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Preparing Successful No-Effect and No-Adverse-Effect Section 106 Determinations: A Handbook for Transportation Cultural Resource Practitioners (2025)

Chapter: References and Bibliography

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Suggested Citation: "References and Bibliography." National Academies of Sciences, Engineering, and Medicine. 2025. Preparing Successful No-Effect and No-Adverse-Effect Section 106 Determinations: A Handbook for Transportation Cultural Resource Practitioners. Washington, DC: The National Academies Press. doi: 10.17226/28911.

References and Bibliography

AASHTO. 2008. Guidelines for Historic Bridge Rehabilitation and Replacement. Washington, DC.

ACHP (Advisory Council on Historic Preservation). 2011a. Consultation with Native Hawaiian Organizations in the Section 106 Process: A Handbook. Washington, DC. https://www.achp.gov/sites/default/files/guidance/2018-05/Consultation%20with%20Native%20Hawaiian%20Organizations%20in%20the%20Section%20106%20Process%20A%20Handbook%20June2011.pdf.

ACHP. 2011b. Meeting the “Reasonable and Good Faith” Identification Standard in Section 106 Review. Washington, DC. https://www.achp.gov/digital-library-section-106-landing/meeting-reasonable-and-good-faith-identification-standard.

ACHP. 2018. Ref: SR 4001—English Center Bridge; Pennsylvania DOT MPMS 6209. ACHP Office of Federal Agency Programs, Washington, DC, December 13. Accessed Nov. 2024 via Pennsylvania Project Path, https://path.penndot.pa.gov/Documents/25633.pdf.

ACHP. 2019a. Memorandum Re: Recent court decision regarding the meaning of “direct” in Sections 106 and 110(f) of the National Historic Preservation Act. ACHP Office of General Counsel, Washington, DC, June 7. Accessed April 18, 2023, https://shpo.nv.gov/uploads/documents/OGC_memo_to_ACHP_staff_re_meaning_of_direct_6-7-19.pdf.

ACHP. 2019b. Court Rules on Definitions; Informs Agencies on Determining Effects. Washington, DC, June 10. Accessed April 18, 2023, https://www.achp.gov/news/court-rules-definitions-informs-agencies-determining-effects.

ACHP. 2020. Ref: US-93 Improvement Project. ACHP, Office of Federal Agency Programs, Washington, DC, June 11.

ACHP. n.d. Protecting Historic Properties: A Citizen’s Guide to Section 106 Review. Washington, DC. https://www.achp.gov/sites/default/files/documents/2017-01/CitizenGuide.pdf.

Bedford, S., C. McDonald, and K. Umlauf. 2020. NCHRP Web-Only Document 278: Context-Sensitive Design Options for Workhorse Bridges in Rural Historic Districts: Practitioner’s Guide and Research Report. Transportation Research Board, Washington, DC. https://doi.org/10.17226/25736.

Bernhard, C., and B. Hannen. 2017. Iowa DOT’s Vibration Monitoring Program. Presented at TRB ADC40 Mid-Summer Meeting. Iowa Department of Transportation, Des Moines, IA. http://www.adc40.org/presentations/Summer2017/BernhardTRB17.pdf.

Cambridge Systematics. 2008. Legal Sufficiency Criteria for Adequate Indirect Effects and Cumulative Impacts Analysis as Related to NEPA Documents. Final report for NCHRP Project 25-25/Task 43. Cambridge, MA. https://onlinepubs.trb.org/onlinepubs/nchrp/docs/NCHRP25-25(43)_FR.pdf.

CDOT (Colorado Department of Transportation). 2022. Public Participation in Section 106. Denver, CO. https://www.codot.gov/programs/environmental/archaeology-and-history/public-participation-in-section-106.

CDOT. 2023. Re: Section 106 Determination of Eligibility and Effects, US 6 (6th Avenue) and CO-121 (Wadsworth Boulevard) Phase 3 Early Action Auxiliary Lane Project, Lakewood, Jefferson County. Denver.

CEQ (Council on Environmental Quality) and ACHP (Advisory Council for Historic Preservation). 2013. NEPA and NHPA: A Handbook for Integrating NEPA and Section 106. Washington, DC. Accessed June 2023, https://www.achp.gov/sites/default/files/2017-02/NEPA_NHPA_Section_106_Handbook_Mar2013_0.pdf.

Colorado Historical Society and Colorado Department of Transportation. 2002. Highways to the Sky: A Context and History of Colorado’s Highway System. Denver, CO. http://hermes.cde.state.co.us/drupal/islandora/object/co:1194/datastream/OBJ/view.

Diehl, E. 2015. 5 Things to Know: Section 106 and Consulting Parties. Pennsylvania State Historic Preservation Office, Harrisburg, PA. https://pahistoricpreservation.com/5-things-to-know-section-106-and-consulting-parties/.

