“The evolving and dynamic security environment, which includes disruptive changes in the character and conduct of warfare, demands immediate changes to the identification, education, preparation, and development of our joint warfighters”
(Joint Chiefs of Staff, 2020, p. 2).
The U.S. Air Force (USAF) human capital management (HCM) system that has performed successfully in the past finds itself facing a different set of challenges than it confronted over the past three decades. The new great power competition likely to characterize the next decade is changing the very nature of warfare, involving complex technologies that are rapidly evolving. Moreover, those whom the Air Force will be recruiting to confront these developments bring a different set of qualifications and expectations. The Airmen needed in the future must be carefully selected, trained, and developed in the present to be prepared for future challenges when the time comes.
To succeed in this, it is critical that the Air Force undergo detailed and regular discussion about managing this set of developments: What does this future mean for Airmen? What skill sets will be needed in the Profession of Arms to succeed in the forecasted future environment? The Air Force has need for a highly technical and experienced workforce, and it is in fierce competition with private industry as well as the other Services for that talent. As future jobs are identified, HCM will require data-centric research
into critical competencies and other attributes. Forecasting human capital needs is complicated by rapidly advancing machine capabilities (e.g., automation, autonomous systems), which affect both human-machine interaction (including effective contributions to teams) and the development of machine components to augment or replace human operators. Likewise, the recent establishment of U.S. Space Force, within the Department of the Air Force, may impact aspects of Air Force HCM, including identification of new competencies and capabilities needed and assignments or transfers of personnel.
At the heart of preparing now for the future is the process of aligning the many elements that comprise the USAF HCM system and understanding feedback loops across the ecosystem model. This alignment should be guided by one critical strategic question:
How can the Air Force translate the strategic needs of future competition and conflict into connected HCM system requirements and decision-making policies and processes now?
To keep pace with future needs, the Air Force should expand thinking about steps that can be initiated today to strategically prepare for the future: What can be accomplished starting in the next 6 months that will make Air Force’s management of human capital better than it is today?
To guide Air Force initiatives, starting today and extending over the next 10 years, the National Academies of Sciences, Engineering, and Medicine’s Committee on Strengthening U.S. Air Force Human Capital Management offers this Flight Plan for immediate and future implementation to achieve objectives across three priorities—Data, Airmen, and Research:
Human capital data is the most important strategic asset to optimize Airmen to fly, fight, and win in uncertain futures.
Recommendation: The USAF should deliberately manage Airmen through a connected HCM system, using data-driven decisions based on data systematically collected and analyzed.
Ensuring the right Airman is in the right job at the right time is the best way to maximize performance and retention of the most effective Airmen.
Recommendation: The USAF should ensure Force effectiveness through evidence-based practices across a connected HCM system to optimally match Airmen to career fields, training, and job assignments.
A connected and effective research system that informs USAF human capital decisions is critical to develop the future force and will provide substantial return on investment.
Recommendation: The USAF should invest in research that ensures that decisions about Airmen from accession to separation reflect professional best practices, evolve with changing technology and mission demands, and are integrated across the HCM system.
Much of what this Flight Plan recommends is not unique and has been recommended to Air Force leadership previously over the past 20 years in strategy documents and reports. As such, the committee sought to take a fresh look at these ideas in the current environment and in light of predicted future environments, and in relation to emerging technological opportunities to emphasize how the Air Force might approach its objectives to strengthen the USAF HCM system. Specifically, this Flight Plan recommends implementable actions to initiate immediate and future steps to forge a path for successful HCM into the mid-21st century (Figure 6-1 provides an overview of the action items for the Flight Plan’s three inter-connected priorities).
