The U.S. science, technology, engineering, and mathematics (STEM) workforce plays a vital role in fostering and sustaining innovation, economic competitiveness, and national security. This workforce currently depends, and for the foreseeable future will depend, on both international and domestic talent. Foreign STEM talent contributes to domestic innovation, economic growth, and U.S. leadership in science and technology and also expands perspectives and networks essential to future scientific collaborations and discoveries.
While the United States has been the destination of choice for the world’s best and brightest students and scholars since World War II, the market for top scientific talent at all levels has become increasingly competitive (American Academy of Arts & Sciences, 2020). The rise of talent programs around the globe is one indicator of this competition. Many nations recognize the value of high-skilled STEM talent in the current, increasingly complex, geopolitical environment and have developed and implemented programs to recruit and retain talented individuals from abroad, whether diaspora talent or individuals without existing ties. These programs use incentives to attract talented individuals and often provide predictable pathways to permanent residency or citizenship.
Foreign talent recruitment programs, such as those employed by the Five Eyes1 and other nations sharing the United States’ values, are
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1 “Five Eyes” refers to a long-standing intelligence alliance between the United States, the United Kingdom, Canada, Australia, and New Zealand. See https://www.intelligence.gov/mission/our-values/344-collaboration.
not regarded as malign.2 These programs respect important core values including openness, transparency, honesty, equity, fair competition, and objectivity, as articulated in the implementation guidance for National Security Presidential Memorandum 33 (JCORE, 2022). However, some foreign talent recruitment programs have objectives beyond solely recruiting talent and operate with malign intent. The characteristics of malign foreign talent recruitment programs have been enumerated previously in the CHIPS and Science Act (P.L. 117-167, August 9, 2022) and the February 2024 Office of Science and Technology Policy (OSTP) Memorandum on “Guidelines for Federal Research Agencies Regarding Foreign Talent Recruitment Programs” (Prabhakar, 2024a; U.S. Congress, 2022). These programs include schemes executed by the People’s Republic of China (PRC), which is known to use such programs not only to accelerate the acquisition of talent but to unethically or unlawfully acquire technology and intellectual property (MIT, n.d.). While a malign foreign talent recruitment program can be based in any country, the United States presumes programs operated by government-designated countries of concern to be malign (MIT, n.d.; Prabhakar, 2024a; U.S. Congress, 2022).
Meanwhile, the United States does not have a whole-of-government STEM strategy or coordination of existing talent recruitment efforts across federal agencies. The U.S. government does sponsor some incentive programs through federal science agencies that provide direct funding for undergraduate students, graduate students, and postdoctoral researchers, but most require U.S. permanent residency or citizenship. The United States also is failing to fully leverage opportunities to develop domestic STEM talent at all educational and career levels, from K–12 through advanced degrees. The U.S. immigration system is outmoded and rigid, providing limited and highly unpredictable pathways to permanent residency or citizenship. The nation also has had difficulty cultivating research environments that are welcoming and inclusive for all and do not inadvertently discriminate against people on the basis of national origin or ethnicity during, and in the aftermath of, the U.S. Department of Justice’s China Initiative (Aloe and Guo, 2022; Lewis-Kraus, 2022; Redden, 2018; Widener, 2021).
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2 The committee is using the term “malign” in this report in the way that the U.S. government has chosen to use it, for a very specific purpose. The reader should be careful to understand this purpose, as opposed to the conventional definition of “malign.” A formal definition of “malign foreign talent recruitment program” as stated in the February 2024 OSTP Memorandum can be found in the Glossary. This definition is similar, but not identical, to the definition present in the CHIPS and Science Act (P.L. 117-167, August 9, 2022).
Hosting foreign talent in the United States does present risks—risks that vary by discipline and that policies, procedures, and controls can mitigate but never fully eliminate. However, evidence suggests the benefits posed by foreign talent, open research environments, and international research collaborations and partnerships greatly outweigh the risks (Crane et al., 2021; DHS, 2024a; DOS and ED, 2021; Kerr and Kerr, 2019; Rovito et al., 2021; Watney, 2021; Zwetsloot, 2021). Numerous research security policies have been developed at the federal level and implemented by government, academia, and industry during the past few years (AAU and APLU, 2024; DHS, 2024a; JCORE, 2022). This process continues, as some mandated actions will not take effect until 2025 or later. While these policies were created with good intention, the committee notes the potential they create for administrative burden and the need to implement research security policies in a manner that does not impede the flow and exchange of ideas and talent (Council on Governmental Relations, 2021, 2022; Prabhakar, 2024b).
