See also Equipment failures

Expectations, 94, 105-106

effects on perception, 99-100

Eye movement, 208

F

FAA. See Federal Aviation Administration

Facility flight check, 156

False alarms

collision avoidance system, 264

flight path conflict detection, 260

ground proximity warning, 263

mistrust of automated systems, 273

threshold setting, 273-276

user response, 272

Federal Aviation Administration (FAA)

acquisition and development practices, 12

in air traffic control system management model, 153-155

automation goals, 249-250

cockpit resource management policy, 144-145

constituents and interested parties, 152-153

controller selection and training, 3-4, 55

databases, 156-157, 163

employee attitude survey, 8, 176, 190-191

flight routing policy, 23, 30

future challenges, 153

human factors design guide, 187-188, 195-196

human factors management, 9, 172-174, 176, 232

human factors policy, 173, 231-235

human factors research, 10, 192-194

job satisfaction in, 168-171

labor-management relations, 164-166

mission, 152, 153

organizational functioning, 7-8

organizational structure, 32-34, 52, 161-163

personnel policies, 163-166, 176

promotion of team training, 6-7

proposed acquisition reforms, 234-235

safety/efficiency assessments, 2-3, 158

safety/efficiency policies and procedures, 159-161

system design philosophy, 2

Feedback control, 244

Field research

applications, 220-221

combined research, 222

limitations, 222

validity, 223

Final approach spacing tool, 212

Flight data input/output computer system, 37, 38

Flight deck operations

automation, 23-25, 242, 251, 262-265, 267

historic failures of, 28-29

leadership style, 142

preflight programming, 24

team training for, 143-145

See also Pilot behavior

Flight level monitoring, 255

Flight management system (FMS), 263

mode confusion, 269-270

principles of operation, 23-24

Flight plans

automated conflict detection, 259-260

automated guidance, 263

automated monitoring, 253-254

daily planning for central flow control, 49

en route adjustments, 47-48

flight service station services, 51-52

HOST system identification, 45-46

routing policy, 23, 30

specialists, 52

tower control responsibilities, 35

visual displays, 121

Flight service stations, 33-34

automated systems, 51-52

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

number of, 51, 52

reform plans, 52

responsibility for equipment, 77

services of, 51

Flight strips, 36, 42, 46, 53, 253-254

electronic, 261-262

Flow control

central decision-making, 50-51

daily operations, 49-50

determinants of, 48

goals, 48

local/sectoral decision-making, 49-50

resources for, 49

techniques, 49

Full-performance-level controllers, 55, 60

requirements, 71

responsibilities, 56

G

Ghosting, 260-261

Global positioning system, 258

Great circle route, 23

Ground controllers

responsibilities, 19, 35

See also Tower controllers

Ground proximity warning system, 27, 263

Ground traffic

flow control, 49

management pressures, 37

pilot-controller communications, 121

responsibility for, 35

GS-2101 automation specialist, 10, 83-84, 87, 183, 186, 188-189, 196

H

Handoff communications, 21, 35, 36-37, 256

procedure, 43-44

TRACON responsibilities, 37

Hear back problem, 99-100

High-reliability organizations, 154-155, 167

HOST computer system, 45-46, 49, 51, 77

team interaction effects, 149

Human-centered automation. See Automation, human-centered

Human factors activities

in Airway Facilities, 9-10, 191-194

costs of automation, 268

in current air traffic control system, 31

FAA management of, 9, 172-175, 176, 232

FAA policy, 173

historic failures of air traffic control system, 25-30

incident analysis, 201-202

modeling, 210, 214

in organizational functioning, 160

research goals, 18

research methodology, 31

research simulations, 218

strategies for research, 10-11, 198-199

training considerations, 144

Human factors design

for Airway Facilities equipment, 187-188

combining research data for, 222-223

contributions of, 228-229, 240

current implementation, 231-235

field studies for, 220

generalizability of research, 200-201, 224

goals, 2

guidelines, 187-188, 195-196

historical development, 227-229

human-machine interface, 187, 219-220

knowledge base, 10-11, 199-200, 228

limitations of research, 200-201

measurement issues, 223-225

modeling techniques for, 210

modes of, 226-227

opportunities for improvement, 110-111

procurement practices, 229-230, 240

professional development, 230-231

prototyping, 215-216

rationale, 227, 228

research literature, 199-200, 201

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

trade-offs, 109

user participation in, 215

See also Automation, human-centered;