This Flight Plan is intended to advise the work of senior leadership and subordinate elements of the USAF Office of the Deputy Chief of Staff for Manpower, Personnel, and Services (AF/A1). However, the committee addresses this Flight Plan to the Assistant Secretary of the Air Force for Manpower and Reserve Affairs (SAF/MR), the resource authority for implementation and the office that should take responsibility for coordinating HCM research across the enterprise. Following the Flight Plan, SAF/MR should direct development of research and implementation plans across relevant USAF organizations, specifically, through elements of AF/A1; in addition, it should leverage external research organizations, as appropriate, to supplement internal capabilities (to include close coordination with other Services as well as the Office of the Secretary of Defense’s Office of People Analytics).
The ensuing discussion does not address resourcing, costs, or return on investment. The reason for this omission is because there exists a very wide
range of possible implementations, each carrying differing risks, costs, and potential returns on investments, including both immediate and systemic. Possible implementations could be “gold-plated” with very little risk but potentially relatively small return on investment unless calculated over a very long period of time. Alternatively, possible implementations could be “bleeding edge” and high risk but potentially very high return on investments. Even more complex would be a systemic implementation that combines low and high cost, low and high risk, and low and high return on investment elements. The decisions on how to address implementation of solutions are further complicated by the fact that some of the solution space may be characterized by very slow changing technology while other elements of the solution space may be evolving at a very rapid pace. These issues will need to be considered, of course, but without specifying a precise systemic solution, they cannot be considered by this committee.
Further, many elements of the Flight Plan are so closely intertwined that it becomes impossible to establish a rational priority among them. For example, suppose element X is an essential outcome of great importance, but element Y is on the critical path (as identified in the ecosystem model) to fully completing element X; is element X or element Y the “higher priority?” That said, addressing many elements of the Airmen Priority and the Research Priority will depend on accessible and accurate data that do not now exist. Thus, the committee believes that many elements within the Data Priority must be addressed very early in any comprehensive attempt to implement this Flight Plan. The Data Priority is a critical enabler of HCM decision-making, and the action items contained in this Flight Plan are intended to help the Air Force understand how to improve its approach to data without specifically prescribing what should be done. As such, the Data Priority action items purposefully emphasize strategic goals to improve decision-making, because the committee was not charged to (nor did it) conduct a thorough inspection or analysis of current USAF databases, cloud-based systems, fiber connections, etc. necessary to develop specific implementation solutions.
Efforts to address the Flight Plan’s three Priorities should be designed and implemented with the following strategic approach to a connected HCM1 system:
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1 In this report, the word “connect” is used in various contexts. The intention associated with its use is to identify points at which people, data, and processes are brought together to achieve goals, such as better decision-making, more efficient information processing, or knowledge development. The report is agnostic on how these connections are made, since there are many different alternatives, each with costs and benefits, and each appropriate to some circumstances but not to others.
Furthermore, SAF/MR should ensure that when human capital decisions are made, they are done with appropriate consideration of their impact on strategic needs and across other elements of the Air Force. To this end, as part of any implementation plan, SAF/MR should establish an ability to scientifically represent the entire HCM ecosystem in enough detail that changes and potential effects to any element of the system can be modeled and understood to a level of fidelity appropriate to the analysis and conclusions needed for the human capital decision under consideration (see Chapter 2 of this report). Creating such a model, validated against reality, provides a way to direct and coordinate research efforts, test the effects of proposed policy or technological changes, and understand subtle feedback mechanisms. To do so will require dedicated computational modeling research of the ecosystem so as to permit suitably comprehensive simulations necessary for exploring consequences of potential HCM decisions. The remainder of this Flight Plan offers a detailed discussion of the committee’s recommendations and action items for each of the three priorities.
Human capital data is the most important strategic asset to optimize Airmen to fly, fight, and win in uncertain futures.
Recommendation: The USAF should deliberately manage Airmen through a connected HCM system, using data-driven decisions based on data systematically collected and analyzed.
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2 The term “superstructure” is used here to preclude any implementation interpretation. The data superstructure may be physically centralized, federated, cloud-based, or connected by any other means that meets the needs determined by the Air Force. The point of having a superstructure is to have an overlying capability to securely access data from across the enterprise through a common interface that can reach into all component elements for requisite data, without engendering data update anomalies, copy cascade failures, or backup rollover issues.
