Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century (2016)

Chapter: 5 Regulations and Policies Related to the Conduct of Research

Previous Chapter: 4 Regulations and Policies Related to the Acquisition and Use of Federal Research Grants
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 85.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 86.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 87.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 88.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 89.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 90.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 91.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 92.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 93.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 94.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 95.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 96.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 97.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 98.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 99.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 100.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 101.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 102.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 103.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 104.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 105.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 106.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 107.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 108.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 109.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 110.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 111.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 112.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 113.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 114.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 115.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.

There was a problem loading page 116.

Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 85
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 86
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 87
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 88
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 89
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 90
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 91
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 92
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 93
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 94
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 95
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 96
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 97
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 98
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 99
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 100
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 101
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 102
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 103
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 104
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 105
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 106
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 107
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 108
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 109
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 110
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 111
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 112
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 113
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 114
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 115
Suggested Citation: "5 Regulations and Policies Related to the Conduct of Research." National Academies of Sciences, Engineering, and Medicine. 2016. Optimizing the Nation's Investment in Academic Research: A New Regulatory Framework for the 21st Century. Washington, DC: The National Academies Press. doi: 10.17226/21824.
Page 116
Next Chapter: 6 Regulations and Policies Related to the Financial Management of Research Grants
Subscribe to Email from the National Academies
Keep up with all of the activities, publications, and events by subscribing to free updates by email.