Human factors activities

I

Incident analysis, 201-202, 222

Information management for central flow control, 49-50

data collection for incident analysis, 202

data collection for modeling, 214

data collection in simulations, 219-220

at en route centers, 45-46

flight data, 253-254

in human-centered automation, 283-284

human factors research needs, 10-11

individual reporting behavior, 157

measurement in complex systems, 223-225

monitoring activities, 97

pilot-controller interface, 149

responsibility for equipment, 77

safety data collection systems, 156-157, 163, 203-204

videotaped records, 205

Information processing

causes of operator error, 201-202

controller actions, 92-94

controller error, 103-105

demands on controllers, 92

design considerations, 109-110

long-term memory, 95-97, 101-102

working memory functions, 94-95, 100

See also Cognitive functioning;

Decision-making processes

Integrated product teams, 234

Interpersonal communications

air traffic teamwork enhancement program, 146-147

automation effects, 148-150

challenges for TRACON controllers, 43

controller vulnerabilities, 101

cultural differences, 138-139

employee satisfaction and, 8, 170, 190, 191

examples of controller-pilot interface, 138-140

field studies, 220-221

group process model, 136-137

hear back problem, 99-100

implications of datalink systems, 257

implications of proposed automation, 68-69

individual vs. team accountability, 137-138

leadership style, 142

limits of working memory, 106

nonlinguistic cues, 107

organizational context, 163, 166-167

power relations in, 139

readback, 43

shared assumptions/knowledge in, 101, 139-140, 149

as source of operator error, 202

system redundancy, 106

team-related research, 140-143

for teamwork, 6

visual displays and, 149

willingness to challenge decisions of others, 143, 170

as workload factors, 121

See also Communications technology

J

Job Performance Measurement project, 62

Job satisfaction, 8, 168-171, 176, 190-191, 196

L

Labor relations, 164-166

Leadership

accountability, 162

adaptive flexibility, 155

in high-stress situations, 155

styles, 142

team preferences, 142

See also Management

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

Legal issues

controller liability, 164

equipment certification, 184

Line oriented flight training, 144, 145, 148

Local controllers

responsibilities, 19, 35

See also Tower controllers

M

Maintenance control centers, 78-79, 81, 180-181, 187, 233

Management

acceptance of new technology, 236

air traffic control system management model, 153-155

assessment for decision-making, 56-59

credibility, 160-161

employee attitudes, 8

of equipment and systems, 181-182

FAA human factors activities, 9, 172-174

FAA labor relations, 164-166

FAA organizational structure, 32-34, 161-163

for implementation of automation, 152

implications of Airway Facilities employee survey, 190-191

organizational responsibilities, 158

See also Leadership

Manpower and Personnel Integration (MANPRINT), 230, 231

Military controllers, 21, 70

Minimum safe altitude warning, 27, 38, 42, 259

Model I Full Capacity, 51

Modeling

analytic, 211

applications, 210-212

challenges to, 212-213

complexity of, 212-213

current practice, 213-214

data sources, 214

for error prediction, 213

fast-time vs. real-time, 212

of human factors, 213

limitations, 214

for operational support, 212

outputs, 211

for policy analysis, 211

for product acquisition and development, 12

research needs, 225

research value, 210

safety-efficiency interactions, 175

workload effects, 116-118

See also Simulators/simulations

Modernization, 18, 249

Multiplex controller aptitude test, 64, 65, 66, 69

Mutual design and implementation, 238

N

NASA Task Load Index (NASA-TLX), 209

National Air Traffic Controllers Association, 164-166

National airspace information monitoring system, 156

National airspace system, 79, 82

National airspace system performance analysis capability, 213

National airspace system simulation model, 213

National data airspace interchange network, 51

National Maintenance Coordination Center, 81

National route plan, 23

Navigations technology

automation, 257-258

oversight, 33

New technology

for airport efficiency, 22-23

