Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program (2014)

Chapter: Appendix G: Profile of Average NRI and AFRI Projects (20082012)

Previous Chapter: Appendix F: Types of Grants Offered in Each AFRI Program (20092013)
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.

TABLE G-1 Sample Statistics of NRI Projects, 2008a

  Unit Mean Standard
Deviation
PROJECT OUTPUTS
Refereed Journal Articles Number published 2.65 5.29
Citations per Article Number per article 6.86 14.01
 
PROJECT SCALE
Budget $0,000 39.32 25.98
Project Duration Months 31.61 9.45
 
PROJECT SCOPE
Project Complexity
Number of Co-PIs Number 2.92 2.97
 
Current Supportb
Federal Support   0.73 0.44
Non-Federal Support   0.52 0.50
No Other Support   0.10  
 
Project Functions
Research % 93.53 20.95
Extension % 4.29 12.88
Education % 2.18 8.59
 
Project Composition
Basic Research % 61.35 34.60
Applied Research % 32.33 29.51
Extension or Education % 6.32  
 
PROJECT LOCUS
Subject Area
Plants   0.314 0.465
Animals   0.212 0.409
Food/Nutrition   0.145 0.353
Social Sciences   0.067 0.249
Bio-Products   0.048 0.213
Ecosystems   0.214 0.411
 
Type of Performing Institution
Federal   0.045 0.208
Private Research   0.029 0.167
Private University   0.043 0.203
Public Non–Land-Grant Univ   0.083 0.277
Land-Grant University   0.800 0.400
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
  Unit Mean Standard
Deviation
Rank of Project Director
Professor   0.48 0.50
Associate Professor   0.19 0.39
Assistant Professor   0.20 0.40
Federal Scientist or Other   0.09 0.28
Pre- or Postdoctorate   0.04 0.20
 
Award Type
Area   0.33 0.47
Conference   0.11 0.31
Standard   0.56 0.50
 
OTHER FACTORS
Laboratory Assistance
Undergraduate FTE months 7.66 14.84
Graduates FTE months 18.25 22.29
Postdoctorates FTE months 13.10 17.34
 
Project Vintage Months since start date    
 
Completed Project 1 if completed, 0 other    

aIndicator (0/1) variables. Means shown are percentages of the sample falling into the respective category, expressed in decimal form.

bAFRI project directors may receive support from a variety of sources. The sum of the percentages of support sources therefore is greater than unity.

Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.

TABLE G-2 Sample Statistics of AFRI Projects, 2009–2010a

  Unit Mean Standard
Deviation
PROJECT OUTPUTS
Refereed Journal Articles Number published 1.79 2.90
Citations per Article Number per article 2.62 6.58
Non-Refereed Communications Number communicated 1.74 3.25
 
PROJECT SCALE
Budget $0,000 43.9 41.0
Project Duration Months 41.7 9.7
 
PROJECT SCOPE
Project Complexity
Number of Co-PIs Number 3.52 3.19
 
Current Supportb
Federal Support   0.66 0.47
Non-Federal Support   0.51 0.50
No Other Support   0.14 0.34
 
Project Function
Research % 89.22 24.79
Extension % 5.48 16.16
Education % 5.30 17.73
 
Project Composition
Basic Research % 60.24 35.21
Applied Research % 28.98 26.22
Extension and Education % 10.81 22.29
 
PROJECT LOCUS
Subject Area      
Plants   0.37 0.48
Animals   0.21 0.40
Food/Nutrition   0.15 0.36
Social Sciences   0.05 0.22
Bio-Products   0.04 0.20
Ecosystems   0.18 0.39
 
Type of Performing Institution
Federal   0.05 0.23
Private Research   0.03 0.16
Private University   0.05 0.21
Public Non–Land-Grant Univ   0.10 0.29
Land-Grant University   0.77 0.45
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
  Unit Mean Standard
Deviation
Rank of Project Director
Professor   0.40 0.49
Associate Professor   0.18 0.38
Assistant Professor   0.29 0.46
Federal Scientist   0.05 0.22
Postdoctorate or Other   0.08  
 
Award Type
FASE   0.29 0.45
CAP   0.01 0.11
Conference   0.07 0.28
Standard   0.63 0.48
 
OTHER FACTORS
Laboratory Assistance
Undergraduate FTE months 10.5 52.9
Graduate FTE months 25.0 33.8
Postdoctorates FTE months 11.8 19.4
42.2 3.3
Project Vintage months since start date    
0.33 0.47
Completed Project 1 if completed, 0 other    

aIndicator (0/1) variables. Means shown are percentages of the sample falling into the respective category, expressed in decimal form.

bAFRI project directors may receive support from a variety of sources. The sum of the percentages of support sources therefore is greater than unity.

Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.

