NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the panel responsible for the report were chosen for their special competences and with regard for appropriate balance.
This report has been reviewed by a group other than the authors according to procedures approved by a Report Review Committee consisting of members of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine.
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce Alberts is president of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. William A. Wulf is interim president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an advisor to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine.
The National Research Council was established by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy's purposes of furthering knowledge and of advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce Alberts and Dr. William A. Wulf are chairman and interim vice chairman, respectively, of the National Research Council.
This project was supported by the Defense Advanced Research Projects Agency and the Office of Naval Research under contract number N00014-89-J-1728. Any opinions, findings, conclusions, or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the sponsors.
Cover: A plasma-etched gate 0.12 microns wide, patterned with x-ray lithography. (Courtesy of G. Rittenhouse, J.T.C. Lee, and A. Kornblit, Lucent Technologies Bell Laboratories.)
Copyright 1996 by the National Academy of Sciences. All rights reserved.
Library of Congress Catalog Card Number 96-70732
International Standard Book Number 0-309-05591-1
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DAVID B. GRAVES,
University of California, Berkeley,
Co-Chair
MARK J. KUSHNER,
University of Illinois at Urbana-Champaign,
Co-Chair
JEAN W. GALLAGHER,
National Institute of Standards and Technology
ALAN GARSCADDEN,
Wright Laboratory
GOTTLIEB S. OEHRLEIN,
State University of New York at Albany
ARTHUR V. PHELPS,
University of Colorado, JILA
BERTRAM HUI,
Defense Advanced Research Projects Agency
CHARLES ROBERSON,
Office of Naval Research
DANIEL F. MORGAN, Program Officer
WILLIAM STWALLEY,
University of Connecticut,
Chair
WENDELL T. HILL III,
University of Maryland,
Vice Chair
ROBERT W. FIELD,
Massachusetts Institute of Technology
DANIEL GRISCHKOWSKY,
Oklahoma State University
TONY F. HEINZ,
IBM T.J. Watson Research Center
PAUL S. JULIENNE,
National Institute of Standards and Technology
H. JEFFREY KIMBLE,
California Institute of Technology
SIU AU LEE,
Colorado State University
C. WILLIAM McCURDY, JR.,
Lawrence Livermore National Laboratory
MARA G. PRENTISS,
Harvard University
DAVID J. WINELAND,
National Institute of Standards and Technology
RAVI SUDAN,
Cornell University,
Chair
CHUAN S. LIU,
University of Maryland,
Vice Chair
STEVEN C. COWLEY,
University of California, Los Angeles
VINCENT DONNELLY,
AT&T Bell Laboratories
ROY GOULD,
California Institute of Technology
RICHARD D. HAZELTINE,
University of Texas at Austin
WILLIAM L. KRUER,
Lawrence Livermore National Laboratory
MICHAEL LIEBERMAN,
University of California, Berkeley
GERALD L. ROGOFF,
OSRAM Sylvania, Inc.
NATHAN RYNN,
University of California, Irvine
ELLEN ZWEIBEL,
University of Colorado
DAVID N. SCHRAMM,
University of Chicago,
Chair
ROBERT C. DYNES,
University of California at San Diego,
Vice Chair
LLOYD ARMSTRONG, JR.,
University of Southern California
DAVID H. AUSTON,
Rice University
IRA BERNSTEIN,
Yale University
PRAVEEN CHAUDHARI,
IBM T.J. Watson Research Center
SANDRA M. FABER,
University of California at Santa Cruz
HANS FRAUENFELDER,
Los Alamos National Laboratory
JEROME I. FRIEDMAN,
Massachusetts Institute of Technology
MARGARET J. GELLER,
Harvard-Smithsonian Center for Astrophysics
MARTHA P. HAYNES,
Cornell University
WILLIAM KLEMPERER,
Harvard University
AL NARATH,
Sandia National Laboratories
JOSEPH M. PROUD,
GTE Corporation (retired)
ANTHONY C.S. READHEAD,
California Institute of Technology
ROBERT C. RICHARDSON,
Cornell University
JOHANNA STACHEL,
State University of New York at Stony Brook
DAVID WILKINSON,
Princeton University
DONALD C. SHAPERO, Director
ROBERT L. RIEMER, Associate Director
DANIEL F. MORGAN, Program Officer
NATASHA CASEY, Senior Administrative Associate
CHRISTOPHER HANNA, Project Assistant
ROBERT J. HERMANN,
United Technologies Corporation,
Co-Chair
W. CARL LINEBERGER
University of Colorado,
Co-Chair
PETER M. BANKS,
Environmental Research Institute of Michigan
L. LOUIS HEGEDUS,
Elf Atochem North America, Inc.
JOHN E. HOPCROFT,
Cornell University
RHONDA J. HUGHES,
Bryn Mawr College
SHIRLEY A. JACKSON,
U.S. Nuclear Regulatory Commission
KENNETH H. KELLER,
Council on Foreign Relations
KENNETH I. KELLERMAN,
National Radio Astronomy Observatory
KEN KENNEDY,
Rice University
DANIEL KLEPPNER,
Massachusetts Institute of Technology
MARSHA I. LESTER,
University of Pennsylvania
NICHOLAS P. SAMIOS,
Brookhaven National Laboratory
L.E. SCRIVEN,
University of Minnesota
SHMUEL WINOGRAD,
IBM T.J. Watson Research Center
CHARLES A. ZRAKET,
MITRE Corporation (retired)
NORMAN METZGER, Executive Director
In the spring of 1994 the Plasma Science Committee and the Committee on Atomic, Molecular, and Optical Sciences of the National Research Council (NRC) established a panel to organize and conduct a workshop on database needs in plasma processing of materials. This activity was motivated by the NRC report Plasma Processing of Materials: Scientific Opportunities and Technological Challenges (National Academy Press, Washington, D.C., 1991), prepared by the Panel on Plasma Processing and Materials under the auspices of the Board on Physics and Astronomy, which pointed out the need for an improved database to enable more quantitative modeling of plasma reactors and processes, especially in the area of integrated circuit manufacturing. The beneficial product of such modeling would be a more competitive and responsive microelectronics industry that serves both defense and civilian markets.