for Airway Facilities operations, 9

challenges to system-wide introduction, 53

controller training for, 71-72

employee attitudes, 171, 191

FAA research and development structure, 33

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

lack of integration, 177-178, 180-181, 187, 195, 233

organizational functioning and, 8, 174-175

simulation testing, 218

terminology, 18

trends, 178

user acceptance, 235-236, 273-276

user participation in design and implementation, 236-239

O

Occupational knowledge test, 64

Office of Technology Assessment, 161-163

Operational control centers, 178, 193

Operations network, 156

Organizational functioning/structure acceptance of new technology, 235-236

adaptive flexibility, 155

air traffic control system management model, 153-155

Airway Facilities, 78-79, 82

communications policy, 163

communications style, 166-167

controller performance and, 159, 175

current air traffic control system, 52-53

determinants of, 7

effects of, 7-8

employee satisfaction with, 8, 168-171

FAA structure, 32-34, 161-163

formal context, 158

high-reliability organization, 154-155, 167

for human-centered automation, 284

human factors in, 160

implementation of teamwork concepts, 144

incident analysis, 202

informal context variables, 166-172, 175-176

introduction of new technology, 8, 174-175

management responsibilities, 158

managing human factors activities within FAA, 9, 172-174

as organizational culture, 7

research needs, 8

response to communication of problems, 167

safety outcomes and, 156

subcultures, 167-168

team performance in air traffic control, 135-137

Overseas flights, 21

nonradar areas, 45

P

Perceptual functioning, 69

design considerations, 110

determinants of, 94

display overload, 120-121

expectation effects, 99-100

hear back problem, 99-100

situation awareness, 95, 100-101

visual sampling, 99, 105

Performance assessment Airway Facilities technician, 84, 86, 189

checklists, 57-58

controller, 3-4

controller selection and training, 55

crew resource management, 142-143

current research efforts, 63, 193-194

employee satisfaction with, 170-171, 191

goals for training program, 74-75

implications of automation, 68-69

for management decision-making, 56-59

minority sensitivity, 63

models for, 3

objective measures for, 58

operational assessment program, 56-57

selection criteria, 60-63

simulators for, 58-59

strategies for research, 10-11

for teams, 163-164

Performance-preference dissociations, 216

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

Personality traits, 67-68

Physical plant, 77

Physiological stress measurement, 207-209

Pilot behavior

controller communications, 121

examples of controller-pilot interface, 138-140

modeling techniques, 214

overreliance on automation, 276-278

recognition of vulnerability to stress, 142-143

TRACON communications, 43

See also Flight deck operations

Plan view display radar, 46, 120-121

Preflight actions, 24

Professional Air Traffic Controllers Organization, 70

Prototyping

applications, 215, 216

limitations, 216

for product acquisition and development, 11, 12, 238-239, 240

research needs, 225

Q

Quality through partnership process, 165-166, 170

R

Radar, 229

en route center resources, 46

en route traffic control, 45

nonradar areas, 45

responsibility for equipment, 77

tower control resources, 35-36

TRACON resources, 38-42

training, 70, 71

vigilance effects on use of, 127-128

visual display, 39-42

visual sampling, 99

Radar positive control system, 25

Radio telephony, 121

Regional differences, 32, 53

design implications, 234

obstacles to performance assessment, 58, 59

as organizational subculture, 167-168

in simulations, 59

Reliability

of air traffic control system, 2

definition, 18

measures of, 18

problems in estimating, 18-19

trust and, 19

Remote monitoring subsystem, 78

Research methodology, 31

combining data sources, 222-223

data collection for incident analysis, 202, 203-204

efficiency measures, 157

field studies, 220-222

generalizability of human factors studies, 200-201, 224

for human error research, 222-223

human factors literature, 199-200, 201

incident analysis, 201-202

limitations of human factors studies, 201