A vast amount of human capital data are already being collected to inform personnel decisions and develop policies, but such data are being collected in a variety of structures, formats, and methods. Further, in some cases, human capital data are either insufficient or not effective in informing personnel decisions. In other cases, new approaches to data analysis, such as text mining, make it possible to use data that were simply not usable before, creating new opportunities. As described below, the Air Force should take actions in data management, data collection, and HCM operations both to improve current data usage and to enable better data usage across the entire USAF HCM system. The major focus areas of the Data Priority are outlined in the Data Flight Plan overview (Figure 6-2), and details are provided in the action items that follow.
—Create a unified data governance approach, necessary for data to be used across the enterprise independent of data origin or administration, to ensure that the various data systems and repositories are using the same rules for data structure, data exchange, data definitions, and data curation.
analysis. Access control approaches should include, as appropriate and according to the applicable laws, regulations, and policies, least privilege, discretionary access control, mandatory access control, role-based access privileges, and lattice access management approaches. Access to fully identifiable data should be strictly restricted to need-to-know within controlled physical environs. Access to de-identified data should be carefully considered based on risk and outcome potential.
—Plan for emergency operational capability in the absence of data, data sharing, and computational infrastructure (e.g., natural or deliberate disruption to information technology networks).
—Focus decision pathways on identifying the areas in which decisions could be improved through better use of data, and through auditing and documenting the decision algorithms and methods.
—Focus knowledge management linkages on creating the ability to leverage tacit and explicit knowledge to create a continuously learning knowledge-forward enterprise.
—Create a human capital data superstructure: a unified system of systems for storage, access, and analytics of human capital data that is populated with all currently collected data and that is structured to be expandable to include new types and sources of data.
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3 In this discussion, the term knowledge management refers to the integrated management of all representations, uses, and storage of knowledge, including but not limited to the human brain, replications of aspects of human intelligence (e.g., artificial intelligence systems), books, videos, photographs, models, maps, charts, data sets, and collaborative processes. An effective knowledge management effort improves an enterprise’s use of all knowledge in order to better achieve goals and outcomes.
tinuously updating data profile of an individual Airman to inform decisions about that individual across his or her career.
—Increase the usability and utility of data already collected by ensuring it is in the appropriate format for use, is accessible when needed, and can be analyzed using the tools that are available. The utility of the data is a product of its validity, robustness, and comprehensiveness.
—Expand collection of information on why Airmen leave active duty service.
—Identify opportunities to incorporate artificial intelligence and other technologies to improve data flow, granularity of decisions, and speed of interactions.
—Audit the current personnel management decision processes to identify gaps in data collection areas where personnel management decisions could be better informed with either new or more data. This must include documenting the decision processes in detail to understand what data are used and in what ways, so that assumptions, rationales, and estimates can be identified. That information should be analyzed to identify new data sources to reduce dependencies on heuristics and estimates and improve precision and granularity of decisions.
with the incumbent procedure and run controlled experiments when possible.
—Collect data to enable more robust analysis and insight into assignment performance, choices of training, motivations, short- and long-term goals, and attrition.
—Collect data about teams, collaboration, and mission effectiveness; incorporate into data management (early warning capability) and analysis efforts.
—Institutionalize the practice of data-driven decisions in HCM.
—Improve capability to analyze and interpret human capital data.
—Augment human capital knowledge and skills with cutting-edge hardware and software.
Ensuring the right Airman is in the right job at the right time is the best way to maximize performance and retention of the most effective Airmen.
Recommendation: The USAF should ensure Force effectiveness through evidence-based practices across a connected HCM system to optimally match Airmen to career fields, training, and job assignments.