The primary purpose of the workshop, held April 1 and 2, 1995, in Washington, D.C., was to bring together experts with the goal of developing a prioritized list of database and diagnostic needs based on their potential impact on plasma processing technology. This report summarizes the findings of the workshop.
Each of the members of the Panel on Database Needs in Plasma Processing headed an ad hoc group that helped draft a subset of the report, based on input from the workshop participants. The panel thanks the members of these groups for their assistance: P.B. Armentrout, University of Utah; E. Aydil, University of California, Santa Barbara; K.H. Becker, The City College of the City University of New York; R. Buss, Sandia National Laboratories; M.W. Chase, National Institute of Standards and Technology; L.G. Christophorou, Oak Ridge National Laboratory; J.M. Cook, Lain Research Corporation; D. Ernie, University of Minnesota; K.P. Giapis, California Institute of Technology; M.F. Golde, University of Pittsburgh; I.P. Herman, Columbia University; P. Ho, Sandia National Laboratories; R. Johnsen, University of Pittsburgh; Y.-K. Kim, National Institute of Standards and Technology; H. Sawin, Massachusetts Institute of Technology; D.W. Setser, Kansas State University; S. Srivastava, Jet Propulsion Laboratory; W. Tsang, National Institute of Standards and Technology; R.J. Van Brunt, National Institute of Standards and Technology; C. Woods, University of Wisconsin; J. Wormhoudt, Aerodyne Research Inc.; and M. Zachariah, National Institute of Standards and Technology.
In view of the fact that the primary use of data on plasma processing is in technology development in industry, special efforts were made to ensure that there was extensive industrial participation in the workshop, both in breadth and depth. The panel owes a particular debt of gratitude to the following individuals for their active participation in the workshop and for critiquing and improving drafts of the report: Kaihan A. Ashtiani of Materials Research Corporation; Andrew D. Bailey HI of Plasma and Materials Technologies; Joel M. Cook of Lam Research Corporation; Frederick Dill of IBM T.J. Watson Research Center; Vincent Donnelly of Lucent Technologies Bell Laboratories; Erik Egan of Motorola; Sychi Fang of Intel Corporation; David Fraser of Intel Corporation; Abe Ghanbari of Materials Research Corporation; R.A. Gottscho of Lain Research Corporation (formerly of AT&T Bell Laboratories); Michael Hartig of Motorola/Sematech; Les Jerde of Tegal Corporation; Andrew Labun of Digital Equipment Corporation; Michael Mocella of Dupont; Joseph Proud of GTE; Vivek Singh of Intel Corporation; Vikram Singh of Lam Research Corporation; M. Surendra of IBM T.J. Watson Research Center; Alexander Voschenkov of Lain Research Corporation; and Jody Wormhoudt of Aerodyne Research.
The scope of this report is substantial, covering industrial needs for better plasma process engineering, the current state of the art in plasma modeling, and the various supporting databases and diagnostics techniques that underlie and complement modeling and simulation. The report is intended for a variety of audiences: academic and government laboratory researchers, industrial engineers and scientists, and technical program managers at federal agencies. Although it emphasizes industrial and technological applications, the report raises many challenging questions involving fundamental science that underlies the
technological applications, and these challenges should appeal to many in the basic science community as well as to technologists. The fundamental science disciplines to which this report is most relevant include, but are not limited to, plasma science and atomic, molecular, and optical science.
The panel notes that this report has been preceded by several excellent reports that address similar and/or complementary issues from somewhat different perspectives. The Semiconductor Industry Association (SIA), for example, prepares periodic "roadmaps" of industrial needs and potential solutions to guide technology development in critical areas of semiconductor manufacturing. SIA's second such report (The National Technology Roadmap for Semiconductors, SEMATECH, Austin, Tex., 1994) contains numerous insights regarding the role of future plasma processing in semiconductor manufacturing. In 1995 SEMATECH published an important supplement to the SIA roadmap; titled Technology Computer-Aided Design (TCAD) Roadmap: Supplement to the National Technology Roadmap for Semiconductors, it contains a chapter on equipment modeling, including plasma equipment modeling and the database needs for this application. In 1994 SEMATECH published White Paper for a Chemical Kinetics Database to Support Integrated Circuit Manufacture, a report that focuses primarily on modeling and simulation for thermal chemical vapor deposition (CVD) processes and that contains much useful information and valuable insight on the proper approach to developing an equipment modeling database.
As noted above, plasma processing was specifically addressed in the 1991 NRC report Plasma Processing of Materials, which provided the primary motivation for the present activity. In 1995, the NRC published in the Naval Research Laboratory Series a report titled Plasma Processing and Processing Science (National Academy Press, Washington, D.C.). Also published in 1995 was a comprehensive NRC report entitled Plasma Science: From Fundamental Research to Technological Applications (National Academy Press, Washington, D.C.). All of these previously published reports contain useful, often additional, and sometimes conflicting information relevant to the goals of this report. Readers are advised to examine the earlier reports as well, to obtain historical perspective and a broader base of opinion.