measurement in complex systems, 223-225

modeling techniques, 210-214

needs for air traffic control research, 225

prototyping, 215-216

real-time simulation, 216-220

requirements, 197

resources for, 197

safety analysis, 157

strategies for human factors studies, 198-199

teamwork studies, 137

use of subjective assessments, 204-205

validity, 197-198, 223-225

for workload assessment, 205-210

Retirement of Airways Facilities employees, 10, 84, 88, 179

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

S

Safe Skies for Tomorrow, 161-163

Safety

air traffic control system goals, 21-22

analytical procedures, 157

assessment, 2-3

automation goals, 249-250

concerns about automation, 17-18

cost-effective risk assessment, 159

data sources, 156-157, 163, 203-204

efficiency and, 159-160

high-reliability organizations for, 154-155

historic failures of air traffic control system, 25-30

indicators in air traffic control, 155-156

organizational risk factors, 156

performance assessments and, 164

policies and procedures, 159-161

predictive modeling, 175, 213

pressures for efficiency and, 21-22

separation between aircraft, 21

workload considerations, 133

Security, 33

Separation and control hiring assessment program, 62

Separation between aircraft, 21

approach sequencing/ghosting, 260-261

challenges for controllers, 37-38

en route standards, 45

need for automation, 248

in nonradar areas, 45

technology introduction, 235

TRACON responsibilities, 37-38

TRACON standards, 37

wake vortices, 22, 42

Sequential experimentation protocol, 238-239

SIMMOD, 213

Simulators/simulations

applications, 217-218

combined research, 222-223

constraints on data collection, 219-220

for controller assessment, 58-59

current research, 73-74

for design process, 217-218

dynamic, 71, 73-74

fast-time, 212

features, 211

fidelity of, 73, 218-219

for human factors research, 218

with local features, 59

part-task training, 73

rationale, 216-217

recommendations for utilization, 11

regional air traffic control system, 217

research applications, 211

research needs, 225

for training, 4, 70, 73, 148

validity, 223

See also Modeling

Situation assessment through re-creation of incidents, 4, 120

Situation awareness, 95, 100-101, 106-107, 140

overreliance on automation, 278-279

Sleep loss, 131

Social learning theory, 72-73

Stacking aircraft, 22

Staff design

Airway Facilities, 82-84, 188

en route center, 45

flexibility in, 44

flight service stations, 52

replacement of striking controllers in 1981, 54

TRACON, 44

Strike of 1981

outcomes, 28

replacement workers, 54, 67

Subjective assessments

in design prototyping, 216

limitations, 205

performance-preference dissociations, 216

research value, 204-205

for workload assessment, 209-210

Subjective workload assessment technique, 209

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

Surveillance technology oversight, 33

TRACON resources, 38

System maintenance control center, 79

Systems acquisition and development, 11-12

for Airways Facilities, 187-188, 233

controller training, 71-72

FAA human factors policy, 173

FAA organizational structure for, 33

human factors research support for, 173, 174

incorporation of human factors in, 12, 229-230, 240

maintenance of predecessor designs, 233

performance-preference dissociations, 216

proposed reforms for FAA, 234-235

standardization in, 181

user participation in, 12, 236-239

workload certification, 116

T

Teamwork

accountability, 137-138

in air traffic control system, 135-136

air traffic teamwork enhancement program, 145-148

in Airway Facilities, 186

automation effects, 148-150

communication for, 6

crew resource management, 142-143

determinants of, 136

examples of controller-pilot communications, 138-140

flight deck, 143-145

group process model, 136-137

high workload strategies, 141

for human factors design, 227-228

leadership style, 142

low workload conditions, 140

performance assessment, 163-164

research activities, 137, 186

research findings, 140-143

significance of, 135, 150

strategies for improving, 6-7, 150-151

subcultures, 136

team members, 135

training for, 141, 142

Terminal airspace simulation facility, 218

Terminal radar control area (TRACON)