The USAF HCM system exists to ensure the readiness of Airmen to fulfill the mission of the Air Force. It impacts the quantity and quality of personnel, promotion and retention processes, training and professional development programs, job classification and job assignment policies and processes, and other human capital matters. To better serve its purpose and its needs, as well as those of its Airmen, the Air Force should expand and coordinate data-driven capabilities in foundational elements, Airmen testing and learning, job analysis and competency modeling, the Talent Marketplace, and HCM operations. The major focus areas of the Airmen
Priority are outlined in the Airmen Flight Plan overview below (Figure 6-3), and details are provided in the action items that follow.
—Define desired outcomes the Air Force wants to impact via its HCM system.
—Examine evidence for current personnel decision-making processes.
—Leverage the human capital data superstructure to enable the creation of an augmented personnel record (including, for example, centralized testing scores, training failures, and performance reviews) that could be accessed as appropriate to improve human capital decisions at the individual and team levels.
—Centralize and align operational test development efforts to reduce costs, continually monitor new developments and research on testing technology, and enhance testing capabilities.
—Increase speed to competency using skills assessments for self-development and adaptive training that tailors entry and progress through learning
modules based upon the experience level and performance of the individual Airman. Expand opportunities for adaptive training during the delayed entry program.
—Coordinate Air Force-wide research efforts on job analysis and occupational competency modeling.
—Conduct job analyses to clarify education-related requirements for all career fields in order to revise (as appropriate) current requirements or preferences for personnel with certain educational achievements.
—Initiate a Talent Marketplace promotion campaign across the entire service to stimulate use and buy-in through formal training, consumer feedback, and success stories.
—Expand use of the Talent Marketplace, or a conceptually similar technology, to modernize the approach to enlisted Airmen assignments.
—Leverage data and create processes to further enable the operational goals of the Talent Marketplace for both officers and enlisted Airmen.
—Expand the Talent Marketplace to strategically fill hard-to-fill jobs and improve retention, especially in critical career fields.
—Make the USAF HCM system more user-friendly for Airmen.
—Use readily available, sophisticated, and robust academic knowledge and research bases to support and advance all areas associated with HCM and create multi-disciplinary teams of specialists to spearhead the prioritized changes in HCM.
—Create collaborative mechanisms to enhance the joint work of HCM experts.
A connected and effective research system that informs USAF human capital decisions is critical to develop the future force and will provide substantial return on investment.
Recommendation: The USAF should invest in research that ensures that decisions about Airmen from accession to separation reflect professional best practices, evolve with changing technology and mission demands, and are integrated across the HCM system.
To ensure the current and future effectiveness of the USAF HCM system, the Air Force should implement systematic research initiatives to leverage routine data collection and analysis processes for accurate and effective sustainment of the system. As that sustainment research identifies the need for changes in the existing system, and as professional best practices suggest alternatives to the existing system, the Air Force should also maintain an active research program to build upon its successes with incremental improvements. Simultaneously, the Air Force should invest in innovative, high-risk/high-reward research critical for future HCM approaches that keep pace with the competitive market. To maximize research synergy and reduce redundant efforts for cost savings, SAF/MR should oversee the research community with an enterprise-level perspective to identify similar ideas that emerge in different locations and with slightly different structures. The major focus areas of the Research Priority are outlined in
the Research Flight Plan overview (Figure 6-4), and details are provided in the action items that follow.
—Evaluate the effectiveness of all USAF HCM system policies and procedures used in the initial assessment, entry-level classification, and assignment systems.
—Establish an Air Force-wide process for evaluating and updating job analysis and occupational competency data to ensure that they remain current over time.
—Use occupational competencies and other competency modeling efforts as a foundation in designing and evaluating selection and classification tools and decisions.
—Evaluate the impact of the entry-level selection and classification system on retention-related criteria beyond initial entry training (e.g., first-term attrition, re-enlistment, mid-career officer losses, 7-day option losses). If these analyses indicate limited potential for the existing system to impact these criteria, initiate research to identify high-potential constructs to augment or replace the existing system.
