The core of the National Aeronautics and Space Administration's (NASA's) life sciences research lies in understanding the effects of the space environment on human physiology and on biology in plants and animals. The strategy for achieving that goal as originally enunciated in the 1987 Goldberg report, A Strategy for Space Biology and Medical Science for the 1980s and 1990s,1 remains generally valid today. However, during the past decade there has been an explosion of new scientific understanding catalyzed by advances in molecular and cell biology and genetics, a substantially increased amount of information from flight experiments, and the approach of new opportunities for long-term space-based research on the International Space Station. A reevaluation of opportunities and priorities for NASA-supported research in the biological and biomedical sciences is therefore desirable.
The strategy outlined in the Goldberg report had two main purposes: "(1) to identify and describe those areas of fundamental scientific investigation in space biology and medicine that are both exciting and important to pursue and (2) to develop the foundation of knowledge and understanding that will make long-term manned space habitation and/or exploration feasible."2 To achieve these purposes, the Goldberg report identified four major goals of space life sciences:
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To describe and understand human adaptation to the space environment and readaptation upon return to earth. |
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To use the knowledge so obtained to devise procedures that will improve the health, safety, comfort, and performance of the astronauts. |
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To understand the role that gravity plays in the biological processes of both plants and animals. |
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To determine if any biological phenomenon that arises in an individual organism or small group of organisms is better studied in space than on earth."3 |
These goals remain valid and form the basis of the present report.
Both the Goldberg report and the 1991 follow-up assessment, Assessment of Programs in Space Biology and Medicine 1991,4 emphasized basic research and the importance of vigorous ground-based programs aimed at addressing the fundamental mechanisms that underlie observed effects of the space
environment on human physiology and other biological processes. The present report strongly reemphasizes that strategy and calls for an integrated, multidisciplinary approach that encompasses all levels of biological organization—the molecule, the cell, the organ system, and the whole organism—and employs the full range of modern experimental approaches from molecular and cellular biology to organismic physiology.
The sections that follow summarize the Committee on Space Biology and Medicine's priorities for NASA-supported research, its recommendations for high-priority research in individual disciplines, and its recommendations for overall priorities for NASA-sponsored research across disciplinary boundaries. The final section outlines significant concerns in the program and policy arena and offers related recommendations.
Taking into account budgetary realities and the need for clearly focused programs, the highest priority for NASA-supported research in space biology and medicine in the new century should be given to research meeting one of the following criteria:
A lower priority should be assigned to areas of basic and applied research that are relevant to fields of high priority to NASA but are extensively funded by other agencies, and in which NASA has no obvious unique capability or special niche.
Because the recommendations for research, and research priorities, in the discipline-specific chapters cover a wide range of fields relevant to space biology and medicine, the committee chose not to reproduce all of those recommendations in full in this executive summary. Instead the committee sought to capture the essence of what is recommended in Chapters 2 through 12, an approach that was best served by condensation, full quotation, or addition of supplemental detail as seemed useful to preserve the intent of the recommendations in their full form and context. The recommendations are numbered only in instances in which the committee considered that there was a clear priority order.
Rapid advancement in the field of cell biology offers novel opportunities for studying the effects of spaceflight, including weightlessness, on cells and tissues. This possibility for progress stems both from developments in technology and advances in basic concepts of cell structure and function at the molecular
level. Reasonable goals for the next period of NASA investigation are to clearly delineate the specific cellular phenomena that are affected by conditions of microgravity, to develop an understanding of the molecular mechanisms by which these changes are induced, and to begin to suggest strategies for countermeasures where indicated. Experience from previous in-flight and ground-based studies has highlighted certain pitfalls that must be avoided in the design and analysis of future experiments. Cellular systems should be emphasized that are known to be affected by gravitational force (e.g., bone, muscle, and vestibular systems in animals; gravitropic systems in plants) or by other aspects of the space environment (e.g., stress-induced phenomena). Consideration should be given to using molecular techniques for the analysis of gene expression and cell architecture and function, and to extending cell culture studies to the analysis of cellular physiology in intact tissues and whole organisms.
The committee makes the following specific recommendations for research in cell biology:
The specific physiological systems in humans and animals for which gravity is likely to play a critical role in development and/or maintenance include the vestibular system, the multiple sensory systems that interact with the vestibular system, and the topographic space maps that exist throughout the brain. Major changes in perspective in recent years in the general field of developmental biology could greatly affect our ability to study and understand these systems. In particular, the use of saturation mutagenesis to identify genetic components of development, the recognition that molecular mechanisms are conserved across phylogeny, and the information provided by genome sequencing projects have transformed basic developmental studies since the publication in 1987 of the Goldberg report.5 In the present report the committee stresses the importance of two types of studies, those looking at life cycles and those examining development of gravity-sensing systems such as the vestibular system.