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FHWA (Federal Highway Administration). 2018. Advisory Council on Historic Preservation, Electronic Section 106 Documentation Submittal System (e106) Form: SR4001—English Center Bridge. Pennsylvania Division Office, U.S. Department of Transportation, Harrisburg, PA. Accessed Nov. 2024 via Pennsylvania DOT Project Path, https://path.penndot.pa.gov/Documents/24444.pdf.

FHWA. 2023a. Environmental Review Toolkit, NEPA and Transportation Decisionmaking. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/nepa/QAimpact.aspx.

FHWA. 2023b. Environmental Review Toolkit, Section 106 Tutorial. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/Default.aspx.

FHWA. 2023c. Environmental Review Toolkit, Section 106 Tutorial: Project Examples. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter6_1.aspx.

FHWA. 2023d. Environmental Review Toolkit, Section 106 Tutorial: Section 106 Participants: Roles and Responsibilities: Consulting Parties. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter2_3.aspx.

FHWA. 2023e. Environmental Review Toolkit, Section 106 Tutorial: Section 106 Participants: Roles and Responsibilities: The Public. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter2_4.aspx.

FHWA. 2023f. Environmental Review Toolkit, Section 106 Tutorial: Steps in the Section 106 Process: Step 1: Initiating the Section 106 Process. U.S. Department of Transportation, Washington, DC. https://www.environment.fhwa.dot.gov/env_topics/section_106_tutorial/chapter4_2.aspx.

FHWA and WisDOT (Wisconsin Department of Transportation). 2022. Supplemental Draft Environmental Impact Statement and Section 4(f) Evaluation (FHWA-WI-EIS-2022-01-D. Project I.D. 1060-27-00, 1060-27-03). FHWA, Madison, WI, and WisDOT, Madison, WI. Accessed April 18, 2023, https://wisconsindot.gov/Documents/projects/by-region/se/94ew-study/2022/sdeis/summary.pdf.

GDOT (Georgia Department of Transportation). 2019a. Procedures for Determining the Area of Potential Effects. Section 4.1 in Section 106 Cultural Resources Manual. Atlanta, GA. https://www.dot.ga.gov/InvestSmart/Environment/CulturalResources/Documents/Section106CulturalResourcesManual.pdf.

GDOT. 2019b. Protocol for Identifying Consulting Parties. Section 3.1 in Section 106 Cultural Resources Manual. Atlanta, GA. https://www.dot.ga.gov/InvestSmart/Environment/CulturalResources/Documents/Section106CulturalResourcesManual.pdf.

GDOT. 2023. Cultural Resources: Assessment of Effects. Environmental Procedures Guidebooks. Office of Environmental Services, Atlanta, GA. Last updated October 17. https://www.dot.ga.gov/PartnerSmart/EnvironmentalProcedures/Cultural%20Resources/CR%20Assessment%20of%20Effects.pdf.

Graham, P., C. Deiber, K. Cubick, and S. Bedford. 2019. Highway Noise & Historic Properties: A National Review of Effects & Mitigation Practices. Final report for NCRHP Project 25-25/Task 106. Louis Berger U.S. Inc., Kansas City, MO, and Albany, NY; ms consultants, inc., Akron, OH. https://onlinepubs.trb.org/onlinepubs/nchrp/docs/NCHRP25-25(106)_FinalReport.pdf.

Graham, P., and T. Klein. 2019a. Quick Reference Guide: Preparing & Implementing State Department of Transportation Section 106 Delegation Programmatic Agreements for the Federal-Aid Highway Program. Supplementary report for NCHRP Project 25-25/Task 107. Louis Berger U.S. Inc., Kansas City, MO, and SRI Foundation, Rio Rancho, NM. https://onlinepubs.trb.org/onlinepubs/nchrp/docs/NCHRP25-25(107)_QuickReferenceGuide.pdf.

Graham, P., and T. Klein. 2019b. Section 106 Delegation Programmatic Agreements: Review & Best Practices. Final report for NCHRP Project 25-25/Task 107. Louis Berger U.S. Inc., Kansas City, MO, and SRI Foundation, Rio Rancho, NM. https://onlinepubs.trb.org/onlinepubs/nchrp/docs/NCHRP25-25(107)_FinalReport.pdf.

Horn, J. C., and H. K. Norton. 2021. Walking the Line: Guidance for Identification, Evaluation, and Field Recordation of Historic Linear Sites in Colorado. Alpine Archaeological Consultants, LLC. https://www.historycolorado.org/sites/default/files/media/document/2021/Colorado_Linear_Paper_Final.pdf.

