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Causes and Consequences of High Rates of Incarceration

Completed

A committee of the National Research Council examined the best available evidence and found no clear evidence that greater reliance on imprisonment achieved its intended goal of substantially reducing crime. Moreover, the rise in incarceration may have had a wide range of unwanted consequences for society, communities, families, and individuals. The committee’s report, The Growth of Incarceration in the United States: Exploring Causes and Consequences, urges policymakers to reduce the nation’s reliance on incarceration and seek crime-control strategies that are more effective, with fewer unwanted consequences.

Description

An ad hoc panel will conduct a study and prepare a report that will focus on the scientific evidence that exists on the use of incarceration in the United States and will propose a research agenda on the use of incarceration and alternatives to incarceration for the future. The study will explore the causes of the dramatic increases in incarceration rates since the 1970s, the costs and benefits of the nation's current sentencing and incarceration policies, and whether there is evidence that alternative policies would more effectively promote public safety and community well-being.

Recognizing that research evidence will vary in its strength and consistency, the panel will undertake the following tasks:

1. Describe and assess the existing research on the causes, drivers, and social context of incarceration in the United States over the past 30-40 years. To what extent does existing research suggest that incarceration rates were influenced by historical and contemporary changes in:

a. operations of criminal justice system and other public sector systems that may affect rates of arrest or conviction, and nature and severity of sanctions: such as patterns of policing, prosecution, sentencing, prison operations, and parole practices;

b. legal and judicial policies: such as changes in law, institutional policies and practices, and judicial rulings affecting conditions for arrest, sanctions for various crimes, drug enforcement policies, and policies regarding parole and parole revocation;

c. social and economic structure and political conditions: such as criminal behavior, cultural shifts, changes in political attitudes and behavior, changes in public opinion, demographic changes, and changes in the structure of economic opportunity.

2. Describe and assess the existing research on the consequences of current U.S. incarceration policies. To what extent does the research suggest that incarceration rates have effects on:

a. Crime rates: such as to what extent this is due to deterrence and incapacitation, to rehabilitation, or to criminogenic effects of incarceration;

b. Individual behavior and outcomes, during imprisonment and afterward: such as changes in mental and physical health, prospects for future employment, civic participation, and desistance/reoffending;

c. Families: such as effects on intimate partners and children, patterns of marriage and dating, and intergenerational effects;

d. Communities: such as geographic concentrations, neighborhood effects, effects on specific racial and ethnic communities, high rates of reentry and return in some communities, labor markets, and patterns of crime and policing;

e. Society: such as (in addition to effects on the crime rate) the financial and economic costs of incarceration, effects on U.S. civic life and governance, and other near-term and longer-term social costs and benefits.

3. Explore the public policy implications of the analysis of causes and consequences, including evidence for the effectiveness and costs of alternative policies affecting incarceration rates. What does the research tell us about:

a. Efficacy of policies that may affect incarceration or serve as alternatives to incarceration, including their effects on public safety and their other social benefits and costs;

b. The cost-effectiveness of specific programmatic approaches to reducing the rate of incarceration;

c. How best to measure and assess the potential costs and benefits of alternative policies and programs;

d. Ways to improve oversight and administration of policies, institutions, and programs affecting the rate of incarceration.

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Committee Membership Roster Comments

On June 6, 2012, Dr. Josiah D. Rich was added to the committee to add expertise in the area of health effects of incarceration.

Sponsors

Department of Justice

John D. and Catherine T. MacArthur Foundation

Staff

Stevens Redburn

Lead

SRedburn@nas.edu

Tina Latimer

TLatimer@nas.edu

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