Analysis of the development of gravity-sensing systems, including the vestibular system and other systems that interact with it in vertebrates, should be carried out to determine the importance of gravity to their normal development and maintenance. The recommended investigations summarized below should be performed first in ground-based studies to identify appropriate experiments to be performed in space.
Neurons composing the brainstem, hippocampal, striatal, and sensory and motor cortical space maps should be investigated as part of the following recommended studies:
It is important to characterize neuroplasticity using multidisciplinary approaches that combine structural and molecular with functional investigations of identified cell populations. The process should be characterized at several different times following perturbation, in order to determine the sequence of intermediate events leading to the plastic change. Controls for the effects of nongravitational stresses of the types likely to be encountered in space (such as loud noise and vibration) must also be performed on the ground, so that the space-based experiments can be designed to isolate the effects of microgravity from the effects of other stresses. The committee makes the following recommendations for research on neuroplasticity, including one recommendation taken from Chapter 5, "Sensorimotor Integration."
The study of plants in the space environment has been driven by three main needs: (1) learning how to grow plants successfully in space (space horticulture) either for research or for eventual use in long-term life support systems, (2) determining whether there are any plant developmental or metabolic processes that are critically dependent on gravity, and (3) learning how plants alter their patterns of growth and development to respond to changes in the direction of the gravity vector.
A major goal of the Advanced Life Support (ALS) program is to develop an effective, completely closed plant growth system capable of growing plants for a bioregenerative life support system. Toward this end, the committee makes the following recommendations:
Whether gravity is required for any specific aspect of the development or metabolism of a plant can best be determined by growing a model plant in space through at least two successive generations (seed-to-seed experiment) and examining carefully the development of the resulting plants to ascertain whether any aspect of the development is altered by a lack of gravity. Specifically, the committee recommends the following:
Plants respond to the specific direction of the gravity vector in several ways. Among these are the direction of growth of stems and roots (gravitropism) and the swimming direction of some unicellular algae (gravitaxis). Among the committee's recommendations regarding this area of research, the following have the highest priority:
Sensorimotor integration is an essential element in the control of posture and locomotion, as well as in coordinated body activities such as manipulation of objects and use of tools. The transition from normal gravity to microgravity disrupts postural control and orientation mechanisms. Spatial illusions, and often motion sickness, occur until adaptation to the new force background is achieved. On reentry, severe disturbances of postural, locomotory, and movement control are experienced with reexposure to the normal terrestrial environment. Thresholds for angular and linear accelerations, vestibulo-ocular reflexes, postural mechanisms, vestibulo-spinal reflexes, and gaze control all have been studied extensively in humans, but the development of animal models has lagged. Some of these areas require additional study, and a number of new experimental questions arise, given current knowledge and the need to consider human performance during extended-duration space missions.
Future work should emphasize mechanisms related to the active control of body orientation and movement rather than passive thresholds for the detection of angular or linear acceleration. Briefly summarized, the committee's research recommendations are as follows:
The severe reentry disturbances of posture and locomotion experienced by astronauts and cosmonauts after even short-duration spaceflight pose potentially dangerous operational problems. These disturbances would be especially critical in long-duration missions that require accurate postural, locomotory, and manipulatory control during transitions in background force level. The committee recommends the following:
Considerable progress has been made in understanding how microgravity affects vestibulo-ocular reflexes, pursuit and saccadic eye movements, and control of gaze. The following studies, which can be carried out in parabolic flight, orbital flight, and rotating rooms, are recommended to achieve closure on understanding these critical functions.
Space motion sickness is an operational problem during the first 72 hours of flight, despite the use of medication, and is a hazard for initial transitions between force environments. The use of virtual environment devices in spaceflight to augment training in long-duration missions and for experimental purposes will likely exacerbate motion sickness. Research is recommended on the following:
One of the best-documented pathophysiological changes associated with microgravity and the spaceflight environment is bone loss, which can exceed 1 percent per month in weight-bearing bones
even when an in-flight exercise regime is followed. Within the discipline of bone physiology, the phenomenon of bone loss in astronauts is clearly the issue of greatest concern to NASA. Both the extent and the reversibility of the bone loss are crucial questions for long-term crewed flights on the space station and for future space exploration and should be addressed by collecting data from each astronaut to build up the necessary database.