TABLE G-3 Sample Statistics of AFRI Projects, 2011–2012a

  Unit Mean Standard
Deviation
PROJECT OUTPUTS
Refereed Journal Articles Number published 0.88 3.60
Citations per Article Number per article 0.42 1.76
Non-Refereed Communications Number communicated 0.73 2.16
 
PROJECT SCALE
Budget $0,000 119.55 346.26
Project Duration Months 37.79 13.39
 
PROJECT SCOPE
Project Complexity
Number of Co-PIs Number 4.29 4.76
 
Current Supportb
Federal Support   0.70 0.46
Non-Federal Support   0.45 0.50
No Other Support   0.17 0.38
 
Project Functions
Research % 88.30 23.73
Extension % 6.10 16.43
Education % 5.70 15.88
 
Project Composition
Basic Research % 54.85 36.84
Applied Research % 33.46 35.85
Extension or Education % 10.80 21.87
 
PROJECT LOCUS
Subject Area
Plants   0.12 0.33
Animals   0.11 0.31
Food/Nutrition   0.05 0.23
Social Sciences   0.08 0.27
Bio-Products   0.07 0.26
Ecosystems   0.03 0.17
 
Type of Performing Institution
Federal   0.04 0.18
Private Research   0.02 0.14
Private University   0.06 0.23
Public Non–Land-Grant Univ   0.10 0.30
Land-Grant University   0.78 0.41
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
  Unit Mean Standard
Deviation
Rank of Project Director
Professor   0.32 0.47
Associate Professor   0.18 0.39
Assistant Professor   0.22 0.41
Federal Scientist   0.02 0.16
Postdoctorate or Other   0.26  
 
Award Type
FASE   0.39 0.49
CAP   0.03 0.17
Conference   0.05 0.24
Standard   0.53 0.50
 
Program Area
Challenge Grant   0.33 0.47
Fellowship Grant   0.21 0.41
Foundational Grant   0.46 0.50
 
OTHER FACTORS
Laboratory Assistance
Undergraduate FTE 12.86 52.67
Graduates FTE 33.99 71.40
Postdoctorates FTE 19.43 43.98
20.12 7.47
Project Vintage Months since start date    
0.08 0.18
Completed Project 1 if completed, 0 other    

aIndicator (0/1) variables. Means shown are percentages of the sample falling into the respective category, expressed in decimal form.

bAFRI project directors may receive support from a variety of sources. The sum of the percentages of support sources therefore is greater than unity.

Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.

TABLE G-4 Budget Regression on Outputs and Inputs, AFRI 2009–2010 and 2011–2012

Variable 2009–2010   2011–2012
Linear Interactive   Linear Interactive
OUTPUTS Intercept 23.15 24.43   –110.22 –92.29
Number of Journal Articles   1.44   1.14         8.54   –1.91
(3.24) (1.90)      (4.08) (–0.50)
 
INTERACTIONS Number of Non–Refereed Articles   16.71   –9.39
(4.86) (–0.75)
Number of Refereed Articles/Number of PIs   0.06   0.54
(0.73) (3.30)
Number of Non–Refereed Articles/Duration   0.58
(2.30)
 
SCALE Project Duration (months)   1.09   1.10     2.06   2.01
(8.28) (8.31)   (3.50) (3.34)
 
SCOPE Number of Principal Investigators   2.14   1.97     26.26   24.13
(4.50) (3.69)   (12.52) (11.22)
Basic Research Proportion of Project   –0.06   –0.06     –0.25   –0.27
(–1.24) (–1.26)   (–1.20) (–1.34)
 

Award Type

FASE (Base = Standard Grant)   –8.60   –8.63      
(–3.11) (–3.12)      
CAP (Base = Standard Grant) 229.69 227.01   903.64 884.86
(17.39) (16.56)   (17.75) (17.46)
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
LOCUS Institution Type        

Private University (Base = all other institutions)

21.07 21.14
(3.61) (3.62)

Public NLG University (Base = all other institutions)

45.27 43.00
(1.91) (1.83)
 
Subject Area Plants 10.45 10.42
(2.77) (2.76)
Animals 14.59 14.39
(3.46) (3.41)
Food 16.59 16.56
(3.99) (3.98)
Bio-Products   8.83   8.71
(1.29) (1.27)
Social Science   3.01   2.83
(0.49) (0.46)
 
Base = Ecosystems Base = Ecosystems Base = Ecosystems Base = Ecosystems
 
OTHER Project Vintage (months)   –1.00   –1.02
(–2.60) (–2.64)
 
Statistics R2     0.630     0.630     0.700     0.706
N 447 447 726 726

NOTES: Dependent variable is Project Budget. Conference and Planning Grants are not included in the dataset. If an input has a positive (negative) output-constant effect on budget, then it has a negative (positive) budget-constant effect on that output.

Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.

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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Suggested Citation: "Appendix G: Profile of Average NRI and AFRI Projects (20082012)." National Research Council. 2014. Spurring Innovation in Food and Agriculture: A Review of the USDA Agriculture and Food Research Initiative Program. Washington, DC: The National Academies Press. doi: 10.17226/18652.
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Next Chapter: Appendix H: Data Processing for Program Evaluation
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