The committee’s Statement of Task was developed with the U.S. Department of Defense in response to the fiscal year 2021 National Defense Authorization Act (William M. [Mac] Thornberry National Defense Authorization Act for Fiscal Year 2021; P.L. 116-283, January 1, 2021) and directs the committee to review foreign and domestic talent or incentive programs and their corresponding scientific, economic, and national security benefits. This is in service of recommending ways to improve the effectiveness of U.S. mechanisms for attracting and retaining international students and scholars relative to the programs and incentives other nations use to support national research capabilities, especially in national security and defense-related fields. The committee’s recommendations, developed after receiving input from a variety of key individuals and organizations during open and closed committee meetings, are as follows:
Recommendation 1: The U.S. government, specifically the Office of Science and Technology Policy (OSTP), should oversee the coordination of a whole-of-government talent strategy including national talent recruitment and retention approaches for international researchers at all levels of experience to be implemented by federal departments and agencies.
Recommendation 2: The U.S. government, universities, industry, national laboratories, and the broader scientific community should work together to
Recommendation 3: The U.S. government’s approaches for maximizing talent attraction and research collaboration should address national security concerns and risks present in the geopolitical environment.
Recommendation 4: All levels of government—federal, state, local, and tribal—and key parties in the private sector should take a forward-looking, proactive approach to developing the nation’s domestic science, technology, engineering, and mathematics (STEM) talent.
Recommendation 5: The U.S. government should build on its relationships with its trusted allies and develop stronger collaborative partnerships to ensure the resilience of international talent capacity in areas of strategic interest.
Recommendation 6: To facilitate the development and flow of global talent, ensure the robust exchange of ideas, and support the U.S. innovation ecosystem, the U.S. government should support universities, foundations, and industry in forging strong international research partnerships and building educational and research capacity, including in low- and middle-income countries and less developed countries in the Global South.
Recommendation 7: The legislative branch should create easily navigable pathways to permanent residency and citizenship for qualified foreign-born STEM talent. As an immediate priority, Congress should empower government agencies to identify critical areas of science, technology, and engineering vital to their mission. Congress should then authorize additional Green Card numbers for qualified foreign-born experts who work in such areas, subject to normal due diligence. The corresponding legislation should create a new category for permanent residents and should not carry any per-country caps or be subject to existing numerical limitations. Explicit eligibility for international STEM graduates of U.S. institutions should be included.
Recommendation 8: The executive branch should maximize the use of all existing authorities to retain foreign-born STEM experts who are already in the United States.
Recommendation 9: The U.S. government, specifically OSTP and the Departments of Commerce, Homeland Security, Justice, and State, should continue to take measures to address lingering chilling effects of the China Initiative and create an attractive and welcoming environment for domestic and international talent of all races and ethnicities. All efforts should be taken to ensure that programs and policies intended to protect critical research from malign foreign influence do not target or inadvertently discriminate against people on the basis of national origin or ethnicity.
Recommendation 10: To assist Congress and the White House with developing immigration-related policies that support recruiting and retaining international talent, the U.S. government should fund a public-facing national dashboard, potentially run by a federally funded research and development center, that collects and aggregates information and showcases important metrics on international talent to include the following:
Recommendation 11: Higher education associations, scientific societies, and industry groups and leaders should engage in efforts to educate federal and state policymakers and staff on issues including the importance of foreign talent, the economic competitiveness and national security value of foreign talent, the importance of an open scientific ecosystem, the importance of international research collaborations, the current models for funding research, and current research security issues.
This consensus study report puts forward a set of practical recommendations that government decision-makers and policymakers should seriously consider in order to ensure the continued flow of talent, information, and ideas that is so vital to U.S. leadership in science, technology, and innovation and economic and national security.