The committee recommends that questions about microgravity-induced bone loss in humans be studied as follows:
If applicable to humans, a considerable amount of useful data on bone loss could be generated using animal models. The committee's priority recommendations are summarized as follows:
A better understanding of the deleterious effects on skeletal muscle of spaceflight and reloading upon return to Earth is necessary to maintain performance and prevent injury. Even after missions of a few weeks, the locomotion of astronauts is very unstable immediately after they return to Earth, owing to a combination of orthostatic intolerance, altered otolith-spinal reflexes, reliance on weakened atrophic muscles, and inappropriate motor patterns. The committee's high-priority research recommendations are summarized below:
The cardiovascular and pulmonary systems undergo major changes in microgravity, including reduced blood volume that is redistributed headward, increased heart volume, altered blood pressure and heart rate, and improved gas exchange in the lungs despite the surprising persistence of lung ventilation-perfusion inequalities. Many observational research questions have been answered. Future research should focus more on mechanisms. The committee developed a number of recommendations for specific research studies which are broadly summarized below.
The endocrine, nervous, and immune systems regulate the human response to spaceflight and the readjustment processes that follow landing. The principal spaceflight responses to which there is a
significant endocrine contribution are the fluid shifts, perturbation of circadian rhythms, loss of red blood cell mass, possible alterations in the immune system, losses of bone and muscle, and maintenance of energy balance. With the advent of the space station era, the focus shifts from early responses to spaceflight to the long-term adaptive responses. The three chronic responses that are areas of serious concern are bone loss, muscle atrophy, and possibly the question of maintaining energy balance at an acceptable level. Priority should be given to studies that are designed to do the following:
As individuals stay longer in space, the potential effects of spaceflight on immune function become more significant. There is now convincing evidence that immunological parameters are affected by spaceflight, and important questions should be answered regarding both the biological and the medical significance of these effects and their mechanisms. Future immunological studies should concentrate on functional immunological changes that have been shown to be biologically and medically significant.
Rodent studies can be used to help determine the biological and/or biomedical significance of spaceflight-induced changes in immune responses. Both short- and long-term studies should be carried out, with priority given to those briefly summarized below:
Immunological measurements and testing of humans should be carried out to examine parameters with potential functional consequences. The recommended studies are briefly summarized below:
Exposure of crew members to radiation in space poses potentially serious health effects that need to be controlled or mitigated before long-term missions beyond low Earth orbit can be initiated. The levels of radiation in interplanetary space are high enough and the missions long enough that adequate shielding is necessary to minimize carcinogenic, cataractogenic, and possible neurologic effects for crew members.
The knowledge needed to design adequate radiation shielding has both physical and biological components: (1) the distribution and energies of radiation particles present behind a given shielding material as a result of the shield being struck by a given type and level of incident radiation and (2) the effects of a given dose on relevant biological systems for different radiation types. Each component involves significant uncertainty that must be reduced to permit the effective design of shielding, given that the level of uncertainty governs the amount of shielding.6
The execution of the recommended strategies will require considerably more beam time at a heavyion accelerator than is currently available, and it is recommended that NASA explore various possibilities, including the construction of new facilities, to increase the research time available for experiments with high-atomic-number, high-energy (HZE) particles. Priority should be given to the following studies:
Long-duration missions in space are likely to produce significant changes in individual, group, and organizational behavior. Future missions in space will involve longer periods of exposure to features of the physical environment unique to space and features of the psychosocial environment characteristic of isolated and confined environments. Evidence from previous space missions and from analogue studies suggests that behavioral responses to these environmental stressors will be influenced by characteristics of the individuals, groups, and organizations involved in long-duration missions.
The following list broadly summarizes, in order of priority, the recommended research for behavior and performance during long-duration missions in space:
This section summarizes the committee's recommendations for the highest-priority research across the entire spectrum of space life sciences. In the near term, until the research facilities of the International
Space Station come online or an additional Spacelab mission is provided, NASA-supported research will necessarily be directed primarily toward ground-based investigations designed to answer fundamental questions and frame critical hypotheses that can later be tested in space. Indeed, as this report emphasizes, understanding the basic mechanisms underlying biological and behavioral responses to spaceflight is essential to designing effective countermeasures and protecting astronaut health and safety both in space and upon return to Earth. For these reasons, the following recommendations for high-priority areas of crosscutting research place emphasis on ground-based studies.
Priority should be given to research aimed at ameliorating problems that may limit astronauts' health, safety, or performance during and after long-duration spaceflight. The committee emphasizes that specific priorities may shift to a significant degree depending on the types of missions to be carried out in the future, particularly as related to long-term human exploration of space. For this reason, the recommended areas of research are not given an order of priority.
Bone loss and muscle deterioration are among the best-documented deleterious effects caused by spaceflight in humans and animals. Exercise has been only partially successful in preventing muscle weakness and bone loss. Development of effective countermeasures requires advances in several areas of research:
During the transitions in gravitational force that occur going into and returning from spaceflight, the vestibular system undergoes changes in activity that can result in debilitating symptoms in astronauts.