INDOT (Indiana Department of Transportation). n.d. Environmental Commitments Database. Indianapolis, IN. https://www.in.gov/indot/doing-business-with-indot/files/ProjectCommitmentsDatabaseProcedure.pdf).

Iowa DOT (Department of Transportation). 2009. Office of Location and Environment Manual. Ames, IA. https://iowadot.gov/ole/olemanual.

Iowa DOT. 2015. Iowa DOT Seminar: Vibration Fundamentals, Vibration Criteria, Typical Effects of Construction Equipment. Ames, IA. https://iowadot.gov/ole/VibrationWorkshop/Iowa-DOT-Seminar-1.pdf.

Iowa DOT. 2018. Protection of Historic Structures (Vibration Monitoring). Section 10.80 in Iowa DOT Construction Manual. Ames, IA. https://iowadot.gov/erl/archiveapril2013/CM/content/CM%2010.80.pdf.

Iowa DOT. 2023. Tribal Summit: Building More Than Roads and Bridges with Our Tribal Partners. Transportation Matters for Iowa. Ames, IA. https://www.transportationmatters.iowadot.gov/2023/05/building-more-than-roads-and-bridges-with-our-tribal-partners.html.

Iowa DOT. 2024. Iowa DOT Public Involvement Projects. Share Your Feedback on Projects and Studies. Ames, IA. https://www.news.iowadot.gov/pim/.

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ITD (Idaho Transportation Department). 2023a. Projects: US-12: Lochsa Ranger Station to Holly Creek. Boise, ID. Accessed July 2023, https://itdprojects.org/projects/us12rangerstationtoholly/.

ITD. 2023b. Projects: US-93, 300 South Road. Boise, ID. Accessed July 2023, https://itdprojects.org/projects/us-93-300-south-road/.

Kennedy, M. 2023. Town Gets $250,000 Grant for Sidewalks and Pathways. Jamestown Press (Jamestown, Rhode Island), October 25. Accessed April 19, 2023, https://www.jamestownpress.com/articles/town-gets-250000-grant-for-sidewalks-and-pathways/.

Kuncio, G. M. 2018. Determination of Effect: SR 4001/English Center Suspension Bridge Rehabilitation. Prepared for Pennsylvania Department of Transportation Engineering District 3-0 by Skelly and Loy, Inc., Pittsburgh/Harrisburg, PA. Accessed Nov. 2024 via Pennsylvania DOT Project Path, https://path.penndot.pa.gov/Documents/24105.pdf.

Louis Berger Group. 2013. Successful Practices for Effective Tribal Consultation. Final report for NCHRP Project 25-25/Task 79. Morristown, NJ. https://apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=3312.

Luhman, H. E., and T. Klein. 2020. NCHRP Web-Only Document 281: Integrating Tribal Expertise into Processes to Identify, Evaluate, and Record Cultural Resources. Transportation Research Board, Washington, DC. https://doi.org/10.17226/25770.

Mead & Hunt. 2019a. Historic Survey of Roads in Idaho’s State Highway System. Volume 1: Historic Context. Idaho Transportation Department, Boise, ID. https://history.idaho.gov/wp-content/uploads/Idaho_Highway_Historic_Context.pdf.

Mead & Hunt. 2019b. Historic Survey of Roads in Idaho’s State Highway System. Volume 2: Application of the National Register of Historic Places Criteria for Evaluation. Idaho Transportation Department, Boise, ID. https://apps.itd.idaho.gov/apps/research/Completed/RP267_Vol-2.pdf.

NCDOT (North Carolina Department of Transportation). n.d. Archaeology: Resources for Conducting Archaeological Studies. Connect NCDOT Business Partner Resources. Raleigh, NC. https://connect.ncdot.gov/resources/Environmental/EAU/CR/Archaeology/Pages/default.aspx.

NHDOT (New Hampshire Department of Transportation). 2015. No Adverse Effect Memo: Stewartstown-Canaan 15838. June 22, Concord, NH. On file.

NHDOT. 2022a. No Adverse Effect Memo: Ossipee X-A004(573), 41251. Concord, NH. On file.

NHDOT. 2022b. Ossipee 41251, RPR #12145 Assessment of Effect Tables. Concord, NH. On file.

NPS (National Park Service). 1995. How to Apply the National Register Criteria for Evaluation. National Register Bulletin 15. U.S. Department of the Interior, Washington, DC. https://www.nps.gov/subjects/nationalregister/upload/NRB-15_web508.pdf.

NPS. 1997a. Defining Property Boundaries for National Register Properties. National Register Bulletin. U.S. Department of the Interior, Washington, DC. https://www.nps.gov/subjects/nationalregister/upload/Boundaries-Completed.pdf.