cognitive skills of controllers, 4

communications system, 43-44

crisis management, 44

en route control and, 48

equipment failures, 44

in FAA organizational structure, 32, 33-34

obstacles to traffic management, 42-43

physical environment, 44

radar resources, 38-42, 53

responsibilities, 19, 34-35, 37-38, 286

staffing, 44

use of flight strips, 38-42

Textbooks, 199-200

Time-line analysis, 117

Total Airport and Airspace Modeler, 213

Total systems design, 228

Tower controllers

communications system, 36-37

in FAA organizational structure, 32, 33-34

responsibilities, 19, 34-35, 286

simulation training, 73

use of flight strips, 36

visual resources, 35-36, 53

TRACON. See Terminal radar control area

Traffic alert and collision avoidance system, 24, 264-265

controller-pilot interface and, 139-140, 149

introduction of, 27

Traffic management advisor, 213, 221

Traffic management coordinators, 49

Train for success philosophy, 70

Training of Airway Facilities technicians, 85-86, 87-88, 178-179, 188-189

Training of controllers, 176

age limitations, 68

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

assessment methodology for, 55-56

attrition rate, 66

cognitive screening of candidates for, 64-67

conceptual approach, 70

controller performance related to, 72

course of, 69-70, 71

current practice, 3, 55

current research efforts, 70

current tracking data, 60

decision making, 108

detection tasks in vigilance, 126

goals, 55, 74-75

job-related criteria, 3-4

length of, 71

memory functions, 102, 107

for new equipment, 71-72

opportunities for improvement, 110

performance measures as selection criteria, 60

personal characteristics of trainees, 67-68

prior experience requirements, 70

for radar operations, 70, 71

selection goals, 63

simulators for, 4, 70, 71, 73, 148

situated learning model, 72-73

sources of candidates, 70

subtask training, 73

team for, 70-71

for teamwork, 6-7, 141, 142, 148, 150

Trust, 18, 19

in automation, 271-277, 279

in equipment certification process, 184

false alarm effects, 273-276

human-centered automation objective, 283

management credibility with employees, 160-161

as organizational variable, 171-172

U

User-centered design, 266

V

VHF omnidirectional range, 45

Vigilance

air traffic control and, 127-129

arousal and, 126-127

current understanding, 125, 126-127

definition, 125

implications for automation, 129-130

task factors influencing, 125-126, 133

training effects, 126

workload effects, 127, 133

Visual display

aircraft data block overlap, 256

aircraft flight level, 255

aircraft heading and speed, 255-256

aircraft situation, 49

approach sequencing/ghosting, 260-261

compatibility with cognitive processes, 204-205

data smoothing, 254

datalink systems, 257

effects on interpersonal communication, 149

flight path, 121

in human-centered automation, 283-284

informational scope, 258

radar, 39-42, 46

workload factor, 120-121

Visual sampling, 99, 105

Voice switching and control system, 18-19

W

Wake vortices, 22

individual differences in aircraft, 42

Weather

challenges for TRACON controllers, 42-43

constraints to airport efficiency, 22

flight services station services, 51-52

Work schedules

controller performance and, 130-133

Suggested Citation: "INDEX." National Research Council. 1997. Flight to the Future: Human Factors in Air Traffic Control. Washington, DC: The National Academies Press. doi: 10.17226/5493.

current practice, 6, 130, 131, 133

night shift work, 131

potential problem areas, 48

shift changes, 48

shift rotations, 131-132, 133

sleep disruption effects, 131

time on shift as risk factor for error, 130-131

Workload

adaptive strategies, 115, 117-118

airspace load effects, 118-120

in Airway Facilities, 186-187

allocation of cognitive resources, 96-98

assessment measures, 205-206

assessment models, 5-6

automation effects, 122-123,133-134, 268, 270-271

communications factors, 121

controller performance and, 114-116, 123-124

definitions, 113-114

display factors, 120-121

drivers, 115, 118

extremes of, 5

interaction of factors in, 115, 133

modeling techniques, 214

multitask performance theories, 117, 122

as performance factor, 5

physiological measures, 207-209

primary-task measures, 206

research trends, 113

safety and, 133

secondary-task measures, 206-207

significance of, 5, 112-113

situation awareness and, 100-101, 140

subjective measures, 209-210

system trends, 34

system variation, 113

task load vs. mental workload, 124

team strategies, 141

theoretical models, 114, 116-118

time-line analysis, 117

underload conditions, 112-113, 115, 124, 133, 140, 202

of vigilance, 127-130, 133

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