Orthostatic hypotension, present since the very earliest human spaceflights, still affects a high percentage of astronauts returning from spaceflights even of relatively short duration and is an even greater problem for shuttle pilots, who must perform complex reentry maneuvers in an upright, seated position. The problem remains despite the use of extensive antiorthostatic countermeasures by both U.S. and Russian space programs. Studies should focus on determining physiological mechanisms and developing effective countermeasures.
The biological effects of exposure to radiation in space pose potentially serious health effects for crew members in long-term missions beyond low Earth orbit. High priority is given to the following recommended studies:
The immune system interacts closely with the neuroendocrine system. Results indicate a close association between the neuroendocrine status of the host and host defense systems.
The health, well-being, and performance of astronauts on extended missions may be negatively affected by many stressful aspects of the space environment. Mechanisms of response to physiological and psychosocial stressors encountered in spaceflight must be better understood in order to ensure crew safety, health, and productivity.
Plants respond to changes in the direction of the gravitational vector by altering the direction of the growth of roots and stems. The gravitropic response requires (1) perception of the gravitational vector by gravisensing cells; (2) intracellular transduction of this information; (3) translocation of the resulting signal to the sites of reaction, i.e., sites of differential growth; and (4) reaction to the signal by the responding cells, i.e., initiation of differential growth.
It is known that in several systems sensory stimulation plays a role in the development of the neural connections necessary for normal processing of sensory information. The potential role of gravity in the normal development of the gravity-sensing vestibular system of animals is therefore an important area for ground- and space-based research.
To determine whether there are developmental processes that are critically dependent on gravity, organisms should be grown through at least two full generations in space.
Although NASA has responded effectively to many of the programmatic and policy issues raised in the 1987 and 1991 reports,7 8 significant concerns in the program and policy arena remain unresolved. These concerns focus on issues relating to strategic planning and conduct of space-based research; utilization of the International Space Station (ISS) for life sciences research; mechanisms for promoting integrated and interdisciplinary research; collection of and access to human flight data, specifically; publication of and access to space life sciences research in general; and professional education.
Future life sciences flight experiments on the ISS will depend on the availability of advanced instrumentation to carry out the measurements and analyses required by the research questions and approaches described in this report. In addition, facile data and information transfer between space- and ground-based investigators are crucial.
Issues relating to the design and use of the ISS are a major concern of the committee. These issues include (1) changes in the design of the ISS, (2) the diversion of funds intended for scientific facilities and equipment into construction budgets, (3) the adequacy of power and transmission of data to and from Earth, (4) the availability of crew time for research, and (5) an extended hiatus in-flight opportunities for life sciences research owing to delays in ISS construction. These issues have alarmed the life sciences communities.
The Division of Life Sciences initiated a universal system of peer review in 1994 for all NASA-supported investigators. The new process has the committee's strong support.
The disciplinary chapters of this report repeatedly stress the need for improved, systematic collection of data on astronauts preflight, in space, and postflight.
An essential outcome of scientific research is publication—dissemination of results to the scientific community at large. The record of peer-reviewed publication, especially of spaceflight experiments, by funded investigators in NASA's life sciences programs needs to be improved, as does the usefulness of the Spaceline Archive to the scientific community.
NASA should make every effort to ensure the professional training of graduate students and postdoctoral fellows in space and gravitational biology and medicine.
1. Space Science Board, National Research Council. 1987. A Strategy for Space Biology and Medical Science for the 1980s and 1990s. National Academy Press, Washington, D.C.
2. Space Science Board, 1987, A Strategy for Space Biology and Medical Science for the 1980s and 1990s, p. xi.
3. Space Science Board, 1987, A Strategy for Space Biology and Medical Science for the 1980s and 1990s, p. 4.
4. Space Studies Board, National Research Council. 1991. Assessment of Programs in Space Biology and Medicine 1991. National Academy Press, Washington, D.C.
5. Space Science Board, National Research Council. 1987. A Strategy for Space Biology and Medical Science for the 1980s and 1990s. National Academy Press, Washington, D.C.
6. Wilson, J.W., Cucinotta, F.A., Shinn, J.L., Kim, M.H., and Badavi,F.F. 1997. Shielding strategies for human space exploration: Introduction. Chapter 1 in Shielding Strategies for Human Space Exploration: A Workshop (John W. Wilson, Jack Miller, and Andrei Konradi, eds.). National Aeronautics and Space Administration.
7. Space Science Board, National Research Council. 1987. A Strategy for Space Biology and Medical Science for the 1980s and 1990s. National Academy Press, Washington, D.C.
8. Space Studies Board, National Research Council. 1991. Assessment of Programs in Space Biology and Medicine 1991. National Academy Press, Washington, D.C.
Part I
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