—Refine current retention models to account for contemporary trends that are inconsistent with the models. Leverage exit survey data to refine the Talent Marketplace. Expand upon types of data collected (more granular characteristics of Airmen retained versus leaving) as well as analytic techniques applied (e.g., sentiment analysis and text mining).
—Routinely evaluate training interventions (e.g., training technologies, implementation of pre-training, developing a multi-skilled Airman, retraining) regarding training cost and post-training performance.
—As the Air Force defines outcomes to achieve at each personnel decision point, measures for those outcomes may require both incremental and innovative research efforts to broaden the kinds of criterion data collected. Preliminary research initiatives could include:
—Ensure that the Air Force has an active research program dedicated to maintaining currency with HCM research literature. As predictors of important Air Force criteria (e.g., task performance, counter-productive
behaviors, citizenship behaviors) emerge in the private sector or other Services, the Air Force should evaluate those predictors for feasibility for use in its own context.
—Conduct future-oriented job analyses to forecast how different career fields will change (e.g., tasks and competency requirements), and use those forecasts in planning for new assessments to support future personnel decision-making.
—Explore advances in machine learning for improving prediction and understanding of valued Airmen outcomes (e.g., training performance, retention) using currently available archival data on Airmen as input (e.g., accession data, training data).
—Explore applications for machine learning that might lead to better understandings of relationships between person-job fit and outcomes such as poor performance, low job satisfaction, and early attrition.
—Assess USAF HCM decision points to determine whether some decisions that are now made by human judgment after a record review (e.g., a promotion board, school selection) could be made more efficiently, fairly, and reliably with statistical modeling.
—Better coordinate existing research and expand on current efforts on how to structure teams specifically to enhance mission effectiveness (including human and non-human team actors/robots or geographically dispersed operational and research teams).
—Examine the potential utility of emerging technologies (e.g., gaming, virtual reality, simulation, augmented reality, artificial intelligence) for improved human capital decision-making and training.
—Make better use of qualitative data by investigating advances in natural language processing of available text data (e.g., performance review narratives, open-ended responses on surveys, Airmen resumes, job descriptions and task statements) to gain new insights on Airmen characteristics and career field requirements.
—Support research into methods that will allow de-identified data to be used for HCM research at individual and organizational levels.
—Explore alternative methods for assessing Airmen characteristics (e.g., competencies) that suggest promise based on findings emerging from the latest academic research literature (e.g., rapid response approaches to personality assessment, machine learning-based approaches to scoring traditional assessments).
—Expand and integrate research on important competencies (e.g., adaptability and resilience) in terms of assessment, job requirements, and training.
—Explore whether it is more beneficial for Air Force purposes to minimize misfit or maximize fit across AFSC and job assignment.
—Support research addressing diversity and the problem of adverse impact in assessments, decision processes, training success, and other personnel evaluation points.
—Support research to identify career fields where machine-human interactions will become more prevalent (e.g., humans operating in teams with robots and artificial intelligence) and the implications this has for HCM decision-making and training needs.
Across the Department of Defense and USAF HCM research community, the Air Force should understand what is being pursued, enable and encourage collaboration, and monitor progress from the enterprise-level perspective for a more effective and efficient research system to serve Air Force strategic needs.
The Flight Plans presented above represent an integrated approach to changing the existing USAF HCM system to better reflect the realities of changes in the world, including the people, processes, and technologies. Seismic changes have occurred in the past several decades that have impacted how people work, what people do, and how people work together. Using industrial era approaches to managing this quickly changing environment is a recipe for frustration and ineffectiveness. The Air Force recognizes the changes and challenges, which is why it asked for this study. Using this set of Flight Plans, the Air Force can craft an information-era solution to managing its most critical asset: its Airmen.
Joint Chiefs of Staff. (2020). Developing Today’s Joint Officers for Tomorrow’s Ways of War: The Joint Chiefs of Staff Vision and Guidance for Professional Military Education and Talent Management. Available: https://www.jcs.mil/Portals/36/Documents/Doctrine/education/jcs_pme_tm_vision.pdf.
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