NPS. 1997b. How to Complete the National Register Registration Form. National Register Bulletin 16A. U.S. Department of the Interior, Washington, DC. https://www.nps.gov/subjects/nationalregister/upload/NRB16A-Complete.pdf.

NPS. 2023a. Hampton National Historic Site, Maryland: Mansion Side. U.S. Department of the Interior, Washington, DC. Accessed July 2023, https://www.nps.gov/hamp/learn/historyculture/mansion-side.htm.

NPS. 2023b. Preparing a Concise Significance Statement. Best Practices Review, Issue 5. U.S. Department of the Interior, Washington, DC. https://www.nps.gov/subjects/nationalregister/upload/BPR-Section-8-Significance-2023-09-28-REV.pdf.

Oregon Parks and Recreation Department and Oregon SHPO (State Historic Preservation Office). 2013. Guidance for Recording and Evaluating Linear Cultural Resources. Salem, OR. https://www.oregon.gov/oprd/OH/Documents/OR_Linear_Resources_Guidance.pdf

PennDOT (Pennsylvania Department of Transportation). 2021. Early Coordination: Area of Potential Effects (APE). Chapter III, Section D, in The Transportation Project Development Process: Cultural Resources Handbook. Publication No. 689. Harrisburg, PA. pp. 22–25. https://www.dot.state.pa.us/public/PubsForms/Publications/PUB%20689.pdf.

PennDOT. n.d. PATH (Pennsylvania Transportation and Heritage). Harrisburg, PA. https://path.penndot.pa.gov/Default.aspx.

Pennsylvania SHPO (State Historic Preservation Office). 2023. Guidelines for Projects with Potential Visual Effects. Harrisburg, PA. https://www.phmc.pa.gov/Preservation/About/Documents/Guidelines%20for%20Project%20with%20Potential%20Visual%20Effects_revised%20July%202023.pdf.

Pettis, E., D. Litvak, T. Smith, and K. Oldberg. 2021. NCHRP Web-Only Document 311: Improving the Efficiency and Consistency of Section 106 Compliance for State DOTs: Strategies for Project-Level Programmatic Agreements. Transportation Research Board, Washington, DC. https://doi.org/10.17226/26379.

RI.gov. 2009. Press Releases: Rhode Island Launches 2009 Safe Routes to School Program Solicitation. RI.gov. Accessed April 19, 2023, https://www.ri.gov/press/view/10286.

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TxDOT (Texas Department of Transportation). 2018. Documentation of Public Meeting: US 79, CSJ: 0204-01-063. A: Comment/Response Matrix. Austin, TX. Accessed July 2023, https://ftp.txdot.gov/pub/txdot/get-involved/aus/us-79-i-35-fm1460/082318-documentation.pdf.

TxDOT. 2022. Final Environmental Assessment: U.S. Highway 79. CSJ Number 0204-01-063. Austin, TX. Accessed July 2023, https://ftp.txdot.gov/pub/txdot/get-involved/aus/us-79-i-35-fm1460/080422-final-ea.pdf.

TxDOT. 2024a. Guide to Above-Ground APEs and Guide to Archeological APEs. Austin, TX. https://www.txdot.gov/content/dam/docs/business/resources/guide-above-ground-area-potential-effect.pdf.

TxDOT. 2024b. TxDOT’s Historic Preservation Process (Section 106). Webinar Series. Austin, TX. https://www.txdot.gov/business/resources/training/sec-106-training.html.

VHB (Vanasse Hangen Brustlin, Inc.). 2021. Subject: GDOT Project I-285 Top End Express Lanes, DeKalb County et al.; Visual Effects Supplemental Memorandum. February 1, 2021. Atlanta, GA. On file.

Wilson, Ihrig & Associates, IDF International, and Simpson, Gumpertz & Heger. 2012. Current Practices to Address Construction Vibration and Potential Effect to Historic Building Adjacent to Transportation Projects. Final report for NCHRP Project 25-25/Task 72. https://apps.trb.org/cmsfeed/TRBNetProjectDisplay.asp?ProjectID=3115.

WisDOT (Wisconsin Department of Transportation). 2023. Guidance on Email Tribal Notification. Madison, WI. Accessed 2024, https://wisconsindot.gov/Documents/doing-bus/eng-consultants/cnslt-rsrces/environment/THPOnotifguidance.docx

WisDOT. n.d. Facilities Development Manual. Madison, WI. https://wisconsindot.gov/pages/doing-bus/eng-consultants/cnslt-rsrces/rdwy/fdm.aspx

WSDOT (Washington State Department of Transportation). n.d. Construction Procedures for Discovery of Archaeological and Historical Objects. Olympia, WA. https://wsdot.wa.gov/sites/default/files/2021-10/Env-CultRes-ArchaeologicalDiscoveryGSP.pdf.